EFTA01363587.pdf

rdc Organization: The 2017 Caterpillar Trust DB12000P - Deutsche Bank Private Bank Batch Date: 2/5/2018 Added to Monitoring: 02/05/2018 Alert Date: Alert 2/5/2018 Address: Gountiy UNITED STATES Tracking ID: Reporting ID: Alerted Entity 9: 1 of 1 Risk Priority: Critical Alert ID: 12612432.11620919.86458141 http://global.factiva.conVenidu/article.esp7NAPC=S&AccessionNo=pris000020010712dx3u007oc • Associated Press Newswires. MEDIA Article,United States.Headline:Caterpillar turns profit; says global economy improving. demand rising in emerging markets. hUp://globalfactiva.corrilen/du/article.asp?NAPC=S&AccessionNo=APRS000020100426e64q001yh • St. Louis Post-Dispatch, MEDIA Article,United States,Headline:Caterpillar sees 'revival' as global demand increases, http://olobal.factiva corrilenklu/article.asp7NAPC=S&AccessionNorSLMO000020100427e64r000b8 • The Commercial Appeal. MEDIA Article,United States,Headline,Millions of jobs lost in recession most likely are gone for good, http://global.factiva conVen/du/article.asONAPC=S&AccessionNo=MMPH000020100514e65e0000n • Associated Press Newswires, MEDIA Artide,United States,Headline:Moody's raises credit outlook for heavy equipment maker Caterpillar. http://global.factiva.com/enidu/article.asp?NAPC=S&AccessionNo=APRS000020100602e662001Im • Pittsburgh Tribune-Review, MEDIA Article,United States.Headline:Caterpillar accused of dodging $2 billion in taxes, http://cdobal.factiva.corrieenidu/article.asp?NAPC=S&AccessionNo=PBTR000D20110710e7790000) • Newsday, MEDIA Article,United States,Headline:IN BRIEF, http.//global.factiva com/erifdu/article.asp?NAPC=S&AccessionNo=NDAY000020050601e1610001a • Financial Times, MEDIA Article,Headline:Caterpillar probed over US tax avoidance claims; CONSTRUCTION; Senate looking at overseas transfers. http://plobal.factiva.conVeniduiarticle.asONAPC=S&AccessionNo=FTFTA00020140322ea3m00042 • The Wall Street Joumal Online, MEDIA Article,Headline:U.S. Prosecutors Investigate Caterpillar Unit; Progress Rail Services Is a Target of a Criminal Investigation in California, http://global.factiva.cordenidu/article.asp?NAPC=S&AccessionNo=WSJ0000020131101e9b1009na • The Wall Street Journal Online, http://gbbal.factiva.cornien/du/article.asp?NAPC=S&AccessionNo=WSJO000020131101e9b1009na • Reuters News, MEDIA Article,Headline:ANALYSIS-Accounting risk clouds big U.S. business bets in China, http://gtobal.factiva.conVenidu/article.asp?NAPC=S&AccessionNo=LBA0000020130210692a0008r • Reuters News, MEDIA Arlide,Headline:UPDATE 3-Ex-chairman of firm linked to Caterpillar fraud "dismayed", http.figlobal.factrva comienicluiarticle.asp?NAPC=S&AccessionNo=LBA0000020130128e81s000a8 • New York Law Journal, MEDIA Article,Headline:Oscar Buitrago and Maria Buitrago, Plaintiffs v. H.O. Penn Machinery Company, Inc., H.O. Penn Machinery Leasing, LLC and Caterpillar Inc., Defendants, 100154/08; Supreme Court, New York County, Part 7; Torts, http:/fglobal factiva.cornien/dufarticle.asp7NAPC=S&AccessionNo:NYLJ000020130531e95v0008p • Associated Press Newswires, MEDIA Artide,Headline:Caterpillar sued over death of contract worker, http://global.factwa.conVen/dufarticle.asp?NAPC=S&AccessionNo=APRS000020090218e52100110 • Theflyontheiwall.com, MEDIA Article,United States,Headline:Caterpillar settles with DOJ over emissions for $2.55M, Bloomberg reports, http://plobal.factiva.com/en/dufarticle.asp?NAPC=S&AccessionNo=FLYVVAL0020110728e77s005mt • The Wall Street Journal Online, MEDIA Article,Headline:Litigation Investors Gain Ground in U.S., http://global.factiva.conVeri/du/article.asp?NAPC=S&AccessionNo=WSJO000020140113ealc0015p Consistent %Oh the terms anti men:titans ol your RDC Sub/saber Agreement the inlorrrahan cart:tuned n thedocument is for alert purposes only and re not to be used foe purposes ol deterrnning an relroduars °Irately la any aedit or any other FCRA otenreavble purposes User further agrees to hold such metenal and intotrnateci ,n strictest calfidence, not to nine use thereof other than lot suthatted purposes, lo relate I only to employees reaming such Irk.rrabon and not to release a decrees it to any other party The Alen Somata, contained n the document rray or my not penal, to the tndmdual or ertty referenced n your neuiry. Nee 6 of a CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053668 CONFIDENTIAL SONY GM_00199852 EFTA01363587