EFTA01457891.pdf

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e an 17 Ad 2015 SOUTHERN FINAN Page 2 Of 3 Request 18 As of 18 Jul Deutsch* Bank AG SOUTHERN FINANCIAL, LLC Ueda - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft Date Maturity Date BuySell Not.Amt 1 Not.Ccyl Not.Arnt 2 Not.Ccy2 Rate Spread MTM(USD) SOUTHERN CREDIT BRASOV 13-Jan-2015 1443n-2015 20-Mar-2i0 SELL 10,000.00000 USD 10 000 003 00 USD I CCCC 242 (608,51473) FINANCIAL. LLC DERNAT rVE- DEFSWAP Subtotal ,L"-`:171= ' -`. Equity • Option db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Quantity Strike Price Spot Pnce Implied Volatility Fair Price MTM(USD) SOUTI-ERN LN_6' F. -!' mI . CALL 18 .'.:etz./x... :4.156/.0:"•'4) USD (4.1W.CGC) 16000 FINANCIAL LLC SOUTFERN CALL 27-Jan-2016 3996.62000 Lisp 100.000 38 9662 f. I 1 3 275 327.4590? FNANCIAL, LLC Subtotal: 283.029 72 Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN FkuroOpt 12-Aug-2014 12-Aug-2015 14-Aug-2015 75,000.00000 USD (452003.000 03) CM SHORT EUROPEAN PUT 6.1600 (345 77) FINANCIAL, LLO SOUTHERN FiEuroOpt 024A-2015 04-Jan-2016 05-Jan-2016 50000000.00 EUR (52.000,CCO 00) USD SHORT EUROPEAN PUT 1.0400 (655,603 ID) FINANCIAL. LLC SOUTHERN FzEurcOpt 02-Jul-2015 04-Jan-2016 06-Jat-2016 50000000.00 EUR (58.243,000 00) USD LONG EUROPEAN CALL 1.1640 354090.89 FINANCIAL. LLC SOUTHERN FiEuroOpt 02-Jul-2015 04-Jan-2016 06.Jan-2016 25000.000.00 EUR (26.250.000 00) LED SHORT EUROPEAN PUT 1.0500 (391.506 43) FINANCIAL, LLC SOUTHERN FiEuroOpt 02-J0I.2015 04-Jan-2016 06-Jan-2016 250:0.030 CO EUR (28912.50000) USO LONG EUROPEAN CALL 1.1565 212,783.54 FNANCLAL, LLC Subtotal: (490.58087) Statement ID : 182298_20150716_20150717_1 The valuation information set forth in this statement is provided subject lo the terns and conditions set forth in the notes on the cover sheet c. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117600 CONFIDENTIAL SDNY_GM_00263784 EFTA01457891
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EFTA01457891
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