EFTA01519470.pdf

CHISLAINE MAXWELL -TAP DYS ACCT. For the Period 2/1/14 to 2/28/14 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 2/19 Sale JPM STRAT INCOME OPPORT FD - SEL FUND 3844 JP (1.295.977) 11.93 15,461.00 (15.486.92) (25.92) L 2120 HO Cost MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT Q 11.93 (ID: 4812A4-35-1) 2/20 Sale JPM STRAT INCOME OPPORT FD - SEL FUND 3844 JP (1,719.923) 11.94 20.535.88 (2065108) (17.20 L 2/21 High Cost MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT © 11.94 (ID: 4812A4-35-1) Total Settled Sales/Maturides/RedemptIons $30,990.88 ($38,040.00) ($43.12) L Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 2/19 Purchase COLUMBIA FD SER TRT - COLUMBIA CONVERTIBLE 840.380 18.97 (15,942.00) 2/20 SECURI11ES FO - Z (ID: 19766H-72-7) J.P.Morgan Account im age 14 of 15 Consolidated Statement Page 63 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046757 Chase CONFIDENTIAL SDNY_GM_00315955 EFTA01519470