EFTA01425526.pdf

Subject: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 08:39:55 -0400 To: jeffrey E. <[email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn a>, Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [C] EFTA01425526 Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic30997.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic27651.gif) From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, EFTA01425527  Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic24440.gif) VWAP from time of Order Entry: $24.0117 (Embedded image moved to file: pic24974.gif) (Embedded image moved to file: pic16989.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel Fax Mobile Email EFTA01425528 (Embedded image moved to file: pic13673.gif) From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn >, Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: [C] Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) EFTA01425529  From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfield/db/- dbcom@DBAMERICAS Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic27187.gif) EFTA01425530  From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepanian/db/- dbcom@DBAMERICAS Date: 10/28/2014 11:06 AM Subject: Re: [C] Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic14781.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. EFTA01425531 Fax Mobile Email (Embedded image moved to file: pic07322.gif) From: Tazia Smith/db/- dbcom To: "jeffrey E." <[email protected]>@DEUBAINT, Cc: Richard Kahn Daniel Sabba/db/- dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: [C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. EFTA01425532 (Embedded image moved to file: pic23174.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic07276.gif) From: "jeffrey E." <[email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA01425533  please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01425534