EFTA01356649.pdf

2 BSO Standing Instruction "B- SI" - For B-SI TAG verifies that the mentioned standing instruction available in the file and verifies all details with the case.. 3. Signature verification - If for FAX with call back signature of Client is not matching with specimen available then TAG will reject the case. 4. Trust Accounts - TAG only verifies Non Financial and Check Payment from Trust account. For all other cases created by Trust team coming to BSO queue for Security transfer and wire transfer , TAG will re-route to Trust queue. Note : If TNP Team creates financial cases other than the checks for Tax purpose then TAG is authorized to approved such cases. 5.Exception Requested - For all Exception requested cases approval from SPG Team is required from any one among Zia Zemori, Amy Honk, Diana Canter, Matthew Schaefer, Mikal Ison. 6.Overdraft Approval : For OD approval from below is required: • IA account - For Wire up to 100,000 approval from anyone among Patrick Harris, Armen Brash, Mary Keaveney, Lee Hutter or John B. Walsh (For Global plus Account only) is required. • For wire above 100,000 approval from CRM team which includes Nicholas Haigh, Carl Jackson, Gaston Alegre, Troy-D Williams, Roddy Moore, Andrew Xu, Tiffany Ausby-Frazier, Tom Hoddinott, John C Gibson, Paul Salvas or Hillary Hastings is required. • TNP - For TAX payments approval from CRM is needed. • For Trust account: Approval from David Wolkenbrod, Edward Golden or Paul Betts will be accepted. 7. WA Check for amount break down :Transaction approvers/reviewers must consider the requirements for the total amount indicated on a single LOA (or multiple LOAs received at the same time) from one account to the same recipient. • If 550K and above; written authorization needed per HRM Policy; BSO exception (SPG Approval) needed for Verbal Authorization - any payment should require BSO approval if payment does not equal the LOA. • If 5500MM and above; Release Payment Template is required - If LOA is not in line with the transaction - Still will follow the $500MM Procedure (Approval from MD and Release approval template) 8.TAX Payment HRM Rule : In case of TAX payments, callback is not mandatory. For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042613 CONFIDENTIAL SDNY_GM_00188797 EFTA01356649