EFTA01370807.pdf

• Stewart Oldfield to take a look into the Leon and Debbie Black Foundation • Stewart Oldfield to set up an investment meeting with KCP/PB/Lending Jockey Club: • Major opportunity to increase deposits with this relationship and open DB AG and CD accounts • Brian Harrington, Frank DeBenedittis and Stewart Oldifield are currently working on investable opportunities within ISG Lindemann: • Adam Lindemann and George Lindemann Jr are the family members in which we maintain a relationship with • Stewart Oldfield and Laura Farischon to take a look at Adam's balance sheet to see if there is a potential lending opportunity • George Jr, is in Commercial Real Estate and could be a possible candidate for refinancing (Global Markets) and potential SWAP • Stewart Oldfield to follow with George on potential lending and SWAP. Satanad: • Stewart Oldfield to set up a meeting and introduce asset class specialists and Chris Partridge from aviation financing to the client • There could be a global markets specialty real estate opportunity and investment/lever up for this relationship as well Southern Financial: • Mr. Epstein has the potential to introduce DB to other potential clients that are KCP adoptable • Stewart Oldfield to follow up with the client on bringing in more deposits (DB AG) • Josh Shoshan to increase trading with multiple accounts and KCP as a whole Thirdlake: • Currently interested in Tech views via structured notes, but no appetite for risk • Investment in Harvest Hedge Fund makes sense for this relationship • Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities • Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this relationship Tisch: • Hedge Funds such as Harvest could be a possible opportunity for this relationship • Stewart Oldfield to establish an introduction to Diamond Offshore Drilling with DB • Stewart Oldfield and ISG to pitch RCM, corporate treasury assets, and possible DB AG accounts Possible Prospects: • Willet (Bloomberg Family Office): • Small RCM portfolio with DB • Look at private markets/managers • Seed managers • Patrick Campion to establish connection between John Cryan, Stewart Oldfield and Willet • Internal groups such as ICG Sales, CIB, Prime Brokerage might have hedge fund contacts for Stew to connect to on a principle level CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063848 CONFIDENTIAL SDNY_GM_00210032 EFTA01370807