EFTA00856987.pdf

From: "Jeffrey E." <[email protected]> To: Richard Kahn Subject: Re: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock Date: Thu, 14 May 2015 16:05:23 +0000 3 million On Thu, May 14, 2015 at 11:29 AM, Richard Kahn > wrote: attached is trade idea from morgan stanley where we have 5,000,000 in cash please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 to Begin forwarded message: From: "Atlas, Andrew S" To: Richard Kahn Subject: RE: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock Date: May 13, 2015 at 2:04:18 PM EDT Hey Rich, It trades Over the Counter Security Number is Let me know if you have any other questions. Best. EFTA00856987 Andrew Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th Floor i New York, NY 10104 Tel/Direct From: Richard Kahn [mailto: Sent: Wednesday, May 13, 2015 1:56 PM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: Re: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock does it trade? if so symbol? thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 to On May 13, 2015, at 10:39 AM, Atlas, Andrew S > wrote: EFTA00856988 Rich, $1000 Par Pfd Capital One (COF) 5.55% Fixed-to-Float Pfd Stock Rating: Bal / BB Coupon (Details): 5.55% to 9/1/2020; Then US 3M Libor +380bp, resets Quarterly Next Call Date: 6/1/2020, Anytime thereafter Maturity: Perpetual Current Yield is 5.5223 Yield to 6/1/2020 Call is 5.4346 Presently 3 month LIBOR = .28 Speak soon, Andrew Andrew S. Atlas Financial Advisor Equity Sales/diddle Markets Group Morgan Stanley Wealth Management Midtown Manhattan Complex 1290 Avenue of the Americas, 12th Floor I New York, NY 10104 Tel/Direct EFTA00856989  Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00856990