📄 Extracted Text (119 words)
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Research Summary
Date: 27/Jan/17 07:51:50 PM Cost code: 6201215544 User: DEEPANSHU SHARMA
First name(s):
Surname:
Check/Query Source Type/Source Search Parameters Results
News
Negative Negative News/Negative 5
News News / All English and w/50
Language News Negative News*)))
News News/All English Results found
Language News (not reviewed
in this session)
Sanctions & Warnings
Sanctions & Sanctions & No Results
Watchlists Watchlists/Sanctions and
Actions; Autorite des
marches financiers -
Commission des sanctions
Additional Additional No Results
Watchlists Watchlists/Sanction Lists;
Watchlists and Blacklists
FINRA Actions FINRA Actions/Combined ((NAM No Results
NYSE & NASD
Disciplinary Decisions;
Financial Industry
Regulatory Authority
(FINRA/NASD) Arbitration
Awards
Legal
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043295
CONFIDENTIAL SDNY_GM_00189479
EFTA01357010
ℹ️ Document Details
SHA-256
86d093362735d682b2736681c09744e82b9b14a35392f5f3053403d68a2f34ff
Bates Number
EFTA01357010
Dataset
DataSet-10
Document Type
document
Pages
1
Comments 0