EFTA01438495.pdf

Subject: Re: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc ( ) & Hyperion Air, LLC ( under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant ‹ > Date: Fri, 24 Aug 2018 06:03:21 -0400 To: Richard Iarossi Stewart Oldfield Cc: Bradley Gillin Terri Sohrab Mayur Rathod Hi Richard/Stewart, We have already received no material change confirmation from Brad as per attached email on the accounts listed in the subject line, upon which we have launched KYC case#01977699 for their remediation. After this confirmation, the following items are required for this case to be completed successfully - For J. Epstein Virgin Islands Foundation, Inc - We found the IRS letter which confirms that this is a 501 (c ) (3) entity but we are unable to obtain 'SoS' or screenshot from the IRS website. This could mean that this entity is no longer tax exempt and/or active. Could you provide the 'SoS' from IRS website or advise on this please? Hyperion Air, LLC — SOS from USVI website or COGS dated within 6 months Above items should clear this case for approval submission, so kindly provide accordingly, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group EFTA01438495 Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile Thanks & Regards fcid:1 [email protected] Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, B1, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email: From: Vijay-A Sawant Sent: Monday, July 30, 2018 4:20 PM To: Bradley Gillin ; Stewart Oldfield Cc: Mayur Rathod Subject: 2018 Periodic Review of Hi h Risked Accounts J. Epstein Virgin Islands Foundation, Inc ( ) & Hyperion Air, LLC ( ) Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. EFTA01438496 Upon review of the docs available in the repositories, I have completed the attached checklist, main RP's also listed below for reference — Acct Holder — J. Epstein Virgin Islands Foundation, Inc President & Authorized Signatory — Jeffrey Epstein Vice President & Authorized Signatory — Darren K. Indyke Treasurer, Secretary & Authorized Signatory — Erika Kellerhals Kindly advise if the above RP's are correct? Also advise if any material changes to this account? During review, I noticed the IRS letter which confirmed that this is a 501 (c ) (3) entity but I am unable to obtain 'SoS' from the IRS website. This could mean that this entity is no longer tax exempt. Could you advise on this, please? Regarding the CDD form, I am awaiting AML confirmation whether Jeffrey Epstein's address in section c, is acceptable? Will get back to you as soon as response is received from Morgan. Acct Holder - Hyperion Air, LLC Sole Member — Jeffrey Epstein Authorized Signatories — Harry Beller & Darren Indyke Kindly advise if the above RP's are correct and whether there are any material changes to this account? EFTA01438497 Kindly assist in procuring SoS from the US Virgin islands government registry, please? Note, we already have the COE (Certificate of Existence) for this entity. The SoS is required so we can evidence that this entity is STILL registered with the authorities and is active. Regarding the CDD form, I am awaiting AML confirmation whether Jeffrey Epstein's address in section c, is acceptable? Will get back to you as soon as response is received from Morgan. I will launch KYC upon your confirmation of material changes. Note above accounts will be KYC'd on ONE kyc case, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile EFTA01438498 EFTA01438499