EFTA01357119.pdf

benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Ian Salters Sent: Monday, February 25, 2019 4:00 PM To: Brian Serino ; Kareen Johnson > Cc: Bill Kin <bill.kin db.com>; Davi e-A Sferrazza ; Nina Tona • Ian Salters > Subject: KYC remediation [I] Classification: For hind use only Brian/Kareen - As previously discussed, the priority list is less than I thought, please see attached clients that need to be onboarded with CIB as a priority: Bill - can you please take the lead on the ISG clients (this ties into the 32 clients you previously advised of): Nina / Davide — can you please work together on the IWP clients (understand that Southern Financial is going away): A) Wealth Management Hay Rho <Mint bon, IIKMCOafvlblet through Ise Minn: anDOWTY '0. ,! ne r., %RA ' I (:anti ismenti ;.rMw clrg pcce, re, Li O O .1 Custom... NunitheCL KG 140.134 W72 Realty tIC 140454 W 72 REALTY LLC Joanne Jensen NO YES 001:00435163 KG 198-201Efizatteln Street LLC ISS-202 & 10‘ 210 ELIZABETH STREET :LC mann, /4411,21 NO YES cocoo4n 333 KG 235-243-247W /1Realte -LC 23B-243-247 W UREA'S.' la ;nem* Jensen NO vEs 010)0475331 KG 230 E63 REALTY LLC 250E 63 REALTY LLC ;Panne Jensen NO ?ES C0000S26221 KG EloDuao LLC finOuro tIC Susan. Moffat NO YES COCOOSStt 222 Taff DAVID WOOS ;EVENS BMOC/1003 STEVENS Bnal Convey NO TIS OUCOOMEM KG Elyse., of Inskell LLC Elyse* of Stickel' LLC Sahel MegliCK NO yes 00000115205 KG Granite :717 Hotel LLC GRANITE Ill? 40TEv LLC ;oscral Satongh NO YES oocoawn4 ISG Imernat RefOalreS Managernent, Inc internee Resources Management, Inc OAT NO YES 00(0022208o KG InC2 Hollings LLC MC2 Hckengs LC Freddy Melina( NO YES C00005%747 ISO STEVEN/ KASSitt &ISAAC S FRANCO JOIS STEVEN I BASSIN & ISAAC S FRANCO JOINTLY & SE Rosemary Vablic NO YES 01000472967 Sans*: deo Caohany Property, LLC Su faSET &COHENT PROPERTY vvC Oettche tuage NO YES 00000334527 B) IWP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043455 CONFIDENTIAL SONY GM_00189639 EFTA01357119