EFTA00080622.pdf

09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1m2 JPMorgan Private Bank Account Number - Confidential Page 1 of 9 JEFFREY EPSTEIN Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist. RILEYIHORNBECKER OG03000090 00 0000 000(0090%00 000%0 JEFFREY E EPSTEIN CIO FINANCIAL TRUST COMPANY ATTN. JEANNE BRENNAN GOVERNMENT EXHIBIT 504 52 20 Cr. 330 (MN) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005505 Chase EFTA00080622 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 fl JPMorgan Private Bank Account Number Asset Account Portfolio Page 2 of 9 JEFFREY EPST September 01, 2002 • September 30, 2002 Overview renke( Vera 1.1S0 lirker Valpe US() Tex Etdelte* Annua( Portfolio Summary Cash & Short Term S4030 6,838,687.24 Aur3f 14,816,643.79 COM USO 6,838,687.24 brom* (,30 109,416.12 Except kr the Depcwt Acta"! (e ~ir) end the osen sn pro Aue( notam( (Mon Total 6,838,687.24 14,816,643.79 6,838,687.24 109,416.12 n maure° dapOUIS wrtn.IPMCI) nr» of Me "...nemme rekna/ tn (hm stammen: of yre Aser notam( 'menene ~ml fonds ro FOPC munn% of benk depcorts Accrued Intome 11,992 75 22,043 45 Obkg•bovg of Or gvartreood by JANCO of (my o( on bank av trwer offhtwes ((mins Total Portfolio Value 6,850,679.99 14,838,687.24 OVIgnuu9e md.:0W) Sve° SOCurgain ard otnrommtments ro sotra k, "remmen; meiude)9 Pass«. bas ot inong~ ~Nag ~nagd Soo 'Importen( information obo& gauv JF,» EkoMene Aceount cg the end ot the Aszet Accourd ~ho Asset Allocation Intome Summary 100% Cash and Short Term Thls Perler USD Vw to Dele USD` Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475.74 Total 22,043.45 22,425.73 Contidential Treatment Requested by JPMorgan JPM-SDNY-00005506 Chase EFTA00080623 09 2002 JPMorgan Chase Bank 345 Park A% cnue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number Asset Account Portfolio Page 3 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30 2002 Cash and Short Term Summary by Maturity CunentAMAN Value &Mated Annual income USD USD Cash 957.08 12 44 Less Than 3 Months 6,837,730.16 109.403 68 Total 6,838,687.24 109,416.12 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Linn Cost Tax Cost Current Estimated CLIMIlt Description atSISS Market Aquaria Madre( Value USO Unroahse4 Annual 19001 Cus'pSSP Moody's Raring Currency Quantity Original Price Original Accrued Interest USO Don/Loss USD Income USD % Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% Short Term by Maturity J P MORGAN TM FREE MONEY MARKET USD 6,837,730.16 1.00 1 00 6.837,730 16 6,837,730.16 109.403 68 1 60 FUND INSTITUTIONAL SHARE CLASS 11,991.92 (FUND 840) 7-Day Annuaized Yield: 1.52% 62926N-75-4 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA00080624 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number Asset Account Portfolio Page 4 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Cash and Short Term by Type continued Unit Cost Tax Cost Covent Estimated Current Description Marker A Uftq Marker Value UW Unrealized Annual Weld' CusipC&AM~ins Raring Currency Ouannry Original Price Onginal Accrued Interest USO Gairrt cos USO Income UW WM Total Cash and Short Term 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11,992.75 Important informetlon ~U. Pricing and WhieflOOS Prom some or wench ere provided by prong Serr,Ce3 a OW« SWOP, rh (*deem /abet% we nor guwareed Ma eta/racy a es lesizahle valuer Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA00080625 09 12002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Number: 0 79961-00-1 Asset Account Portfolio Page 5 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Trade Activity Realized Gain/Loss Summary Amount USD Short Term Gain/Loss 0.00 Long Term Gain/Loss 0.00 Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with WA. Trade Activity by Type Trade Semement Realized Care Clare Type OeungifIon Currency Quantify Prtoalintt Name CostoProcels Tax COW Gainless 050 Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086 37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 84O) Sep 10 Sep 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 - 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5,000,000 1.00 5,000,000.00 - 5,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA00080626 09 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Number Asset Account Portfolio Page Got 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Account Transactions Cash Activity Summary Amount MS Amount Year Pena! USD to ate USD' Beginning Balance .00 Credits Dividends 21,093 46 21.475 74 Taxable Interest 949.99 949.99 Sweep Account Sales 48,998.65 Sales, Maturities, Redemptions 8,000,000.00 18,000,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 - 1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.00 - 18,000,000.00 Ending Balance .00 *Year to date information is calculated on a calendar year basis. Activity by Date Settlement Date rano Ouannty Damnation Amount USD Sep 3 Dividend JP MORGAN TAX FREE MONEY MARKET 7.09 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 3 Interest INTEREST FOR AUG. @ 1.4% ON NET 949.99 AVERAGE COLLECTED BALANCE 5798,956.29 AS OF 09/01/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA00080627 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number M.= Asset Account Portfolio Page 7 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Activity by Date continued Sealentenz One TYPe Gummy DeSCOMM Amount VW Sep 3 Dividend J P MORGAN TAX FREE MONEY MARKET 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 3 Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a $1.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957.08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WIRE TO - 2,000,000.00 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA00080628 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number Asset Account Portfolio Page Sof 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Activity by Date continued Sealenteen One type Gummy Descraalon Amounr USD Sep 16 Misc. Disbursement TRANSFERRED BY WIRE TO - 1,000,000 00 PALM BEACH NATI BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 18 Sale - 5,000,000 J P MORGAN TAX FREE MONEY MARKET 5,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/18/02 Sep 18 Misc. Disbursement TRANSFERRED BY WIRE TO - 5,000,000.00 PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA00080629 09 1 001 .IPNIorgan Chase Book 345 Park \N rti or, New York, NY 10154-1002 JPNlorgan Private Bank Account Number Asset Account Portfolio Pact: C.,' of C: JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 In Case of Errors or Questions About Your &manna Transfers. Conactma Morgan Teemat One Of me 'meows rooters on the front a ma suminant or nice us at 500 Stanton ChnshanaRoad. LOPS, Nowak CIE 10713-2107 an noon as toucan el you hank nor Maranon( is wrong a I souMadman anforrratronsacol • WSW en me statement Wo must hild, 60071)0U no IMO Man CO days atone sent youth FIRSIMMerrent on which the tract pealernapposed (1)Ten us ma nano end account nunte (2)0esaboMo aura MI Sanaa you as unsure about and toptanas awry as you can shy you betevert iS in antra tiny >Ou need more mt. mew, (3) led us the doss. *moon: of trro SuSpaCled error If you contact us crony you must send us >0W canister.), or Question ,n ononp sal 10 buSinaSS days in Oldie to prosonenots Tuna We we olveStyaleyOur COMplatn: and va Correct any arra ivoerpoy Iran take 0'00 than 10 &dross days b do this (20days fa purchasesusnp your dmaard cc AY antronanoneltrensactons) we ail snagmot acsaint fa me amount yX, thank U n ara so that yar war frirre the sus Or frOney dam; tip an* 4 takes us to COmpanteOunn.ostgaton kr cam Of MOM or questions about your statement, including yew One el credit rou thmic that jots statement a.xarecf a (you need mete ficrmabon about a bansecton on )our statement including a Are of credsf tense:Wm you must mute 1o us on a sepevoto sheet describing Me ease and send d to Jettorpan Alva. Sena 500 Montan OnASNMO Rood. i/OPS3 Nemeth OE 10713.2107. me must her ban yam no ism than 60 days Ma me statenant on whch the ma or problem appeared is sent You can contact yaw chant saven spec sist but dons, so wea not premise yaw ryas In your Jaffa please porde the rcilteong informacn abort name and account numbs, mewsdoer amen! or the suspected ma - and (3)• dorm:non cite arca end expanahon if you can ohy you bedew men is an error If you need more infarreebon you must desate the ,tam you we unsure aired The allergen Funds or rho -Morgan Inattnationet Funds or The American Century Funds JP Morgan Funds Disbnutat lac a Me danbuta of the J P Morgan Fords end AmericanCentury Investment Sayers,Inc a the &striate oldie Amerman Century Funds JPMagan Investment Manaperment Mc and Amman Century Investment Management serve as 0:vestment editors to des respectiveIona rantees Snares of the heats are not bent demos *Merenot guerenteedby any bank government entity. a Me FOIC. Return and slwepnas wit McNair andredetabon malemey be more °fleas Wan onward:rot Wrote me mOneymelkelAm& See* to mantel,' a stablenet asset vokeOf $IMI per share. then nO 634Ulancettrat they roe continueto do so. Preestmatedannuahnsomeand dirdendyieW figures fa naval funds represent the funds' most recent groom. &Wendannvareed If you haw Owen one of to sweep mutual funds Feume fleeted Met positions in me pomp Money Menke sweep Fund represent bona", or*akepanRime Wet MGM, Fund. P 714tOrA n Me FederalMama Mtlefun Sweep Fund represent ha:rings is the JPrikrottn Federal Money UMW Fond and poolcos e the Tax &aril( Money Market Sweep Fund represent badman in the affAcrgen Tax Exempt Macey Mika Fund. JPMagan Ferrate Ronk a the mwketng name Ice Owe pima bookng buns. soncActed by! P Morgan Chase a Co Macula ds subsdeonos orridvido snauing JPMagan Chase &Mina:ram Trust Corrpany. NA end J P Mogan Seamen Inc "1St a a mentor atm &curries Investor FbaSecton Caperebon (PIAC). a not-kr-prole membership solaonstan funded by anemias reardkarld ash the socureros and ExchangeComma:won Secuntra and Gosh heel fancustomer account at JPWSI We protected map ben amount of 550.000.020 The Ina 5500,000 of depiction. wnicli noludos up Pe $100.000 ofDroll:melon kr cosh a provided by SIPC Pro brava a the pnarafon arch maxim up ban Mahone S900.000 a pnaacton for cash. a provided by a sedans.* Excess Smarties Bend issued by Treaders Casually and SuretyCompany of Amerce SPC end excess &PC protemon does not frond enema bases from fluctuations in the value cline seconded Assets held in eueledy by 'PACS are net meted to SIM omens Confidential Treatment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA00080630