EFTA01384347.pdf

Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Richard larossi Sent: Monday, October 22, 2018 1:36 PM To: Kimberly Hart > Cc: Bradley Gillin < ; Stewart Oldfield Subject: RE: Epstein - negative media [II Classification: For internal use only Hi Kim, I hope you had a nice weekend. Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval to continue the KYC approval process. Please let me know if you have any questions or would like to discuss. Thank You, Rich Richard larossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor Now York. NY I 0154 Securities olTered through Deutsche Bank Securities Inc. From: Richard larossi Sent: Thursday, October 18, 2018 5:22 PM To: Kimberly Hart Cc: Bradley Gillin Stewart Oldfield Subject: RE: Epstein - negative media [I] Classification: For Infernal use only Hi Kim, AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084477 CONFIDENTIAL SONY GM_00230861 EFTA01384347