EFTA01273308.pdf

UEIS Pnanoal Seruces SUBS Resource Management Account February 2014 Your financial Advisor ≤..TC TT STACK mA :U LYLE CASRiEt Account name: ' NE_ f.1, friendly account na Questions about your statement? Call your Financial Advisor or the Account number: RMA Resourceline at PO/BMA-1000. account 029023568 Visltour websIte: vAmv.ubscomlfinancialseivites Your investment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account If on January 31 (1) on February 28 (1) method is FIFO, First In, First Out. you have questions about these objectives, disagree with them, or wish to Your assets 0.00 1,981,915.66 change them, please contact your Your liabilities 0.00 0.00 Feiancial Advisor or Branch Manager. You can find a full dezription of the Value of your account $0.00 $1,981,915.66 alternative investment objectives in Important information aboutlour statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (I) Year to date (5) Pnmary - Moderate Investment eligibility consideration - None Opening account value $0.00 $0.00 selected Deposits, including investments transferred in 1,966,430 85 I ,966,430 85 Change in market value 15,484 81 15,484.81 Closing account value 51,981,915.66 $1,981,915.66 SDNY GM 00020481 Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48 CONFIDENTIAL EF1'A_00131101 EFTA01273308 SUBS Resource Management Account February 2014 Account name: Friendly account na Account number: Jr Your Ignancial Advisor. SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account activity this monthlot &ISIS BC:W(0ln your Sweep Options are maw:tam the operony and closing balances ledit. FDIC insuiance epplies only to deposits at UM Bank tisk not to &pesos at uBs AG, Stanford Branch or bank deposits paced t hrouon the UBS Internanond Depose Account proaam. SIPC protection apples to money market sweep fund boding, but rot bank deposits see important inkoftnation about your statement on the last two pages of this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 20,390.04 20,390.04 Total additions $20,390.04 $20,390.04 Net cash flow $20,390.04 $20,390.04 Closing balances $20,390.04 $20,390.04 CFZ60C04C02254926 F26003144229 00002 0214 030575074 V123568550 co)iisNycm000zoatte 8 of 48 CONFIDENTIAL EFTA_00131102 EFTA01273309  Resource Management Account Account name: Your Financial Advisor: *UBS Friendly account name: Account number. SCOTT STACK MAtill LY LE CASRIEL Your assets Some (Wei, income and current velue5Shoten may De approximate. As a este, gam and 'OVA'S may ni;il be axurately relkded. See Important onlornaabon about your statement a the end of tfs dxurrem for more Intormaion Cash Cash and money balances Cash arc( money balances may include avalable cah balances, UBS Bare. USA deposit account Wane's. UBS AG Stardord Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA demise account balances are insured by the FDIC vat Nn yolk dale I 'mils, but are not protected by SIPC 1)85 AG Stanford 8rarx h deposit acoura banes ate not insured by FDIC end ere not protected by SIPC Morey market sweep balances are protected by 9PC but au not insured by the FDIC. Set the important information snout your statement at the end of this document for details arnit those balances. Opering Want. Closing loalaxe Pnce per :rude Average Dnlde nil Interest Days in teddng on Feb 1 (1.) on Feb 28 (S) on Feb 28 (1) rate period period Ca, arount U6S BANK USA CfP ACCT 0.00 2039004 250.000.00 Equities Common stock Purchase OW trade RUTI:Iti Average pace Price per share Tate on Unretiatid Holdeg Wiring dale of shares per shale (I) Cost basis (1) on Feb 28(1) Feb 28(1) gain or loss (I) period ANALOG DEVICES INC Symbol. ADI Exchange- OTC EAI: 32,591 Current yield: 2.91% 1,751.000 --This information was unavailable.-- 50.820 88,98582 AUTOMATIC DATA PROCE55NG INC SymbOl. ADP Exchange: OTC EAI: 32442 Current yield: 2.47% 1,272.000 —This information was unavailable-- 77.780 98,936 16 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 13,050 Current yield: 2.82% 1,556000 --This information was unavailable-- 69.900 108,142.00 BLACKROCK INC Symbol. BLK Exchange WSE EAI: 32,872 Ostent yield: 2.53% 372.000 ---This information was unavailable-- 304.840 113,400 48 continued next page SDNY GM 00020483 CPZ60004002254927 PZ6000I 44229 00002 0214 030575004 YI235685500CCODO Page 9 of 48 CONFIDENTIAL EFTA 00131103 EFTA01273310 SUBS Resource Management Account February 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your 'gonadal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Purchase pried Trade Santee Average price Price ger stare Vdue on Unierszed Haring lad dng date of that's pat sham (1) Cod basis (I) on Feb 28(1) kb 20 ($) gain of loss (1) period CATERPILLAR INC Symbol: CAT Exchange. NYSE CAI: $2,664 Current 247% 1,1 10 000 --This information was unavailable-- 96.970 107,636 70 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,051 Current yield: 2.16% 1,508.000 --This information was unavailable-- 62.830 94,747.64 CONCCCPHLUPS Symbol: COP Exchange: NYSE EAI: 14,085 Current yield: 4.15% 1080.000 --This information was unavailable-- 66.500 98,420.00 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 12,861 Current yield: 3.04% 1032.000 ---This information was unavailable-- 50.030 94,156.46 IWNOIS TOOL WORKS INC Symbol: flW Exchange' NYSE EAI: 31,967 Current yield: 2.04% 1,171 000 --This information was unavailable--- 82.500 96,607.50 JOHNSON & JOHNSON COM Symbol: 08 Exchange: NYSE EAI: 42,814 Current yield: 2.87% 1,066.000 --This information was unavailable-- 92.120 98,199.92 MCDONAUDS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Current yield: 3.40% 1,018.000 --This information was unavailable-- 95. t 50 96,862.70 NEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 33,370 Current yield: 3.17% 1,162.000 --This information was unavailable-- 91.390 106,195.18 OCCIDENTAL PETROLEUM CRP Symbol: OW Exchange: NYSE EAI: 32,791 Current yield: 2.98% 969.000 ---This information was unavaiable-- 96.520 93,527.88 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 32,620 Current yield: 2.84% 1,154 000 --This information was unavailable-- 80.070 92,400 78 PROCTER & GAMBLE CO Symbol: PG Exhange: NYSE EAI: $2,728 Current yield: 3.06% 1,134.000 --This information was unavailable-- 78.660 89,200.44 continued nen' page CP260004032254928 P26000144229 00002 0214 030575034 Y123568550 COCtlikvGm0002eiati 10 of 48 CONFIDENTIAL EFTA_0013 I 104 EFTA01273311  Resource Management Account Account name: GNI!LAINE MA. WELL Your Finandal Advisor: SUBS n. Erie nd ly accou et name: Account number. SCOTT STACK MAW LYLE CASRIEL Your assets Equities . Common stock (contoured) Purchase pica ia.icebee Average price Pitt< Per chafe vaue on UmezdIzed Hold ng Hddng of shares per shale (1) Cost basis (S) on Feb 28(1) Feb28(1) gain or loss (1) period STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 3.53% 6.769.000 ---This information was unavailable— 13.590 91,99071 TARGET CORP Symbol. TOT Exchange. NYSE EAI: 42,752 Current yield: 2.75% 1,600 000 --This information was unavailable-- 62.540 100.064 00 TRAVELERS COS INOTHE Symbol. TRY Exchange. NYSE EAI: 12,304 Current yield: 2.39% 1,152.003 ---This information was unavailable-- 83.840 96,583 68 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange NYSE EAI: 12,843 Current yield: 2.80% 1,061 OCO --This information was unavailable- 95.770 101,611 97 NLINX INC Symbol: XINX Exchange:OTC EAT 12,0-36 Current yield 2 22% 1,798 000 ---This information was unavailable-- 52.200 93,855 60 Total $1,961,525.62 Total estimated annual income: 555.438 Your total assets Percentage of Cost Estmated UnreNtZed vaue on Feb 28 (5) your 3CCCunt COS6 (S) annue income (3) gain Or IM(1) Cash Cash and money balances 20,390.04 1.03% 20,390.04 Equities ' Common stock 1,961,525.62 98.97% 55,438.00 Total 61,981,915.66 100.00% $20,390.04 555,438.00 • Kinnrig (051 tees inloarellon Account activity this month Date ActInty DexnotIon Amount 0) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 20390 04 Total deposits and other funds audited $20,390.04 SDNY GM 00020485 CP260004302254929 P26003144229 08002 0214 030575034 Y123568550000000 Page 11 43 CONFIDENTIAL EFTA_00B1105 EFTA01273312  Account name: GHISLAINE MAXWELL *UBS Resource Management Account February 2014 Friendly account name: Account number: Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Account activity this month (ccntit0edl Investment transactions For mare information about the prkevalue shown for restrkted securities, see Cmportant inlormatkot about your statement at the end of this downent eroceedS from Funds investment tnithdracen I a accrued Date AC4)4ty Descdption Quantity Vdue (S) Price (S) transactions (5) InwesIrnentS130u0( (S) .merest (S) Feb26 Receive Dtc ANALOG DEVICES INC 1,751.000 89,020.84 Feb 26 Receive Dm AUTOMATIC DATA PROCESSNG INC 1,272.000 98,478.24 Feb 26 Receive Dtc BAXTER INTL INC 1,556.000 107,690.76 Feb26 Receive Dtc CATERPILLAR INC 1,110.000 107.89200 Feb26 Receive Otc KACKROCK INC 372.000 110,718.36 Feb 26 Receive Dtc COLGATE PALMOLIVE CO isos.coo 93420.60 Feb26 Receive Dtc CONOCOPHLUPS 1,480.000 97,872.40 Feb 26 Receive Dtc GENL MILLS INC 1,882.000 93460.12 Feb26 Receive Ott ILLINOIS TOOL WORKS INC 1,171.000 96,548.95 Feb 26 Receive DR JOHNSON & JOHNSON COM 1,066.000 97,123.26 Feb 26 Receive Dtc NCDCNALDS CORP 1,018.000 97,61602 Feb26 Receive (sac NEXTERA ENERGY INC COM 1,162.000 105,114.52 Feb26 Receive Dtc OCCIDENTAL PETROLEUM CRP 969.000 92248.80 Feb26 Receive Dtc PEP9CO INC 1,154.000 90,762.10 Feb26 Receive Dtc PROCTER & GAMEILE CO 1,134.000 88293.24 Feb26 Receive Dtc STAPLES INC 6,769.000 92058.40 Feb26 Roan* Dtc TRAVELERS COS INOTHE 1.152.000 96,111.36 Feb26 Receive Dtc TARGET CORP 1.600.000 96,784.00 Feb 26 Receive Dtc UNITED PARCEL SERVICE NC CL B 1,061 000 101.007.20 Feb26 Receive Dtc XIUNX INC 1,798.000 93,819.64 Total Securities transferred in $1.646A40.111 CP200004002254930 PU000144229 00002 0214030575034 vi23568S50 COCejtiptiGm3,002iMe 12 of 48 CONFIDENTIAL EFTA_00B 1106 EFTA01273313  GHISLAINE MAXWELL Your N sandal Advisor: Resource Management Account Account name: *UBS February 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASRiEL Account activity this month ccontroed Crate Actrvity Description Arrount 1$) Money balance activities Jan 31 Balance forward S0.00 Feb 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 20,390.04 Feb 213 Closing UBS Bank USA Deposit Account $20,390.04 The UBS Bank USA Oepoot Account i; your primary sweep option SDNY GM 00020487 CP26O004002254931 PZ6000I 44229 00002 02I 4 030575004 Y123568550000000 Pegs 13 of 48 CONFIDENTIAL EFTA_00131107 EFTA01273314 *UBS Yournotes 4moravrimmessowagg. ,,,,,,...14.r. ...=,, CONFIDENTIAL EFT,00B110E EFTA01273315  Important information about your statement LES Financial Services ix. (the F im or UBS Anemia! sent you the fen stamen on which the error or The Finn, together with certain affiliates, ha also accost hekk you choose one of the following Swing is a merrter of all princin wordy, cannodey problem appeared. purchasechipplarental protection. The maximum jinn objectier and colons exchwges. IBS Fa-erxial Senates and U3S - Prowde you- name ad acco.re nutter Of any). anoint payable to al eligible dent colectereH trdie • Endue Cunene/mom.. Inane es seekng the Bank USA we rdrect subaltern of LES AG and - Desoto& the *nor or he transfer you ant triAre this rani* is S500 million as of December 10, 2013. generation ca income crib.. affiliates of LES Se:train UC. The Finn's Ihennal about, and 'ratan as <kat as you cm why you • Adder• CapralApprociatba Ireasknents seeking statement is available upon reoen. The Finn meanie believe t is an error a why youneed more klotot to the pokyconditions wet limitation, cash a growth of prroinalrather than the speroratim of off ices we a: Piamation the Firm is further protected fa Lea to 11.9 million n the moan?. — Proud. the &Aar Arran d to suspected mot aggregate for all you accounts held n ova-titular • Produce Combination ofMame and Capital LES Fintryoul Sans capacity A ft/ ccpy of tie poky waning is nibble Appreciation: nesiments seeki-g both the generation 1200 Harbor Boulevard The Fins or Cad Issuer MI instgate your complaint open eeritent. of name and 'mirth of prkoikel. Weehawken, to 07086 and wall correct any error promptly. The SIPC protection and the supploranUI protection Oewoll risk profdes This statement represents the any off aria' record of pas Please make all checks payable to the Fern or the both do not apply to. LES Financial Servos account. Other words, rapt financial inatitution itokated on fro front of this . Cowin &uncial Assets controlled by (and hand A • Consavarar Seeks to maintain Pint vet pd, wth official far downwit containing cornicing date should low risk aid voLaility to the non meal, tend Oakmont had:Mint° rigida. *cant fen accounts your account value) but held away from UBSFina-cel that men the nose does not generate significant rot be relied Lyon N you bedew there is an error cr may be subject to mailenaxe fees, chaps for ate Services (e.g.. certain(* cash al UBS Bat, El can at income or retutm and may rot keep pace with omission, please report it immedately narking to the parent for warns purchases and charges for unpaid LES AG Stroked bunch (i) innate acdX1S, Bench Manager et the office saving you account. amens an cashmoans. Accounts that at transferred including rabble anwities, and (M) shires of man inflati:n. sp otter intkutgns may b subject to a sunder tee. finds where such them are registered dienly n the • Moderato Wilk* to accept sum Sc to pinogal and Atkough al figures shown ate intended to be accurate. naile of the account Fokker on the books a-4 march tolerate some rot:nary to seek Inter returns. statement dated-I:0i not be used fix tat purposes Rely UBS Swap Onions of the applicable issuer or transfer agent); • Aggressire: Wiling to accept high Sc to pinopal aid ate& on xnend tax forms, 6.e. Form 1009 Sdalk UBS offers options for sweepng cash bine; banes high toltailty to seek high returns over time. 10425, etc.) whin preptringyour tax return. The Finn it to bat deposits at UBS Bark USA and UBS AG Starthxd • Certain meaner* contracts or nestment Merest requiredby low to won to te IRS all taxabk divide-Kb, branch (Etank Sweep Frogume), moneymane mutual (eg.. limited partnesein and plan placement) the Statement licruseholdne report** rontaicabk dn.:lends and tidale edentlt km* (Morey runt) ad theInternationalDeposit are rot registered under tie Securities Act of 1933; We may consolidate al related account statements with eared on %wins held in you accent net proceeds Accotnt ODAffor customers with wantemational ad the sane inlet n the sate tartar:4. Accounts may an safe transactors, and cost base cncenain covered Resource edmagemeni Account. Through tieBalk be related ler this purpose berate they hew owners warns. Sweep Pregamk cash balances re swill to LESEtais • Commodities contacts (e.g, foreign exchange and who also maintain pit worn relationships wit other USA up to an di-goblet...3 knit ad then to LES AG yeti:kismet.' contracts) ncluding futons contacts dents at the sane address. This practice's known as Communications with the Firm Stanford Brardn cr a Money Fund. Deposits at UBS ad toffneditr °Phan contracts. • househnling ' II you prefer to recede a-diva:kat • Please re-confirm any oral cornmincaterts in mai* Bak USA are FDIC rand in accordaxe with FDIC statements mated in separate envetpes — you may to funher protect young*. incladrig your rad oaks. For nxre Haman:el please set wwwidiogov. the 51K protects:nand h suppkmental pennon do dacha householding by Ealing your F minaret Advisor. order the Salsifies Manor Protection Ad (EPA) Deposes at UBS AG StamfordBinh red tares of not apply to these Malt even 4 they otherwise appear Money Funds ant rot inured by the FCC. on you Weernent Tice SEC protection and the Friendly account name • If the finnal nstitution en the tcp leit of Ike Ind rtnizaantal protection do not protect again changes the Frendkaccant name reflects alamnion that you of this statement is noeUBS Finaxel Senkes, LEIS %route the OA, mane to cash balances we swept to in the maim vale of gar investments (whether a a greeted on the Fimrs onlne senates websae, N is a Fnanoal Services carries your accon as cleamg depose accounts al UBS AG New Yak Branch and CBS result of market movement, iSSuer bwkruptcy Ce custanimble rniclrurro' &awn by you to alit you taker by at argereant web the endowed intlitutiNt AG Cayman Branch These deposits ate not inured by Othertaiw) wish ma recordkeeping. It has ro legal effect on your We Wormed you of this relationship when you the FIX. Balances Feld at an LES AG Cayman Brant, account You can dung. you' hiendk account names, opened this wookrt. kt this case, your trots and are tempera* exposed to the sovereign risk of the More information is avianle teen retort You may through Onire Services or by contactegyourFrancial searkina-e tooted a LES Hnancial Senates and rot Canaan blends, and there is no giwantee Cr other obtan mate hfcmiation abaft SK, incladng the 51K Athisor. the droctiong broke., aid you mat make a rePcO obligation of UBS AG to tway to Saxes while on the Brochure, by coraaningSIK a 202-371-8300 or by of try eta or &tuition to both firms. UBSC grans Bradt. books. wsitng the SK **bate sr YAWI.SIOCAIV ACCOSolt overview • new ofMrs aCCOUnnOrektin Net of assets rd A Nathan slate-rants shall tie deemed complete ad Depost a 185 Bat LEA and eachUBS AG Eranch are Dividend Rein/enfant Program (Dpi) fiabillies. accurate i not objected ton wren; withn 60 days. not protected by SIPC. Money Fund shares av protected The age reflected is an swage price. You may obtan • Asset kolas salable cash balances, wades for by SIPC. See *U3S Financial Service. Acton Protection' the actual price Iran yin Financial Advisor. Only nth* restricted storey lest 1, and Global Tine Deposits, • Please died customer complaints a eq.iiies to he bobw tare are purchased uncler DIM; partial there, will be urrealied maks to makes, and certain ants not held Firn's C lent Relatims Dmanent a 201.352.1699 cold rd the cash wM be deposited in your accord The by the Fan. Does rot include 'stoked SKS/eke:assets tolkfree a 8004569103, 860 A.M. to 6:CO P.M. Upon you retest, balrices n te Bank Sweep 6viderd renvesvnent price applied by to issuer may al the end of the prior and curent statement periods, or ET Monday through Fridaw a in main; to LES Programa OA may be withdrawn, and shares of a • from the market pia at which tee partial shires prorate irwestriwits, invested stock options and Financial Senates K., Client Relations Depalment, Money Fund may be liquidated, and the proceeds n sold namable stock anions P.O. Box 766 Union Cy, NJ 07087. returned to you <flour rennin accapt. • Cianicies Includes debit blIIM•5, anwardirg rrurgn Calenlieu loan credit ne, tot accent balances, Rohr formation about available mem options, • Casb/r•oner balances. Total of uninvested avalable • kJ case of erren Or Westin; about an electronic nthing amen attest rates and yet*, a nab k at CM, whole wets maybe hells+ par account. If mu are funds Wanner (Wit bi puymm or UBS Vsedebit entitled w aim-WI use as annual of a tividerd Danko' cash balances, plus UBS Bak LISA deposit baircek UBS card eankictiorn, call 62-1000, or wife to UBS www Lbscomriseeppekk from your Fnrxid Advisor or otherwise, the Firm eel either sell panel area at AG Surraoid Ranch deposit balances and money market Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. or by calling 800762.1000. mallet peke a accept an amount determined by a mutual fund sweep Sans, at the obit of he Waken/on W 07086. *tin RINABSA Sermes registered clearing agency, at credit you' accart. statement period. Noncormlocity kee credit balances in UBS Financial Serene moan protection your account are rot segregated from other balances Cal a write as soon as you cart it you their your The is a menthe of the SeardeS Investor Protection Investment objectives and the Fern may use any of these funds in the ordinary staerrent or receipt is mang or if you need more Corporation (SIPC), which protect securities account, of The faunae °nuns red risk profile we speak to Crone of it Paine's. these funds a* payabk coon nfamatim *as a tire* on the statement or its members up to 1500,0:0 *cluck* 52663,000 for each account and may coy between Meese Seise the year drained. This total is included., h orrentpriod recejet. The Firm or Card Issuer (as afkablekmr0 dams kr cash) The SK asset protection Imes copy to Finn prompt), in wren; of any signikant change in you. closi-g her from you np later than 60 days after te Fim all account tat you hold n a pa-Li:lake capacity. Maxie' skuaion or insurers objectives. For each SDNY_GM_00020489 CONFIDENTIAL EFTA_00131109 EFTA01273316  Important information about your statement (Continued) lancing iteration you would tusk retire h the market Pries an - •Pstrbact to date' may melt)* return of — h stern tOCOmm6erniManed n connector. For detafechnformation on the Finis ending practices °tent from vaious third party sources itich use capital. income ce both wth the sale or delnbikon o1away contracts and discitres, reeer to gas Client Relatorship bet* to be reliable. but we do not gawalee their — see' represents the initial ottani; and iisie investment tat units to our <lents, we Ageernern or Accan Agreement and the General accuracy. price per unit and may not reelect your had basis actor our affiliate not ream* sharing Terms ad Conditions UBS Starred of Credit fraction — We gently to the closing price when avelthie anteneation trammany of the instance available in Agreement; andOtiosares at the mean of the bit ad ask prices fa lined • Retread securities Restled sea:4in enenralY tenant undennetiw the arruity contracts, ungraldrsagEgaaiguats. scants and cplors a on& NJ prices fa OTC are rot twenty elicit Tor public sale. UBSFina-rul teats of the turn* carpanes or sponsors of seosnies. kevices wee to matt price of the unrestricted stock tett investment wets we distrbute Yew atHs - Less acts& traded securities may be priced usng of the same issuer as an mputed vat for the - Cur affiliates aho rewire trading comma:St and Your ortment Semen securities endnit awes held valuation model or the moo recent prt we restricted stook for moons of des 'Women ond, To other canna-satoFran total finds and lathe arrant at the end of the staernea period. You obtaned and ma/ no reflect an aortal matt ;rice the tent that eearicled learition are elgbh la sae, nsurance companies whose prOCIJCIS we distribute. may ask fordeivery of fully paid segraies at ry time. or vale the vale retied may be stbsentral& less than the - Wettere an anal fee from UBS Bak OA and You my receive securities used as loan collateral after - Certain positions may appear without a price and inp_oed value drown WS AG Stanford Branch of up to 425 per accost prying any balance due on them. My securities will dew as *price was rot avedable if we re sweeping to the barks under the UBS Bark Sweep transient to the rim clatg tea sestrant pent are unto to obtain a pnce for a wanly • Eat (ostirneted) income. anent yields end Mtn. ercgrams. listed at market value as of the end of the statemwe - Deposits or warts de-a-Snaked n currencies An entinate of mesa income is bawd an cant period. other tan U.S. dollars are reflected at the et hinge tidied ad interest rates, attuning tie secrets will Activity • Can basis. In dettemnirg she cost basis of the rate as of the statement date. be held for cur yew from statement date or Ltd hbrmaticriregardrigcanninto and otter charges stories included in this statement, where indicated - For cart watts twang in non.confriming MIlisity ma ellinale isce* again., accuracy ncurted n connedon with fie encutcri of wades, with the rumba. UPS Fivircial Services has relied dercirmataa price and quaty 0ace value may rd continued nconw are not guaranteed ndudng option transactions ha been induced on cninformation obtained from sources other tan tfirS have been adisted to facilitateproper valuation - Estimated anal nccme carent yield fa wilt -tons previously furrashed so you. and %WI be Financial Services, including torrrision ten another To obtain current quotations, when athilible, corded certain types of sentries could include a tarn of prowled to yOu wavily anrecpest. Sim a that youmay haw providecho you finaxial par Financial Ater. pmcgal or capeal gat in %tit case the est Advisor. The Finn don not intendant& verify a income (ind tonere yelc$ would be °witted. Shit ailing taunt the accuracy or vartity day information • Print inestrart0 end An/clawed product - Estimated annual icane rd cant yield and la F you are engaged in short werg a security, youmay provided by sates offer than 1**Si-uncial Services. hit, metre,* sectrites (exiting drect aclual tome and yield mgt be kwer a higher heir a charge the to certainborrowing costs for that pat/Spatial acqam and real estate investment trust than the estimated taunts. particular secunty. h attirt although UBS eininCel Services general& warts) and stared prodxts are general& highly - An estmate of rruateed n<ome (divdend ardor waren tie Hammen as it k received, the firm Att. Cent snared proists have not been interest) dryad by the carers market Open reedit does not provide any eitrances that the iicrmatian registered will the Securities and Excha- valerfaverage balance is based on the fact dividend Receding Wen or •gazdtilloancelled* orders fiat kart "Cost basis" and "Lhreakzed gar/loss' it (omission a under any state secures taws. We Or interest payment made by the issuer and