EFTA01387058.pdf

From: Paul Barrett Sent: 8/13/2018 1:06:15 PM To: Liam Osullivan CC: Joshua Shoshan ; Martin Zeman I Xavier Avila ; Stewart Oldfield Subject: Re: Indications (C) Thx Paul Barrett Alpha Group Capital LLC 142 W 571' Street, Floor. New York, NY 10019 (o) (c) On Aug 13, 2018, at 12:48 PM, Liam Osullivan < > wrote: Classification: Confidential Update: 4mm RBS Float PERP 780097AU5 - 94.50 Sold 1mm at 94.875 ( Street 99.00) —working balance, 3mm, at 94.875 street price. 900m SERV 7 % 03/01/38 81760NAB5 — 99 Sold 200m at 98.8795 (Street 99.0045) — working balance, 700m, at 99.00 street price. Thank you, Liam <irnage001.gif> Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Email Prepared on 08/13/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please referee your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F/NRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DEIS! or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, end strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you andis being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089108 CONFIDENTIAL SDNY_GM_00235292 EFTA01387058