EFTA01405622.pdf

Subject: FW: Case #01353080 :Gratitude America [I] From: Amanda Kirby ‹ > Date: Tue, 03 Mar 2015 10:44:02 -0500 To: Gaurav Bhargava a Classification: For internal use only Hi Gaurav, Yoonsun thought it had been cleared. Do you still need a case comment? From: Yoonsun Chung Sent: Tuesday, March 03, 2015 10:42 AM To: Amanda Kirby Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only I thought they said they cleared that issue. See email below. fcid:[email protected] Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax 1 Email fcid:[email protected] From: Amanda Kirby Sent: Tuesday, March 03, 2015 10:39 AM EFTA01405622 To: Yoonsun Chung; PWM AOG Subject: FW: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Yoonsun, Gaurav just called and told me that there needs to be a case comment from KYC to confirm that the account title should be Gratitude America, Ltd and not just Gratitude America. Would you be able to do that? Let me know. Thank you From: Pema Sherpa Sent: Monday, March 02, 2015 3:02 PM To: PWM AOG; Amanda Kirby; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi PWM AOG, When you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? EFTA01405623 Kind regards, Pema Sherpa fcid:[email protected] Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. Fax +1 Mobil Email fcid:[email protected] From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:44 PM To: Pema Sherpa Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Pema, We are clearing on Point 2 & 3 however on point 1, Legal address which is given W-9 is not matching With KYC# address. We need to put the legal address while Prepairing EDF in MD3 for post ABR Approval. Can we move further with the same? Thanks, Navin PWM AOG DBOI Global Services Private Limited EFTA01405624 Email : {Inactive hide details for Pema Sherpa---03/02/2015 02:07:51 PM--- Classification: For internal use only Hi Prashant,}Pema Sherpa---03/02/2015 02:07:51 PM---Classification: For internal use only Hi Prashant, {cid:[email protected]} From: {cid:[email protected]} Pema Sherpa/db/dbcom@DBCOEX {cid:[email protected]} To: {cid:[email protected]} PWM AOG/db/dbcom@DBAMERICAS, "G. Hill o" <[email protected]>, Yoonsun Chung/- db/dbcom, {cid:[email protected]} Cc: {cid:[email protected]} Amanda Kirby/db/dbcom, Navin-Kumar Pankaj/db/dbcom fcid:[email protected] Date: {cid:[email protected]} 03/02/2015 02:07 PM {cid:[email protected]} Subject: {cid:[email protected]} RE: Case #01353080 :Gratitude America [I] EFTA01405625 Classification: For internal use only Hi Prashant, What advise are you requesting from ABR? Kind regards, Pema Sherpa fcid:[email protected] Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA {cid:[email protected]} From: Prashant Mahendru On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:00 PM To: G. Hill o; Pema Sherpa; PWM AOG; Yoonsun Chung Cc: Amanda Kirby; Navin-Kumar Pankaj Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Dear ABR Team, Appreciate if you can advise on the below issue. Thanks, Prashant Mahendru PWM AOG DBOI Glo l Servic s Private Limited Email : EFTA01405626 {Inactive hide details for Amanda Kirby---02/03/2015 13:35:41--- Classification: For internal use only I apologize for the confus}Amanda Kirby---02/03/2015 13:35:41---Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the in fcid:[email protected] From: {cid:[email protected]} Amanda Kirby/db/dbcom@DBCOEX {cid:[email protected]} To: {cid:[email protected]} PWM AOG/db/dbcom@DBAMERICAS, {cid:[email protected]} Cc: {cid:[email protected]} Navin-Kumar Pankaj/db/dbcom, Yoonsun Chung/db/dbcom, Hill o" <[email protected]>, Pema Sherpa/db/dbcom {cid:[email protected]} Date: {cid:[email protected]} 02/03/2015 13:35 {cid:[email protected]} Subject: {cid:[email protected]} RE: Case #01353080 :Gratitude America [I] EFTA01405627 Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the information they had sent me via email. I was only made aware of the official name "Gratitude America, Ltd." and that the legal and mailing address were not the same when they sent me the filled and signed account opening docs. Please let me know how I can go about updating the KYC. Thank you, Amanda From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 1:13 PM To: Amanda Kirby Cc: Navin-Kumar Pankaj; Yoonsun Chung; G. Hill o; PWM AOG; Pema Sherpa Subject: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Amanda, While reviewing the docs we have below issues. 1.As per account opening docs,Tax form and online form legal address is give as 9100 Port of sale Mall, Ste 15, St Thomas,USVI 00802 however in KYC# it is given as 6100 Red Hook Quarter, B3 St. Thomas 00802 USVI. Please confirm us correct legal address and Provide us updated doc(Account opening form,tax form,Online form)/KYC# accordingly. 2.As per docs(signature card,account opening form,tax form,online form,non- Profit organisation resolution) Account Title is given as Gratitude America Ltd. however in KYC# entity name and Account holder is givan as Gratitude America Entity Name EFTA01405628 fcid:[email protected] Account Holder {cid:[email protected]} 3.0n W-9Tax form box other is blank under federal tax classification grid {cid:[email protected]} Please provide usabove updated docs or make correction in KYC# accordingly. Thanks, PWM AOG DBOI Global Services Private Limited Email : EFTA01405629