EFTA01568589.pdf

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 1/1/10 to 1/31/10 0000017984.00.0.20.00003.MAXWE00.20100202 GHISLAINE MAXWELL 16 ISLAND AVE APT 7D MIAMI BEACH FL 33139-1331 Asset Account J.P. Morgan Private Bank Team Mary Casey Jeffrey Matusow Janet Young William Doherty III Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Cash and Short Term Fixed Income Options Other Assets Portfolio Activity Online access www.MorganOnline.com Page 2 4 7 11 14 16 17 Client News 2009 Year End Tax 1099's You will be able to view your 2009 tax form 1099 on Morgan Online beginning Feb 24, 2010. You should expect to receive it via mail shortly thereafter. Please contact your client services team with any questions. Page 1 of 37 EFTA01568589 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Account Summary Asset Allocation Equity Cash & Short Term Fixed Income Options Other Assets Market Value Accruals Market Value with Accruals Beginning Ending Market Value 478,994.39 904,341.85 502,574.13 (1,110.00) 19,040.00 $1,903,840.37 12,841.91 $1,916,682.28 Market Value 447,633.05 783,193.56 432,688.39 (150.00) 21,540.00 $1,684,905 00 13,481.35 $1,698,386 35 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 1,903,840.37 (173,597.01) 816,055.95 (1,344,171.68) ($701,712.74) 2,523.46 EFTA01568590 480,253.91 $1,684,905.00 13,481.35 $1,698,386.35 Change In Value (31,361.34) (121,148.29) (69,885.74) 960.00 2,500.00 ($218,935.37) 639.44 ($218,295.93) Equity Year-to-Date Value 1,903,840.37 (173,597.01) 816,055.95 (1,344,171.68) ($701,712.74) 2,523.46 480,253.91 $1,684,905.00 13,481.35 $1,698,386.35 1% 100% Fixed Income Estimated 2,760.00 19,290.93 19,398.48 Current Annual Income Allocation 27% 46% 26% Cash & Short Term Other Assets Asset Allocation Page 2 of 37 EFTA01568591 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income CONTINUED Current Period Value 0.27 2,523.19 $2,523.46 Year-to-Date Value 0.27 2,523.19 $2,523.46 Unrealized Gain/Loss To-Date Value $12,057.10 Page 3 of 37 EFTA01568592 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Equity Summary Asset Categories US Large Cap US Mid Cap/Small Cap Non US Equity Emerging Markets Total Value Beginning Market Value 276,359.00 0.68 186,029.71 16,605.00 $478,994.39 Ending Market Value 249,873.20 2.08 180,962.77 16,795.00 $447,633.05 Change In Value (26,485.80) 1.40 (5,066.94) 190.00 ($31,361.34) Current Allocation 14% 1% 11% 1% 27% Emerging Markets US Mid Cap/Small Cap US Large Cap Asset Categories Equity Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value EFTA01568593 447,633.05 437,748.66 9,884.39 2,760.00 420.00 0.62% Non US Equity Page 4 of 37 EFTA01568594 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Equity Detail Estimated Quantity US Large Cap AT&T INC GOOGLE INC CL A 38259P-50-8 GOOG PFIZER INC 717081-10-3 PFE PROSHARES ULTRASHORT S&P 500 Total US Large Cap 74347R-88-3 SDS $249,873.20 US Mid Cap/Small Cap VISTEON CORP DEFAULT 92839U-10-7 VSTN Q Non US Equity BP PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP Page 5 of 37 $245,504.40 $4,368.80 $2,760.00 $420.00 1.10% 1,000.000 37.54 37,540.00 44,809.50 (7,269.50) 1,500.000 18.66 27,990.00 26,460.00 1,530.00 1,080.00 3.86% 1,000.000 00206R-10-2 T 300.000 529.94 158,983.20 147,944.90 11,038.30 EFTA01568595 25.36 25,360.00 26,290.00 (930.00) 1,680.00 420.00 6.62% Price Market Value Tax Cost Unrealized Gain/Loss Annual Income Accrued Dividends Yield 26.000 0.08 2.08 429.00 (426.92) 18.000 9.40 169.28 164.25 5.03 EFTA01568596 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Estimated Quantity Non US Equity CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 ZZZZ GBP SPDR GOLD TRUST Total Non US Equity 78463V-10-7 GLD $180,962.77 Emerging Markets CHANGYOU.COM LTD A/D/R 15911M-10-7 CYOU $175,077.26 $5,885.51 $0.00 0.00% 400.000 105.96 42,384.00 33,482.00 8,902.00 19.49 19.49 26.60 (7.11) 1,000.000 138.39 138,390.00 141,404.41 (3,014.41) Price Market Value Tax Cost Unrealized Gain/Loss Annual Income Accrued Dividends Yield 500.000 33.59 16,795.00 EFTA01568597 16,738.00 57.00 Page 6 of 37 EFTA01568598 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Cash & Short Term Summary Beginning Asset Categories Cash Short Term Total Value Market Value 104,002.47 800,339.38 $904,341.85 Ending Market Value 98,704.21 684,489.35 $783,193.56 Change In Value (5,298.26) (115,850.03) ($121,148.29) Current Allocation 6% 40% 46% Asset Categories Cash & Short Term Cash Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Period Value 783,193.56 772,896.95 10,296.61 19,290.93 7,778.90 2.56% Short Term Page 7 of 37 EFTA01568599 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Cash & Short Term Summary SUMMARY BY MATURITY Short Term Less than 3 months SUMMARY BY TYPE Short Term International Bonds Mutual Funds Market Value 684,488.35 1.00 Cash & Short Term Detail Total Value $684,489.35 % of Bond Portfolio 99% 1% 100% CONTINUED 684,489.35 Market Value Quantity Price Cash CANADIAN DOLLAR POUND STERLING 105,600.63 9.53 0.94 1.60 99,108.94 15.27 100,000.60 15.02 (891.66) 0.25 Market Value Tax Cost Adjusted Original Unrealized Gain/Loss Annual Income Accrued Interest Yield EFTA01568600 Estimated Page 8 of 37 EFTA01568601 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Quantity Cash US DOLLAR Total Cash Short Term JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN SHARE CLASS FUND 3 4812A0-81-3 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1000% DATED 01/28/2010 MATURITY 02/04/2010 HELD BY LONDON TREASURY SERVICES Bearer 60706P-9A-5 NOK KFW - BRL MEDIUM TERM NOTE 9 1/8% FEB 5 2010 DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:B284W67 B11XZP-9B-7 AAA /AAA BRL 125,000.00 53.45 66,808.27 72,010.50 (5,202.23) 6,095.03 6,028.24 7.31% 575,698.34 16.96 1/28/10 97,666.20 100,120.82 (2,454.62) 1,074.32 11.91 3.16% 1.00 1.00 1.00 1.00 (420.00) 1.00 (420.00) $98,704.21 (420.00) 6.83 EFTA01568602 $99,595.62 ($891.41) $0.00 $6.83 0.00% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 9 of 37 EFTA01568603 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Quantity Short Term JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 01/29/2010 MATURITY 02/05/2010 HELD BY LONDON TREASURY SERVICES Bearer 60706P-9C-1 AUD JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.5000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9F-3 AUD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9T-3 NOK JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 2.0000% DATED 01/29/2010 MATURITY 03/31/2010 HELD BY LONDON TREASURY SERVICES Bearer 60706P-9Q-0 NZD Total Short Term $684,489.35 $673,301.33 $11,188.02 $19,290.93 $7,772.07 2.93% 152,480.38 70.50 107,498.68 98,075.48 9,423.20 2,149.96 17.84 2.00% 611,000.00 16.97 103,672.66 100,000.00 3,672.66 829.38 396.23 0.80% EFTA01568604 119,047.61 88.88 105,815.44 100,000.00 5,815.44 2,645.38 1,263.85 2.47% 228,415.53 88.88 203,027.10 203,093.53 (66.43) 6,496.86 54.00 3.21% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 10 of 37 EFTA01568605 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Fixed Income Summary Asset Categories US Fixed Income - Taxable Beginning Market Value 502,574.13 Ending Market Value 432,688.39 Change In Value (69,885.74) Current Allocation 26% Asset Categories Fixed Income Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Period Value 432,688.39 437,523.74 (4,835.35) 19,398.48 5,282.45 4.32% Page 11 of 37 EFTA01568606 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Fixed Income Summary SUMMARY BY MATURITY Fixed Income Less than 5 years, 5-10 years, 10+ years, Total Value SUMMARY BY TYPE Fixed Income Corporate Bonds Government and Agency Bonds Total Value Market Value 399,250.73 33,437.66 $432,688.39 % of Bond Portfolio 92% 8% 100% Market Value 233,317.39 45,724.50 153,646.50 $432,688.39 CONTINUED % of Bond Portfolio 53% 11% 36% 100% 1 The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 12 of 37 EFTA01568607 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Fixed Income Detail Quantity US Fixed Income - Taxable GOLDMAN SACHS GROUP INC 1 5/8% JUL 15 2011 DTD 01/21/2009 38146F-AF-8 AAA /AAA INTL BK RECON & DEVELOP - BRL 8 3/4% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SEDOL:B435Z93 459058-96-1 AAA /AAA BRL FEDERAL HOME LOAN BANK 2% SEP 30 2013 DTD 09/30/2009 STEP CPN 3133XU-TS-2 AAA /AAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 JPMORGAN CHASE & CO NOTES 7.9% APR 29 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA Total US Fixed Income - Taxable $432,688.39 $437,523.74 ($4,835.35) $19,398.48 $5,282.45 4.32% 150,000.000 102.43 153,646.50 157,909.17 (4,262.67) 11,850.00 2,995.35 7.70% 50,000.000 91.45 45,724.50 45,394.50 330.00 236.25 52.50 1.92% EFTA01568608 33,333.330 100.31 33,437.66 33,333.33 104.33 666.66 224.06 1.91% 90,000.000 53.26 47,931.23 50,106.74 (2,175.51) 4,208.07 1,902.24 8.87% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield 150,000.000 101.30 151,948.50 150,780.00 1,168.50 2,437.50 108.30 0.73% Page 13 of 37 EFTA01568609 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Options Summary Asset Categories Equity Beginning Market Value (1,110.00) Ending Market Value (150.00) Change In Value 960.00 Current Allocation Current Market Value/Cost Market Value Premium Unrealized Gain/Loss Period Value (150.00) (1,524.95) 1,374.95 Options Detail Quantity Equity AT&T INC CALL OPTION APR 10 @ 29 Underlying Asset Price = $25.36 00206R-9D-0 T DOAA / Price Market Value Premium Unrealized Gain/Loss (10.000) 0.10 (100.00) (484.98) 384.98 Page 14 of 37 EFTA01568610 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Quantity Equity CURRENCYSHARES EURO TR CALL OPTION MAR 10 @ 153 Underlying Asset Price = $138.39 23130C-9C-W FXE CWAA / Total Equity ($150.00) ($1,524.95) $1,374.95 (10.000) 0.05 (50.00) (1,039.97) 989.97 Price Market Value Premium Unrealized Gain/Loss Page 15 of 37 EFTA01568611 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Other Assets Summary Asset Categories Other Beginning Estimated Value 19,040.00 Ending Estimated Value 21,540.00 Change In Value 2,500.00 Current Allocation 1% Asset Categories Other Assets Other Assets Detail Quantity Other PROSHARES ULTRSHORT QQQ 74347R-87-5 QID 1,000.000 21.54 21,540.00 26,203.50 (4,663.50) Price Estimated Value Cost Estimated Gain/Loss Page 16 of 37 EFTA01568612 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS Total Inflows OUTFLOWS Total Outflows Withdrawals TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance Period Value 103,987.32 1,554.01 $1,554.01 (172,628.00) ($172,628.00) 66,666.67 $66,666.67 ($420.00) * Year to date information is calculated on a calendar year basis. Year-To-Date Value* -1,554.01 $1,554.01 (172,628.00) ($172,628.00) 66,666.67 $66,666.67 -INCOME Current Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 -Page 17 of 37 EFTA01568613 EFTA01568614 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date 1/4 Type Interest Income Description DEPOSIT SWEEP INTEREST FOR DEC. @ .07% RATE ON NET AVG COLLECTED BALANCE OF $32,433.01 AS OF 01/01/10 1/5 US Government Interest FEDERAL HOME LOAN BANK 2% SEP 30 2013 DTD 09/30/2009 STEP CPN AS OF 12/30/09 1/15 1/25 Corporate Interest Expenses GOLDMAN SACHS GROUP INC 1 5/8% JUL 15 2011 DTD 01/21/2009 CHANGYOU.COM LTD A/D/R ADR DEPOSITORY SERVICE FEE FOR HOLDERS AS OF 11/27/2009 FROM BANK OF NEW YORK MELLON AS PAYING AGENT @.02 PER SHARE AS OF 11/27/09 1/29 Misc. Disbursement Total Inflows & Outflows FUNDS TRANSFERRED FROM ASSET AC# TO MMIA AC# 000002916490721 ($171,073.99) (172,618.00) 500.000 (10.00) 150,000.000 0.008 1,218.75 100,000.000 0.003 333.33 EFTA01568615 Quantity Per Unit Amount PRINCIPAL Amount 1.93 INCOME Amount Page 18 of 37 EFTA01568616 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 TRADE ACTIVITY Settlement Trade Date Date 1/5 Type Settled Sales/Maturities/Redemptions 1/5 Principal Payment Description FEDERAL HOME LOAN BANK 2% SEP 30 2013 DTD 09/30/2009 STEP CPN PAYMENT A/C PRINCIPAL AS OF 12/30/09 Quantity (66,666.670) Per Unit Amount 100.00 Proceeds Tax Cost 66,666.67 (66,666.67) Realized Gain/Loss Page 19 of 37 EFTA01568617 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -530.75 $530.75 (530.75) ($530.75) -Year-To-Date Value* -530.75 $530.75 (530.75) ($530.75) -Local Value Current Period Value 0.00 EFTA01568618 581.22 581.22 (581.22) (581.22) 0.00 Year-To-Date Value* -581.22 581.22 (581.22) (581.22) -Page 20 of 37 EFTA01568619 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Settlement Date 1/8 Type Foreign Interest Description JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/31/2009 MATURITY 01/08/2010 HELD BY LONDON TREASURY SERVICES 1/8 1/8 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (227,834.310) LONDON TIME DEPOSITS 3.2000% DATED 12/31/2009 MATURITY 01/08/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/8 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/08/2010 MATURITY 01/15/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/15 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/08/2010 MATURITY 01/15/2010 HELD BY LONDON TREASURY SERVICES 1/15 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT AUSTRALIAN DOLLAR (139.650) (129.88) (139.65) 227,996.330 0.001 129.88 139.65 227,996.330 EFTA01568620 (162.020) (148.87) (162.02) Quantity 227,834.310 Per Unit Amount USD Local Value 0.001 PRINCIPAL Amount USD Local Value 148.87 162.02 INCOME Amount USD Local Value Currency Gain/Loss USD Page 21 of 37 EFTA01568621 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 1/15 Type Free Delivery Description JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/08/2010 MATURITY 01/15/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/15 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/15/2010 MATURITY 01/22/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/22 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/15/2010 MATURITY 01/22/2010 HELD BY LONDON TREASURY SERVICES 1/22 1/22 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (228,135.980) LONDON TIME DEPOSITS 3.1500% DATED 01/15/2010 MATURITY 01/22/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/22 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/22/2010 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 228,275.710 (139.730) (126.55) (139.73) EFTA01568622 228,135.980 0.001 126.55 139.73 228,135.980 Quantity (227,996.330) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 22 of 37 EFTA01568623 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 1/29 Type Foreign Interest Description JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.1500% DATED 01/22/2010 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES 1/29 1/29 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - AUD AUSTRALIAN DOLLAR (228,275.710) LONDON TIME DEPOSITS 3.1500% DATED 01/22/2010 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/29 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 01/29/2010 MATURITY 02/05/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Total Inflows & Outflows $0.00 228,415.530 (139.820) (125.45) (139.82) Quantity 228,275.710 Amount USD Local Value 0.001 PRINCIPAL Amount USD Local Value 125.45 139.82 INCOME Amount USD EFTA01568624 Local Value Currency Gain/Loss USD Page 23 of 37 EFTA01568625 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -0.20 $0.20 100,000.40 $100,000.40 -Year-To-Date Value* -0.20 $0.20 100,000.40 $100,000.40 -Local Value Current Period Value 0.00 EFTA01568626 0.21 0.21 105,600.42 105,600.42 105,600.63 Year-To-Date Value* -0.21 0.21 105,600.42 105,600.42 -Page 24 of 37 EFTA01568627 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Settlement Date 1/6 Type Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/30/2009 MATURITY 01/06/2010 HELD BY LONDON TREASURY SERVICES Quantity 105,600.420 Per Unit Amount USD Local Value PRINCIPAL Amount USD Local Value 0.20 0.21 INCOME Amount USD Local Value Currency Gain/Loss USD TRADE ACTIVITY - Canadian Dollar Per Unit Trade Date 1/6 Settlement Date 1/6 Type Settled Sales/Maturities/Redemptions Sale Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/30/2009 MATURITY 01/06/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Quantity (105,600.420) Amount USD Local Value 94.70 EFTA01568628 1.00 Proceeds USD Local Value 100,000.40 105,600.42 Tax Cost USD Realized Local Value Gain/Loss USD (100,000.40) (105,600.42) Page 25 of 37 EFTA01568629 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Summary - N Zealand Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -358.46 $358.46 (358.46) ($358.46) -Year-To-Date Value* -358.46 $358.46 (358.46) ($358.46) -Local Value Current Period Value 0.00 EFTA01568630 506.58 506.58 (506.58) (506.58) 0.00 Year-To-Date Value* -506.58 506.58 (506.58) (506.58) -Page 26 of 37 EFTA01568631 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Detail - N Zealand Dollar INFLOWS & OUTFLOWS Settlement Date 1/29 Type Foreign Interest Description JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 2.0000% DATED 11/30/2009 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES 1/29 1/29 Misc. Disbursement Free Delivery ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NZD N ZEALAND DOLLAR (151,973.800) LONDON TIME DEPOSITS 2.0000% DATED 11/30/2009 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/29 Receipt of Assets JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 2.0000% DATED 01/29/2010 MATURITY 03/31/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Total Inflows & Outflows $0.00 152,480.380 (506.580) (358.46) (506.58) Quantity 151,973.800 Per Unit Amount USD Local Value 0.002 0.003 PRINCIPAL Amount USD Local Value 358.46 506.58 EFTA01568632 INCOME Amount USD Local Value Currency Gain/Loss USD Page 27 of 37 EFTA01568633 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -79.77 $79.77 (79.77) ($79.77) -Year-To-Date Value* -79.77 $79.77 (79.77) ($79.77) -Local Value Current Period Value 0.00 EFTA01568634 458.74 458.74 (458.74) (458.74) 0.00 Year-To-Date Value* -458.74 458.74 (458.74) (458.74) -Page 28 of 37 EFTA01568635 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Settlement Date 1/7 Type Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.7500% DATED 12/31/2009 MATURITY 01/07/2010 HELD BY LONDON TREASURY SERVICES 1/7 1/7 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (575,239.600) LONDON TIME DEPOSITS 0.7500% DATED 12/31/2009 MATURITY 01/07/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/7 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 01/07/2010 MATURITY 01/14/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/14 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 01/07/2010 MATURITY 01/14/2010 HELD BY LONDON TREASURY SERVICES 1/14 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (106.280) (18.84) (106.28) 575,323.490 18.84 106.28 575,323.490 (83.890) EFTA01568636 (14.74) (83.89) Quantity 575,239.600 Per Unit Amount USD Local Value PRINCIPAL Amount USD Local Value 14.74 83.89 INCOME Amount USD Local Value Currency Gain/Loss USD Page 29 of 37 EFTA01568637 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 1/14 Type Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 01/07/2010 MATURITY 01/14/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/14 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2000% DATED 01/14/2010 MATURITY 01/21/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/21 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2000% DATED 01/14/2010 MATURITY 01/21/2010 HELD BY LONDON TREASURY SERVICES 1/21 1/21 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (575,429.770) LONDON TIME DEPOSITS 1.2000% DATED 01/14/2010 MATURITY 01/21/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/21 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2000% DATED 01/21/2010 MATURITY 01/28/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 575,564.040 (134.270) (23.27) (134.27) EFTA01568638 575,429.770 23.27 134.27 575,429.770 Quantity (575,323.490) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 30 of 37 EFTA01568639 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 INFLOWS & OUTFLOWS Per Unit Settlement Date 1/28 Type Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2000% DATED 01/21/2010 MATURITY 01/28/2010 HELD BY LONDON TREASURY SERVICES 1/28 1/28 Misc. Disbursement Free Delivery REP: ROLLOVER TO TIME DEPOSIT JP MORGAN CHASE BANK - NOK NORWEGIAN KRONE (575,564.040) LONDON TIME DEPOSITS 1.2000% DATED 01/21/2010 MATURITY 01/28/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 1/28 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.1000% DATED 01/28/2010 MATURITY 02/04/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD Total Inflows & Outflows $0.00 575,698.340 (134.300) (22.92) (134.30) Quantity 575,564.040 Amount USD Local Value PRINCIPAL Amount USD Local Value 22.92 134.30 INCOME Amount USD Local Value EFTA01568640 Currency Gain/Loss USD Page 31 of 37 EFTA01568641 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS Total Outflows Tax Payments Ending Cash Balance * Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -0.27 $0.27 (0.03) ($0.03) -Year-To-Date Value* -0.27 $0.27 (0.03) ($0.03) -Local Value Current Period Value 9.38 EFTA01568642 0.17 0.17 (0.02) (0.02) 9.53 Year-To-Date Value* -0.17 0.17 (0.02) (0.02) -Page 32 of 37 EFTA01568643 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 1/7 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.166666 PER SHARE 1/7 Foreign Tax Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 12.00% Total Inflows & Outflows $0.24 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount USD Local Value 0.27 0.17 PRINCIPAL Amount USD Local Value 0.27 0.17 INCOME Amount USD Local Value Currency Gain/Loss USD Page 33 of 37 EFTA01568644 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at , 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describir the error and send it to: J.P. Morgan's Private Bank, , 1/OPS3, Newark, DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, and unaccounted cash positions in writing to both the introducing broker, JPMSI and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your JPMSI Account Representative or JPMSI Compliance Department at In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. Page 34 of 37 EFTA01568645 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Important Information about Pricing and Valuations Certain assets including but not limited to, pooled private investments, non - publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of which may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the close of business of the date of this statement and, except as otherwise agreed in writing, these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Please review your statement promptly and report any discrepancies EFTA01568646 immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services, Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. Page 35 of 37 EFTA01568647 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements. Accordingly, investors should not rely on pricing information appearing in their statements with respect to ARS. Additional Information About Your Accounts Securities purchased or sold through JPMSI (1) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI, and (2) other than exchange-listed options, are held in your Asset Account at JPMorgan Chase Bank, N.A. Positions in exchange-listed options are held by 3.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. All pertinent information about your settled and pending purchases and sales effected through your JPMSI account during the period covered by this statement, is summarized in the "Trade Activity" portion of this statement. You should have received separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMSI will promptly supply you with the latest such information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. 3PMCC and JPMSI are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMSI and JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank") are not subject to SIPC. You may obtain information about EFTA01568648 SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. To the extent applicable, please read the following disclosures regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMSI, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds, American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMSI and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMSI of material changes in your investment objectives or financial situation. Unless you inform JPMSI otherwise, JPMSI will consider the information currently in its files to be complete and accurate. Page 36 of 37 EFTA01568649 GHISLAINE MAXWELL ACCT. For the Period 1/1/10 to 1/31/10 JPMSI is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMCB. The securities sold, offered, or recommended by JPMSI: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMSI's bank or thrift affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMSI's banking affiliates may be lenders to issuers of securities that JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI may be used for the repayment of such loans, and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMSI obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMSI will constitute your consent to the sharing of such information by JPMSI and its bank or thrift affiliates, to the extent permitted by law. This statement is not an official document for income tax reporting purposes. Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; Amounts in such foreign accounts do not have the benefit of any Domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Account (TD F 90-22.1). Page 37 of 37 EFTA01568650 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01568651