EFTA01582817.pdf

• W., • • ••••. I Oaf •,•• WS • I V V V • •• Risk Indicators: No Government ID : None Risk Rating Initial Risk Rating Final Risk Rating Standard High Reason for Adjusted Risk Rating Negative media - human rights issue Report Requested from GS&I Full Summary of Risk Attributes Reputational - 2011 media alleging Maxwell solicited young girls for then boyfriend Jeffrey Epstein. Epstein was convicted for solicitation of a prostitute and procurring a person under age 18 for prostitution. He was the subject of a previous Management Review and has been exited from the Bank. In a 1216113 RRC mtg, the decision was made to exit Maxwell. Even though all of Maxwell's banking accounts have been closed (only credit cards remain), the ticket needs to be completed to close the loop on the exit. GSI Report Current Report Type. Full Main Client Report Type: Full GSI Grid Search Type Further Review Required Company Information No additional research necessary. No Corporate Records No additional research necessary. No Other Database Searches No additional research necessary. No Internal Database Search (SPEADD/FPS) Internal database search revealed prior GDDO research for Ghislaine Yes Maxwell and the following derogatory information was reported: Newspaper article dated 12/01/2000. which stated that Ghislaine Maxwells source of wealth is being classified as something of a mystery. Newspaper article dated 08/09/1996 detailing the arrest of Ghislaine Maxwell on DWI charges. Reference the account titled "116 East 65th St LLC" (attached document labeled 816859913B) AND account titled "Pot and Kettle" (attached document labeled 511696411B) for previous research. Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. No GSI Red Dot Has this been identified as Red Dot KYC? Negative or Inconsistent Information No Yes Please respond to any issue identified in the GS&I grid that either needs further review or red dot which is not already covered in Business Case within the KYC Ghislaine Maxwell was asked to leave the bank by our Risk Committee. Her assets have all left the bank and her accounts have all since closed. She is no longer a client of the Private Bank. (,(;111'11:-“Li , (No Comments Available) Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062391 EFTA01582817