EFTA01480583.pdf

Source Of Wealth! Financial Information Details Source Of Wealth -identify the Clients Source of Wealth from Other followin• list of o • Ions Introd uction Non Individual Entity Type Corporation - For Profit For Profit? Yes Locations Served? Domestic Public or Private Private Are beneficial owners/principal shareholders associated with No this business? Who owns this entity? Individual Please Provide ownership details Jeff Epstein is 100% ormer Ownership is not equal to 100%? No Are there any authorized signers or any other individuals No with authority over the entity? What independent background check, in addition to the JPMC Netwoik Global Corporate Security ("GCS- ) background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 01262013 JPMC Network Comments The entity is 100% owned by Jeffrey Epslein and a complete DOR is on file for Mr. E esti*. Jeffrey Epstein is an existing client of PB. In years past, Mr. Epstein was an active brokerage aent, particularly in foreign exchange. and as of this year he is a custody-only client Fcemerly. Jeffrey Epstein was a money manager to high net worth individuals, most notably Leslie Wexner. Wexner vms a JPM client and then retained Epstein in the late 90s. Mr. Wexner losnicaterf his relationship with Epstein in 0242003. Epstein is well Imovm to several JPM PB employees and to Jes Shiley. Mr. Epstein was convicted at a felony charge in 2008 and is currently serving an 18-month prison sentence. Jos Staley conferred with Stephen Culler and the decision was made to keep Mr. Epstein as a PB client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilties for Mr. Epstein's accounts. Bear Stearns will hold the brokerage relationship with Mr. Epstein Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a current or former Senior United States or Non-USA Political Official I also known as a Politically Exposed Person (PEP) or related to one? Source of Weafth/Financial Information Client Categoryffor SOW) Fa Profit Source of Wealth- identify the clients source of wealth from Executive Management the following list of options What is the client's current executive management position? Epstein managed money for numerous hgh not worth families linclude any former positions, if significant to source o4 and has been an active investor himsell wealth) Epstein began his financul career in 1976 as an options trader at Bear Stearns Ho speciehied in mathematical models such as the Black-Scholes option-pricing model and later worked in the special products division, advising high net worth clients on lax strategies. In 1980, Epstein became a partner at Boar Steams. In 1982. Epstein founded hi own financial management firm. J. Epstein & Co.. managing the assets of clients with mere than a billion in net worth. In 1987. Leslie Wexner. founder and chairman of the Columbus. Ohio-based Limited chain of women's-clothing stoles tecamo a well-known client. In 1996. Epstein changed the name of his firm to Tho Financial Trust Company and based it in the US Virgin Islands. List the number of years in current position. (Include any 30 former positions, if significant to source of wealth) Approximate yearly incomersalarynconusdistiibution and 10000030 other compensation history (accumulated earned income) Which countryliest is(are) the Client's primary Source of UNITED STATES Wealth or income derived? Is this an Operating Company? No Total Net Worth S 1000000.00 What was the total net worth based on? Financial Statements Confidential Treatment Requested by JPM-SDNY-00002783 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271981 EFTA01480583