EFTA01118980.pdf

Valuations 1/31/13 EFTA01118980  JEE and Related Entities invesanent Summary 1131/13 Cash & Equivtants Financial Trust Company- (soe note below) 12,294,220 J.EpSlein 2,285.538 HAZE Trial 26.349 FT Real Estate 84.469 Jaeger; 5,541 357 J.EpStein VI FoundatiOn 5,051A 63 COUQ Total Cash & Equivalents 25.285 396 Less Cash in Operating Accounts (1.553.884) Cash in Foundations (5,051,463) (8.605.347) Total Available Cash & Equivalents 18 680.049 JP Morgan Trading Account (cash, securities. Derivibves)- FTC- See Note A 66 590.235 JP Morgan Trading Account (cash, securities. Denvitives). HAZE 22 134.893 Marketable Se-Writes -(Imv) 9.354,309 Investment Island Yacht Harbor (per JEE) 1.000.000 Settlements Receivable -DIM 69.458,708 Partnership InvestmentS 107.424.913 (see attached schedule) Toui • 296 643 W7 Value Above 296.643.107 Adustmenls. Operating Cash 1.553.884 Loans Receivable 1,845.415 Total per attached valuation schedule 300,042.406 • investment partnerships are Sublet./ 10 various restrictions on wilhdrematS. and there/Ore. 300.042 406 the tinting of availability Of funds will be so limited NOTE A The JPM trading account was funded with $75 Million Outing July 2011 we withdrew S $2,478.520. On 2/14/12 the account was reduced by 6501.930 for the purchase of 16.535 Mad Pharmaceuticals & 2.095 &open IDEC. on 5r22/12 the account was reduced by S1.330,000 lot the purchase 01 35.000 MOMS of FlabOOk. In August 2012 the account received 6349.402 from the sales proceeds cid 11.500 sh of Facebook On 9/12/12 Ihe account was reduced by SlOmm for the transfer to Mon Inc On 11/9/12 there was a transfer to JEE of $1,000,000 EFTA01118981  J. EPSTEIN 6 RELATED ENTITIES VALUATONS CASIWAINUTIESJNVESTMENTS 1131113 FINANCIAL TRUST COMPANY 12)31112 01/31/13 01101113 YTO January ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cash 6,949.105 9.450,970 R Mayan Tramng Account 69.107624 68.590.235 J P Morgan. Secumes 7693.042 7.057,460 Olhei Hank Accounts 125.291 207465 JPM (Beat Steams) 4,954.118 4.937,634 INVESTMENTS TUDOR FUTURES 12.578.999 13.112.017 12 518.999 424% 4.24% TUDOR FUTURES • recereable 4.193 300 teGHBRIDGE CAPITAL 18.624.993 10.019.843 18624.993 112% 2.12% ML HERTZ 3.013.325 3.328.038 see thaws RENAISSANCE INST EQUITY FUND 1.355.342 1,329.015 1.329.915 November December BEAR STEARNS Asset Bathed Setae, (7131/09 yak 331,882 331.882 SeMernerds JEEPERS DO ZWRN SPECIAL OPPURTUNITIES FUND 16,000.000 16.000600 seo looMolc less pawl vnexliawal payment received (6641792) (6,541,292) Mows cash (al JP Morgan) 5641.340 5,561,357 S JOT INVESTMENT Island Yndst Herbs- 1600030 1.000.000 FT Real Estate (cash balance) 84.489 84.489 FT Real Estate - Investment in plthp at coal 920.500 920.500 FT Rom Wass - li wow -Columba I'M:Wigs 503,000 500.003 CHECIONG/SAVINGS ACCOUNTS 1.341043 1653.884 LOANS CUE FROM INDIVIDUALS 1,745.415 1.745.415 CORE CLUB NOTE 100000 100,000 BROKERAGE ACCOUNTS JPM Wear Steams) 665.771 686.810 J P MORGAN :6708 56.800 Mod Inc Athhcom (at cost bass) 10.000 003 10.000.000 (1 260 233 snares ol common and 695.301 mares of Se; 5 PM) Burette Trutt B044 8.044 NAZE Trust NICHEROGE CAPITAL 34.404.356 35.133.733 34.404.355 212% 212% MG STREET (estra1O) 23.276.473 23745.985 23.216.473 103% 2 03% JP Megan • Casb 28.347 28,349 JP Monswinanagecl mewl 22.279.041 12.134.803 TOTAL 298,305.124 300.042606 THESE AMOUNTS 00 NOT INCLUDE NOUSES.A/RPLANE,FIXTURES OTTER ASSETS EFTA01118982  JEE and Related Entries Cash Summate 1131/13 Fie JPM. 9.450 970 JPM Wear Steams) 2.640 785 Bank aecorns 202 465 12,294,220 JEE Bank wearers 1553 884 1,558884 JPM. (Bear Stearns) 666 810 JPM 56 800 Butterfly Trost (Be.' Steams) 8.044 2 285 538 JEEPERS JP Morgan 5.541 357 5,541,35 HAZE Trost JPM 28 349 28.349 FT Real Estate 84.469 84,469 Enhanced Educalon 4.974.733 5.051./153 Total Cain 25 208646 25 255,395 this coos net «We cash el JP Morgan trad ng account EFTA01118983  Reconciliation of large items Value 12/31/12 298,305,124 Partnerships 2,419,043 see below JPM Trading account- FTC (515,589) JPM Trading account- HAZE (144,784) Securities 1,362,064 Dividendilmterest 5,372 Apollo Distribution Change in loan account cash spent: JEE (1,287,159) FTC (115,826) cash received BSABS 14161 miscellaneous total 300,042,406 Value 1131/13 300,042.406 Partnerships FTC TUDOR FUTURES 533.018 FTC HIGHBRIDGE CAPITAL 394,850 FTC ML HERTZ 314.713 FTC RENAISSANCE INST EQUITY FUND (25,427) Haze HIGHBRIDGE CAPITAL 729.377 Haze KING STREET 472.512 2.419.043 EFTA01118984  JEE and Related Enttes Available Equity re(1990,4mints 931113 Securities Long e Fair Marital Value 1/31/13 12/31/12 gaft(oss) 70,500 Ascena Retad at JPM dorrnerty Bear Steams) 1.194.975 1.302.135 (107.160) 20.000 Bombardier at JPM (formerly Bear Steams) 78,395 75.608 2.787 21.753 JP Morgan at JAM (Remarry Bear Stearns) 1,023.479 956,460 87,019 263.157 Apollo Global Management at JPM 5.860.505 4.560.406 1.292.100 17.500 Facebook (purchased 502/121 N JPM • SOW 17.500/W9V/I 542,150 465.850 76.300 16.535 Mad Pharrnsceuldals at JPM 327,816 317,141 10,675 2 095 Slogan )DEC at !PIA 328.988 308.645 20.343 9,364103 7,992 245 1,362064 JPM Trading (see Mooned) unrealized 6.642,172 Net 1 2010 (1,519,390) realized-2010 (6,859.209) Net 2011 (741.062) realved.2011 1.541,649 NM 2012 11.327124 re/lazed-2012 8,818.463 NM 2013 (515,589) rea 13 (4 6:1 892) Total ante Int:4010n 8. 1,263 8451 263 Investments a/o 1131/13 at Falr Marital Value FTC TUDOR FUTURES 13,112017 FTC IiIGHBRIDGE CAPITAL 19.019,843 FTC ML HERTZ (received a dobibubon or 31.301.976 during Dec 2012) 3 328 038 FTC RENAISSANCE INST EQUITY FUND(Nov) 1.329.9I S FTC ABS Trust (last valuation 7131(09 FTC reoNvas moMnly 0ftnbstons) 331.882 RAZE HIGHFIRIDGE CAPITAL 35.133.733 HAZE KING STREET 23 748 985 FT Raaey Advance Sir Lie (cost Oasis) 700 COO FT Realty Lofts 21 LLC (cosi basis) 220.500 FT Realty Escrow Colmble Holdings 500 000 Mon lrc Montan (cost bass) (1.260.333 sh common. 695.301 sh See 5 pid) 10,000 WO 107 424 913 EFTA01118985  ENHANCED EDUCATION 1/31/13 PARTNERSHIPS & 1Q78.1 CASH SECURITIES DEAR STEARNS 4 800 664 4.000164 BANK 173.669 173169 GOLDMAN SACNS TOTAL 4 974 733 4,974 733 EFTA01118986  Financial Trust Company Analysis of Investments Investment FMV unrealized 1131113 Gain0olis) ML Hertz 12/15/05 5.100,000 dalnbutons 8/11/06 (2.180,021) dombutons 12/11108 (560.008) ckstributons 7/26/07 (2,440.908) csouiNtons 4/20111 (1,297.352) 0301N/tons 12/12/12 (1O08,976) (2,867 281) 3,328 038 5,095299 redemption partnership is dhow, and therefore no redemptions allowed status original rwestment 01500.000 sh HTZ Recanted dishabution of 112.744 and 92 269 and 92.288 sh of Hit Current under:prig investment a 202.718 sh HTZ Valuation is based on the value ceNTZ (1/31/13 - $18.28/per share) BS ABS 11/29/06 10,000.000 slrib‘5ons (3,888,381) 6,131,619 331062 (5,799,737) fighbridge Capital Corp 1111/01 25.000.000 deeibutons 2/28/08 (25,000.000) 19,019,843 19,019,843 The represents the total of Highbridge Capital Corp. and NB MAh•Srategy Nelda°. LW. DB Zwm 4/29/02 10,003.000 8130/02 10,000.000 122/02 30,000,000 6/2/03 10,000.000 1/3/05 20.000,000 12/21/12 chstnbucco (6.541 292) 73,458,708 69.456,708_ (4,000.000) DEIZ- settlement The is based on the fotomng esSuMPIMM the fund yell recognae a withdrawal amount payade to Ammer, totabng 570 melon 70,000,000 Jeepers wet receive an interest of G Dub/vela* interest valued at approx $3 3 malice with a 5,000,000 backstop payment from G Dutli equal to Ile excess of 35 rriSon over the aggregate value of at datributons male with respect to this investment JEE wit pay SI mitten for Zwims interest in Cordn. JEE will rave all distrIbolsoms upto 32 million 1,000.000 and the remaining distrttobons avid be divided 50050 between JEE aid Zwim 76,000,000 Ctgroup Renaissance 8/21/06 1.010000 1,329.915 319.915 December FTC wit rear a till rodemplem in and February Tudor 1/30/01 5.000.000 1/14/13 dettnbutlon (4,193 300) 806.700 13.112 017 12,305.317 EFTA01118987  Haze Trust Analysis of Investments Investment FMV unrealized 1/31/13 Gain(loss) Highbodge Capital 4/20/99 10,041,666 35.133.733 25.092,067 This represents the total of tilghbridge Capeal Corp. and 1113 Mull-Strategy HoltAngs Ltd. King Street 11/1/99 10.000.000 7/28110 50% redemption (20,090,787) (10,090,787) 23,748,985 33.839.772 EFTA01118988  Bear Stouts Asset Backed Snoozes Oistributfcat Received FTC Total Pannershm & Trust Pannenalp Trust 1/9/08 1.047291.40 1047,291.00 3/17/08 431.015.00 431,015.00 4/14/08 147,707.00 147,707.00 5/14/08 147,707.00 147,707.00 6/16/08 135,377.00 135.377.00 7/16/08 110,711.00 114711.00 8/21/08 110415.00 110,615.00 9/2S/08 110,578.00 110.57800 10/29/08 92,127.00 92,227.00 11/25/08 85.953.00 85,953.00 12/22/06 73.670.00 73470.00 1/23/09 73470.00 73,670.00 2/20/09 73614.00 73,614.00 3/12/09 67,434.00 67,434.00 4/30/09 66.443.00 66,443.00 5/29/09 57,986.00 57,986.00 7/24/09 Not. A 84,347.00 44.3137.00 8/26/09 47,911.00 47,911.00 9/21/09 35.71100 35.711.00 12/2/09 87,495.03 87,895.00 1/5/10 25,073.30 25,073.30 2/8/10 31,073.84 31073.84 3/5/10 33.605.43 33,605.43 4/4/10 22613.71 22,613.71 5/10110 26.319111 26,315.11 6/8/10 25243.91 25,243.91 7/8/10 19.961.45 1946145 8/10/10 22.012.08 22,012.08 9/1/10 24,389.61 24,989.61 10/13/10 20,527.91 20,527.91 11/8/10 23.336.55 23,136.53 12/5/10 25,234.17 25234.17 1/10/11 24,62991 24423.91 1/31/11 NOW FS 25,793.17 25,793.17 2/3/11 26.966 92 26366.92 3/8/11 26,313.00 26,313.00 4/8/11 21.112.25 21,112.25 5/9/11 21,557.96 21,557.96 6/9/11 18,678.74 18,678.74 7/8/11 16490.35 16,690.35 8/8/11 15,596.19 15,596.19 9/5/11 16410.22 16410.22 10/12/11 15,819.76 15419.76 11/8/11 17,377.32 17,377.32 12/8/11 17,832.49 17432.49 2/9/12 1406(1.73 1400.71 2/8/12 18,611.56 18,611.56 3/9/12 19.767.40 19,767.40 4/9/12 12622.23 17,622,23 5/0/12 16.800.79 16,300.79 6.43/12 17,401.50 17.401.50 719117 16.165.50 16,165.50 8/9/12 16242.96 16,602.96 9/11/12 14.372.40 14.872.40 10/9/32 15.645.81 15.645.81 11/8/32 15038.04 15.038.04 12/10/32 14,208.21 14.208.21 1/9/13 14,594.00 14,594.00 Total 3 868.380 95 3,113,593.17 754785.78 FTC invested 310,000000 in War Stearns Anet Inked Securer's on 11/29436 Distribusons are based on maturing assets &Ore A: (represents 2 months no. WON" 0444430 NOTE (audit adjustment le partnershm) EFTA01118989  Global Investment Opportunities Group . . . Morgan Socteettl0$ LLC. Account Position and MTM Summary (Open Positions) - GIO CI one sun Omniusl079 Prepared for Hue Trutt as of January 31. 2013 Gamed IM • Commedlty at.. U1DULN 12 7044 %Mlle 16/233 6111PUSD 1.5819 UM/1w so 970 USDARS &9785 USO2A11 89431 BMW° 1.3551 USDBRL 1 9871 U14X/If 09109 USDCAD 1.0015 MOTRY 1,7641 usorsoic S4812 Structured Notes • Manual MU • nail en Invettment Ilaaa r ot Trade Date Matviity last Amount Long Description Coo sasei LS) Init rt st Market Valve IS) Lntry Pritie IS) Current Poe, 15) MIM Received 26.1und5 1.000.000 lei Cent 9.11 f4 Asp, 01/76FI) 40% Conlin garden l$11CP1 71% Cap (13.000.000) 42.797900 410000 543.26 11202.200‚ S.Ape.12 16.Ape.15 1.500.000 Cease Rant PM 6 1eee. 04016/2015 Dtd 04/142012 ($1 41.521.900 469;=- 110002 1101 44 411.787 Structured Notes M1M (54.5410.000) 54 919,700 S61418 (St 10,4131 u.S. Iliad Income • iesiviray pr .u0 rbe Peabody Energy Corp 88. WA 2.315% (51.303,5001 41.312936 1152.663 1113.63 411435 5161.399 2.0r1.12 ISMay.2018 stsz000 ipayenem Inc CCC• 91522015 to 250% 1$445.0021 1446.1375 416.941 18900 489.38 41891I6 ICIMay.11 Perpetual 3603.000 Jpemegon ant I Co 861 423022018 7.900% 141.117.950) 43.452.700 $464.825 $111.27 $11909 5523.575 10.May.11 Ptiptligil 3.000000 Cant Of Anerka Corp 80. 911,20I8 8125% 143.189.6101 13.310003 $420.469 SI12.19 511300 4420959 2 Oct 12 01.Jun-2019 1.0)6000 Kindred Healthcare Inc 6/10011 S250% cssn‚se 49811910 $27.2/1 199111 Ill 04 $11.771 Mo and Asset embed • Manual Non. no 3 an Invefflent Bet Trade Date Original Face total OrIne•Int nery Curieni Yr.['. Maturely ()sue SM' Rat !n9 Nent Call Date Coupon Printisal Cott 151 Martel Valisi (5) NUM 14) St/earl 10.61•••12 24•Mer 2037 1.010.000 Chem 2027.A1 12A3 1141/2029 288% 117259141 4115.157 197540 78.50 M-73 4167.423 2Aug 12 25-0d 2035 6960.000 WIrt*»2005.9 81 CC uresaol 1416% 01.698.5010 51.601.636 $246.009 29.88 2893 4149.138 Mortitspe and Ant I MTM 152 424.081) $2.396.793 5462.988_; 5314561 Mutual Funde and Money Malta Trade Date Symbol Units Company Dividends - Entry NAV Currant NAV Currency Initial Cott IS/ ma 1641 Val "' 15) lTn Recened IS/ (Local) Nora° 21-lawel3 ‚Pew 199216.06 1penotgan Floating ItiteiSel I./50 112.030.COD‚ 52)1.982 30 1009 10.10 41.982 Avg 011YFX 313.948,20 1prrergan Ilvsh USD 152.598.4011 42593.212 Odnle 8 28 826 111.189) LEgig;i1=- b / 10 9 10 SO SO It/ St 11,150.567 1183.301 11934.076 SOU SOY Open MTN 11.114 4114 3. 1 Repo 40 40 $0 Current Open &TA 11.347.360 Mr / ST IS ; 2071 1524.9531 15281601 0. r Ionia so so $0 YID a44V4 Se Open MU (1543. 04) ht Alternative SO 50 40 2013 Clewed le $314.2 se Other Mlemaanamei 10 40 10 Iteab . 5349 556 $1.705.917 12013Net Per...gnaw» 3144.747) K) 2013 if Mee.. Mee 6 Cs EFTA01118990  Global Investment Opportunities GrouEt Morgan Securities I Account Position and MTM Summary 412013,Closed . 1 Positions) CI 0 Global neadanaant Orareate lea Prepared for Haze Trust as of January 31. 2013 Merl and *Mat ~lied Trade Behr Maturity Original ratt Total Int. Entry Price Closing Prkg 'AP RM.." Noel) Call Oat. Coupon Ponop.il C.)) It) Market Value (S) Closing Dale Accrued 15/ (local) (total) 1.May.12 25.1un.2034 2992.800 Wamu 2004473 82 CCC 2/292020 2.545% IS1.140,994) 51.419 147 175984 79,Ian-s3 9050 78 31 5183.959 Mortgage and Asset Backed P/l 9383.509 Mutual Funcb and Ili•rket Trade Oats Units Company Currency Dividend* Entry NAY Closing NAV Symbol Inst.., cost (9 Market Value If/ Closing Dale en Received(5) Vocal) Recall Avg OHTE8 181.371148 Sprnorgan lasgh Vald.91 lian 1) 514 Vil) 5T SOO ^,1 4 / 22.Inn n 911 8 21 IS) I Mutual Funs., and Money Market Re T 1524.9531 (C1:01.1PlAntor Chase &Co EFTA01118991  Global Investment Opportunities Group . Morgan Secordleas LIC. Account Position and MTM Summary (Open Positions) ••••tensrat Oraeernaellle.h. Orepared for Fmsreede) Trust os of Januar,* 31. 2013 I396meMMOCemiedentes USIMAN 124475 Y.A0150 166231 GIIN250 1.5872 8113.191 91 720 1.150485 83785 1.4ØR 89392 EURUSti 1.3112 U5D8R4 1 9915 MO* 01091 VIOCAD 0.9968 1710111), 1.716 VIDNOK 546 Fese • Inuaday PricInge141310ornberg Donder.] I„by nt PI ICr Trad., Sole >bares Company Cuertroy Ind.ntry (ost e.ou t s) Market Valve (S) raff .1 Yield :oral/ üocall 1144411 TIN 11.500) Telefonica SoSpon Ad, 0S0 C04110.11n401•CMI. 000% $30080 (121.540) 20,05 M.36 5t.'160 15-/u44-12 TEE (NI Telefonka Sa-Spon Ad. USD Corivriurecatern 000% 1/88 (5560) 12.52 1.36 1172) 144e9-12 ARM 7.515 Mied 1•ManeeeolI(alt Inc V50 entirnee. Nonlyds. 000% (5114,60(0 5189.716 IS >I 19.31 $15.196 24-00.12 131 25.000 Dem F.TodKo USD infurner. Noneych. 0.00% 11470.450) 1417.750 18.82 p.37 1112.700) 12,10810 DAG 50900 P•411411 00 Agri DOuNe Lore USD Rede 000% ($352.5501 1583.375 7.05 i747 1230925 17.44.02 TB 17.500 Weben* Ine.A USD Convennwomom 0.00% (11.45,000) 5142.168 11.00 )0 98 11111.8331 144e0.12 8118 2.095 Nagen Idee Inc VID wouner. Non-5941). 0.00% (1250.455) $326.988 119.55 156.08 576.531 Stneelmed NONG • Manual Pridng via 014orgen innettnent BW nöl pflog dry Intomt trade Date Matunty rare Amourt 10,19 Desroption Co,) leas., '5) market Valse IS) Entry Pr ice (1) Current pike (5) rATAII Rennved 13Nov-12 22-Nov-13 1.000.000 Note Inka ToitolVt Uld %Barrieh 5% AMT Cpo-22.9%Menen ist000.orm 51.042.000 so $100.00 5104.20 $42.000 9-San 13 2.1m-1/1 1,000.000 14.0c Ren (»Red To CM1Vs 5Xlev. 500%Maartm ()um 3 liael 51Me.6.1995 (11.0000Y $985.600 so 5100.00 5%.56 1114 400) 5.Api.11 10.4pr-15 1,50%000 »Monan Cnase Bank Na 6 2004 04/192015 DM04/16/2011 51,543,800 3610811 1100.03 5102.92 3113.688 MS. Find Incorno • InvedayIrldna vaa Bloomber0 nrImi• 1013! Int. Trage Date Maturity face:. mannt Isseer SSP Rating Nest (,II Date Coupon Principal Cost Manet Valne Entry Pore Current Pirce oITM Accruod NMr.11 01 Met ZO 7 2303900 Amencan Ade 8 lafg Inc yezois 7.875% 152115.1251 52.556.250 $371.516 1104.61 5102,25 3314.141 22.00-12 I54.449,10 400000 gartlila-81m 8. 50502015 0875% (1414,0001 5424.030 19.763 5103.50 3106.93 S20.563 22.On.12 11May 20 9 60.000 othlie In. 11. 5/13720/ 8.875% ($619.5011) 5617.200 111% 510721 1106.20 912.196 32.Feb12 IS•land0 B 1.030.003 Ntg Entegy Im. BB- WA 7.625% ($1.001.5001 11.121,500 571.102 1100.15 5112.75 $197.802 24-Nro-13 15.4•840 0 1.500.000 Servkemesfer ConemnY B 2/192015 8000% (51.595.6251 11.590000 52.333 5106.38 5106 00 (54.192) 2243n.12 01.88).20 9 1.002000 NaadWNenIM B. 4/1/7015 1411% (11.035900 11.062.500 530.461 1103.10 $90625 114.469 15.1un-II Perpensa 2,500.000 1prnotgan CINte 8C0 eßt 4/93/2010 7900% (12.702.425) 12$3.750 $321.486 1108.10 1114.55 141Z811 15.1uo-II Pe peu& 2,504000 1pmergan Cbm& Co 400/2018 7900% (12.702.4211 12.063,750 1371.456 11011.10 1114.55 »WM 10.1m.11 Perpate 2,000.000 Bank Of Arnerito Oma BB