EFTA01431639.pdf

Subject: Re: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [I] From: Stewart Oldfield Date: Tue, 11 Jun 2019 11:01:02 -0400 To: Armen Brash Cc: Natalie Barak Brigid Macias Bcc: We have no assets here anymore. $0 balance across the board. Brigid has been closing the accounts. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Jun 11, 2019, at 10:00 AM, Armen Brash a wrote: > Classification: For internal use only Do you know? Best, Armen <image001.png> Armen Brash EFTA01431639 Director Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY. 10154 Tel: Mobile: deutschewealth.com Securities offered through Deutsche Bank Securities Inc. From: Sylvia Escobar Sent: Monday, June 10, 2019 9:24 PM To: Armen Brash < Cc: Julie Cataudella Ana Hunter > Subject: Re: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment Hi Armen, Do you when will be off-boarded? Regards, EFTA01431640 Sylvia Sent from my iPhone On Jun 10, 2019, at 7:16 PM, Armen Brash < > wrote: This client is in the process of being offboarded. Best, Armen Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue, New York, NY, 10154 Tel. EFTA01431641 Mobile Email Sent from my iPhone On Jun 10, 2019, at 5:57 PM, Sylvia Escobar <IIM > wrote: Hi Armen, Our understanding is that the Primary decision maker for the above resides in the US Virgin Islands and not in the EEA. If correct, could you please work with the KYC team to: 1. Add a case comment to KYC # 1946825 explaining that PDM does not reside in the EEA and 2. Work with ABR/AFC to update EEA indicator to N/A and remove the EEA country Let me know if you have any questions. Regards, Sylvia <image001.png> Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street, Baltimore, MD21202-3298 Tel: Mobile: EFTA01431642 Email: EFTA01431643