EFTA01499899.pdf

For the Period 311/13 to 3/31113 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements SOUTHERN FINANCIAL LLC 0.00 18,779,991.73 18,779,991 73 4 At December 31, 2012, JPMS LLC's net capital of $13.5 SOUTHERN FINANCIAL. LLC 0.00 0.00 0.00 14 billion exceeded the minimum regulatory net capital Total Value $0.00 $18,779,991.73 $18,779,991.73 requirement of $t .5 billion by 512.0 billion. JPMCC's net capital of $6.6 billion was approximately 8.3% of This account summary is provided for informational purposes and includes assets at different entities. aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"). except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage billion. transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income Complete copies of JPMS LLC's and JPMCC's individual securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see audited Statement of Financial Condition may be 'Additional Information About Your Accounts" at the end of the Asset Account Statement. obtained, at no cost, by accessing: (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority (71NRA") and Securities Insurance Protection http://investorshareholder.comipmorganchasetfinancial- Corporation ("S1PC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity condition.cfm Detail". Such transactions are cleared and carried through JPMCC. Additionally, you may call to request a Please see disclosures located at the end of this statement package for Important Information relating to each J.P.Morgan account(s). hard copy of the statement. 0026008917 150 1500(01 SOUTHA14 20130102 Consolidated Statement Page 1 J.P.Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00023736 Chase CONFIDENTIAL SDNY_GM_00292934 EFTA01499899