EFTA01402942.pdf

Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] From: Vaishali-P Mehta Date: Mon, 05 Oct 2015 13:37:26 -0400 To: Jj Litchford Classification: For internal use only Either Kim or Andrew one of these 2 Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA Tel. Mobile Email fcid:[email protected] fcid:[email protected] From: Jj Litchford Sent: Monday, October 05, 2015 1:37 PM To: Vaishali-P Mehta Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Who should I pester about that? Kim? fcid:[email protected] EFTA01402942 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} From: Vaishali-P Mehta Sent: Monday, October 05, 2015 1:36 PM To: Jj Litchford; PWMUS AMLKYC Cc: Armen Brash Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Thanks Jj I will forward it to compliance as soon as it hits my queue — currently with Office Director Regards, Vaishali Mehta AVP Anti-Money Laundering Business Risk Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 27th Floor, 10005-2836 New York, NY, USA Tel. Mobile EFTA01402943 Email {cid:[email protected]} {cid:[email protected]} From: Jj Litchford Sent: Monday, October 05, 2015 1:19 PM To: PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Thank you! Vaishali—this has been submitted. {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email fcid:[email protected] EFTA01402944 From: Renee Salhi On Behalf Of PWMUS AMLKYC Sent: Monday, October 05, 2015 1:13 PM To: Jj Litchford; PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Hello Jj, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S. Virgin Islands and has no address history in Massachusetts according to LexisNexis. AML Compliance clears this alert from an AML perspective as the location and middle initial of the client does not match that of the alert subject. Kind regards, Renee Salhi {cid:1 [email protected]} Renee Salhi Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel. EFTA01402945 Email [email protected] Visit us: http://www.db.com {cid:2 [email protected]} From: Jj Litchford Sent: Monday, October 05, 2015 10:24 AM To: PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: FW: PCR Alert - Jeffrey Epstein [I] Importance: High Classification: For internal use only Hi AML-- This is a rush request. We need to reopen an account that was auto-closed today and are waiting on the KYC. Please clear the following PCR alert on Jeffrey Epstein (KYC 01469735). This alert is for Jeffrey S. Epstein, our client is Jeffrey Edward Epstein, so this is a false positive. Passport and alert attached. Thanks, JJ {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. EFTA01402946 Mobile Email {cid:[email protected]} From: Akshay Davera Sent: Monday, October 05, 2015 10:14 AM To: Jj Litchford Cc: PWM BIS-Research; PWMUS AMLKYC Subject: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Hello Attached is the alerts for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Thanks Kind regards, fcid:[email protected] Akshay Davera EFTA01402947 Operations Analyst I Transaction Approval Group I Business Information Search DBOI Global Services Private Limited Private Wealth Management A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Mobile Email fcid:[email protected] EFTA01402948