EFTA01297175.pdf

Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD Deposit Transactions 07106:2017 $151501.48 Deutsche Bank Trust Company Americas Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USO) 07105r2017 PREAUTHORIZED 1010210000:19939115 WAGE PAY ADP 3517.49 Other Debits DEBIT WAGE PAY 07:052017 PREAUTHORIZED 10 1 0210000299392 7i PAY-BY-PAY 32713 Other Debits DEBIT ADP PAY -BY-PAY 07:052017 PREAUTHORIZED 101021000029938946 ADP Tax ADP 4.49700 Other Debits DEBIT Tax 061012017 PREAUTHORIZED 101021000025497844 ADP • FEES ADP 66.67 Other Debits DEBIT PAYROLL FEES 06/30'2017 PREAUTHORIZED 10 I 021000015497323 ADP • FEES ADP 166.57 Other Debits DEBIT PAYROLL FEES 06/26'2017 PREAUTHORIZED 1010210000293622860 ADP 401k ADP 1.233.07 Other Debits DEBIT 401k %:22:2017 PREAUTHORIZED 1012-9103C017700129 ADP Tax ADP 4.466.53 Other Debits DEBIT Tax Ni22O017 PREAUTHORIZED 101021000027451766 WAGE PAY ADP 3588.55 Other Debits DEBIT WAGE PAY %2220I PREAUTHORIZED IOI021000027451761 PAY-BY-PAY 18.84 Other 1:e54. DEBIT ADP PAY-BY-PAY (151182017 PREAUTHORIZ Eli 101021000025946967 ADP- FEES ADP 86.87 Other Debits DEBIT PAYROLL FEES 25.12:2017 PREAUTHORIZED 102021000023437311 AUTOPAY 2.73331 Other Debits DEBIT CHASE CREDIT CRD 062122017 PREAUTHORIZ EC, 1 01021000023048513 ADP 401k ADP 1.298.07 Other Debits DEBIT 401k Reporting Currercy- USD Page 1 of 12 Generated on 0707/2017 SDNY_GM_00060051 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022875 EFTA_00170594 EFTA01297175  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposes Base Currency USD Deposit Transactions 07n /2317 $163,601.44 Deutsche Bank Trust Company Americas Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USO) 06:•07.'2017 PREAUTHORIZED 101091000011371958 ADP Tax ADP -1.46654 Other Debits DEBIT Tax 0607.2017 PREAUTHORIZED 10 043000090576668 PREMIUMS 5.861.66 Other Debits DEBIT OXFORD HEALTH 06:07/2017 PREAUTHORIZED 101021000020670559 PAY-BY -PAY 18.64 Other Debits DEBIT ADP PAY-BY-PAY 0607,2017 PREAUTHORIZED 10102100001\3670097 WAGE PAY ADP 3.548.65 Other Debits DEBIT WAGE PAY 06i02'2017 PREAUTHORIZED 1010210000=94393 ADP • FEES ADP 66.67 Other Debits DEBIT PAYROLL FEES 06/02r2017 PREAUTHORIZED 1010210000=94380 ADP - FEES ADP 165.57 Other Debits DEBIT PAYROLL FEES 05,304017 PREAUTHORIZED 102091000012834146 ACH PMT AMEX 7 697 03 Other Debits DEBIT EPAYMENT 05/30r2017 PREAUTHORIZED 101021000021759546 ADP 401k ADP 1.29807 Other Debits DEBIT 401k 05124r2017 PREAUTHORIZED 102091000017531377 ADP Tax ADP 4:65.52 Other Debits DEBIT Tax 05.24/2017 PREAUTHORIZED 101021000027612159 WAGE PAY ADP 3.548 $7 Other Debits DEBIT WAGE PAY 05/24:2017 PREAUTHORIZED 101021000027612155 PAY43Y-PAY — 1884 Other Debits DEBIT ADP PAY-BY.PAY Checks Paid 0S24.2017 CHECK P1070 Check 01070 300.00 Reporting Currency' USD Page 2 0112 Generated on 07;07,2017 SDNY_GM_00060052 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022876 EFTA_00170595 EFTA01297176  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD Deutsche Bank Trust Comp. Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) 05,19,2017 PREAUTHORIZED 10IO2.!CC .•...3316462 ADP- FEES ADP 613.67 Other Debits DEBIT PAYROLL FEES Or:w15.2017 PREAUTHORIZED 101021000022980287 ADP 401k ADP 1298.07 Other Debits DEBIT 401k. Cr512,2017 PREAUTHORIZED 1020210000=861614 AUTOPAY 5.356.32 Other Debits DEBIT CHASE CREDIT CR0 05I0'2017 PREAUDIORIZED 101091000011247659 ADP Tag ADP 4.46654 Other Debits DEBIT Tax 05€10c2017 PREAUTHORIZED 101021000020937501 WAGE PAY ADP 8.548.65 Other Debts DEBIT WAGE PAY 05110'2017 PREAUTHORIZED 101021000O20937496 PAY-BY-PAY 21.25 Other Debits DEBIT ADP PAY-BY-PAY Checks Pakl 05i1Or2017 CHECK #1069 Check *1089 1.538.00 0545,1017 PREAUTHORIZED 10I0430000S3802289 PREMIUMS 5.861.56 Other Debits DEBIT OXFORD HEALTH 0505'2017 PREAUTHORIZED 10I0210000n892068 ADP- FEES ADP 66.67 Other Debits DEBIT PAYROLL FEES Checks Paid 05;02°2017 CHECK 41038 Check SIM 1.000.52 05101,2017 PREAUTHORIZED 1010210000212070. 52 ADP 401k ADP 1298 07 Other Debits DEBIT 401k 042512017 PREAUTHORIZED 101021000029938197 ADP- FEES ADP 165.57 Other Debits DEBIT PAYROLL FEES Other Debits 0.4:27i2017 PREAUTHORIZED 101021000029284581 WAGE PAY ADP 3.548.66 Reporting Currency' USD Page 3 of 12 Generated on 07.07,2017 SDNY_GM_00060053 CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022877 EFTA_00170596 EFTA01297177  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD Deposit Transactions 07:06:2017 $16?.601.48 Deutsche Bank Trust Company Americas Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) DEBIT WAGE PAY 04:27:2017 PREAUTHORIZED 101021000029284512 PAY-BY-PAY 32.78 Other Debits DEBIT ADP PAY-BY-PAY 04127/2017 PREAUTHORIZED 101021000029284371 ADP Tax ADP 4,466.53 Other Debts DEBIT Tex 04.20:2017 PREAUTHORIZED 102021000025142659 EPAY CHASE 6,572.86 Other Debits DEBIT CREDIT CRD 04.122017 ?REAUTHORIZED 101021MX:22889304 ADP 40t k, ADP I 298 07 Other Debits DEBIT 401k 04.16.2017 PREAUTHORIZED 102071000013184808 Tax Payrant NYS 625 00 Other Debts DEBIT DTF CT Other Debts 04;142017 PREAUTHORIZED imozi opeozimen ADP - FEES ADP ....._66.67 DEBIT PAYROLL FEES 0413`017 MONEY TRANSFER TO BANK OF AMERICA. N A.. NY At 4.746.00 Other Debts 433022515482 JOHN CHRISTENSEN 044 122017 PREAUTHORIZED 1010910000105%558 ADP Tax ADP 4.44Y3.52 Other Debits DEBIT Tax 04r121017 PREAUTHORIZED 1010210000203%'913 WAGE PAY ADP 3.54-3.87 Other Debits DEBIT WAGE PAY 04:12:2017 PREAUTHORIZED 10102100‘30203IM95 PAY-BY -PAY 32.76 Other Debits DEBIT ADP PAY-BY-PAY 04:07'2017 PREAUTHORIZED 1010430000964-4S301 PREMIUMS 5.7135.50 Other Debits DEBIT OXFORD HEALTH Reporting Currehby USD Page 4 of 12 Generated on 0707:2017 SDNY_GM_00060054 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022878 EFTA_00170597 EFTA01297178  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD Deposit Transactions 02'06:2017 $1&3.501.48 Deutsche Bank Trust Comp.-. Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) 04n:172017 PREAUTHORIZED 1010210:_.:-0545695 ADP -FEES ADP 66.67 Other Debits DEBIT PAYROLL FEES 040412017 MONEY TRANSFER TO BANK OF AMERICA. N A.. NY At 3500.00 Other Debits 483022515462 JOHN CHRISTENSEN 04;03:2017 PREAUTHORIZED 101021000021246601 ADP 40I k ADP 1.218.07 Other Debits DEBIT 401k 04iO3(`017 PREAUTHORIZED 102091000011900823 ACM PMT AMEX 617.70 Other Cites DEBIT EPAYMENT 03;31/2017 PREAUTHORIZED 101021000020282486 ADP • FEES ADP 168.02 Other Debts DEBIT PAYROLL FEES 03,29^_017 PREAUTHORIZED 101091000016867448 ADP Tax ADP 4.466.52 Other Debits DEBIT Tax 03/29r2017 PREAUTHORIZED 101021000028600712 WAGE PAY ADP 3.548.87 Other Debits DEBIT WAGE PAY 0329r2017 PREAUTHORIZED 101021000023600363 PAY-BY-PAY 3278 Other Debits DEBIT ADP PAY-BY-PAY 0124r2017 PREAUTHORIZED 1010210000244=46 ADP - FEES ADP 65.67 Other Dents DEBIT PAYROLL FEES 01'24,20)7 MONEY TRANSFER TO BANK OF AMERICA. N.A.. NY AC 3.500 00 Other Debits 483022515462 JOHN CHRISTENSEN 03.24:2017 PREAUTHORIZED 101021000024484659 ADP Tax ADP 54.50 Deposes-Orher Credits CREDIT Tax Checks Paid 03.22.2017 CHECK 01066 Check 01066 150.00 Reporting Currency. USD Page 5 of 12 Generated on 07107,2017 SDNY_GM_00060055 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022879 EFTA_00170598 EFTA01297179  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD 07:06:2017 5163.501.46 Deutsche Bank Trust Comp: Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) Checks Paid 03;22:2017 CHECK #1067 Check #1067 150.00 03:202017 PREAUTHORIZED 101021[00021368851 ADP 401k ADP 1.N8.07 Other Debits DEBIT 401K 03:162017 MONEY TRANSFER TO BANK LEUMI LE ISRAEL B.M. NC 40.000.00 Other Debts ACHRAYUT LEUMIT LTD 0315.2017 PREAUTHORIZED 101001000019754420 ADP Tax ADP 4.46653 Other Debts DEBIT Tax 03:152017 ?REAUTHORIZED 10102 I 030220429I 45 WAGE PAY ADP 3 54° 86 Other Debits DEBIT WAGE PAY .. . C3:152017 PREAUTHORIZED 101021000029429!23 PAY-SY-PAY 3: 78 Other Debits DEBIT ADP PAY-BY-PAY Checks Paid 03:152017 CHECK 01064 Check T 06-1 300.00 Checks Paid 03152017 CHECK #1065 Check # I065 15000 03'13^_017 PREAUTHORIZED 102021000028619865 AUTOPAY 5.37241 Other DTbits DEBIT CHASE CREDIT CRO 03/132017 PREAUTHORIZED 101021030028191871 ADP 401k ADP 6.750.00 Other Debits DEBIT 401k 66 03:102017 PREAUTHORIZED 101021000027738263 ADP - FEES ADP 67 Other Debits DEBIT PAYROLL FEES 03107:2017 PREAUTHORIZED 101C-43000094186802 PREMIUMS 5,881 66 Other Debits DEBIT OXFORD HEALTH ooze:2017 PREAUTHORIZED 101021000023547013 Tax/401k ADP 1,29e 07 Other Debits DEBIT Tax1401k Reporting Currency' USD Page 6 of 12 Generated on 0707:2017 SDNY_GM_00060056 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022880 EFTA_00170599 EFTA01297180  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposes Base Currency USD Deposit Transactions 0706:2017 $183.601.48 Deutsche Batik Trust Company Americas Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USO) Funds Subtracted (USD) 03;032017 PREAUTHORIZED 101021000021313275 ADP - FEES ADP 163.02 Other Debits DEBIT PAYROLL FEES 03;0172017 PREAUTHORIZED 101021000027771927 EEPAYIGARN 3548.87 Other Debits DEBIT ADP EEPATIGARNVVC 03:012017 PREAUTHORIZED 10102100002'7772970 EEPAYIGARN 3278 Other Debits DEBIT ADP EEPAY/GARNWC 05012017 PREAUTHORIZED 101091000018329942 Tax/40i k ADP 4.466 62 Other Debits DEBIT Tax/401k 0101r2017 PREAUTHORIZED 101091000018330621 ACH PMT AMEX 697.96 Odor Debits DEBIT EPAYMENT Checks Paid 02(28'2017 CHECK 81063 Check $1063 5.563.20 02;24'2017 PREAUTHORIZED 101021000023228880 ADP • FEES ADP 66.67 Other Debits DEBIT PAYROLL FEES 0221.2017 PREAUTHORIZED 1010210000931536 Taxi4Olk ADP 1.298.07 Other Debits DEBIT Tax401k 0215:2017 PREAUTHORIZED 101091000018248926 Tax/401k ADP 4.4665.5 Other Debits DEBIT Tax401k 02.152017 PREAUTHORIZED 101021000027922573 EEPAYIGARN 3.548.84 Other Debits DEBIT ADP EEPAYIGARNVVC 02152017 PREAUTHORIZED 101021000027922550 E EPAY. GARN 3276 Other Debits DEBIT ADP EEPAY/GARNWC 02;1512017 PREAUTHORIZED 10 1 021000027849796 CI. PAYMENT 2.330.21 Other Debits DEBIT TRAVELERS INSUR Reporting Currency' USD Page 7 of 12 Generated on 0707:2017 SDNY_GM_00060057 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022881 EFTA_00170600 EFTA01297181  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD Deposit Transactions 07i06:2017 $163.501.48 Deutsche Sank Trust Company Americas Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USO) Funds Subtracted (USD) cl2 3 2:;17 PREAUTHORIZED 102021000027138044 A00;3AV 4.92719 Other Debits DEBIT CHASE 0210.2017 PREAUTHORIZED 101021000026223752 ADP- FEES ADP 86.67 Other Debits DEBIT PAYROLL FEES 028772017 PREAUTHORIZED 1010430000930130242 PREMIUMS 5.647.02 Other Debits DEBIT OXFORD HEALTH 02062017 PREAUTHORIZED 101021000022463322 TaxigtOlk ADP 1.298 07 Other Debits DEBIT Tax.r4OlIc 0201/2017 PREAUTHORIZED 101021000027048101 EEPAYIGARN 32.78 Other Debits DEBIT ADP EEPAYIGARNWO 0201.0017 PREAUTHORIZED 101021000027048108 EEPAYIGARN 8548.85 Other Debits DEBIT ADP EEPAYIGARNWO 02812017 PREAUTHORIZED 1010-910000173654" 22 Tax/SOtir ADP 4.607.87 Other Debits DEBIT Tax/401I. 02012017 PREAUTHORIZED 101091000017367448 ACH PMT AMEX 2826.87 Other Debits DEBIT EPAYMENT 01:27 201? PREAUTHORIZ ED 101021000022504863 ADP • FEES ADP 66.67 Othcir Cebits DEBIT PAYROLL FEES 01:27:2017 PREAVTHORIZ Eli 101021000022504818 ADP. FEES ADP 168.02 Other Debits DEBIT PAYROLL FEES 01.2E 2017 PREAUTHORIZ EC, 10102100002! 612398 Tax1401!, ADP 178.20 Other Debits DEBIT Tax:401k 01.251'017 PREAUTHORIZ 101021000020429782 ADP • FEES ADP 67.00 Other Debits DEBIT PAYROLL FEES Reporting Currency* USD Page 8 01 12 Generated on 0707.2017 SDNY_GM_00060058 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022882 EFTA_00I 70601 EFTA01297182  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposits Base Currency USD Deposit Transactions 07.'06:2017 $163501.46 Deutsche Bank Trust Comp: Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) 01;232017 PREAUTHORIZED 101021000029059006 Tax;401k ADP 1.293.07 Other Debits DEBIT Tax:40Ik 01:13.2017 PREAUTHORIZED 101021000026791475 EEPAY/GARN 3548.87 Other Debits DEBIT ADP EEPAYIGARNWO 01713'2017 PREAUNORIZED 101021000026792577 EEPAY/GARN 3278 Other Debits DEBIT ADP EEPAYIGARNWC 01'13i2017 PREAUTHORIZED 101091000016975145 Tax/401k ADP 4.667.82 Other Debits DEBIT Tax/401k Checks Paid 01:172017 CHECK 81Ci:1 1 Check 41061 7.70 01:13:2017 ?REAUTHORIZED 101021030:125547747 ADP - FEES ADP 6667 Other Debits DEBIT PAYROLL FEES Checks Paid 01,122017 CHECK el Ce2 Check 41062 1500.00 0111,2017 MONEY TRANSFER TO JPMORGAN CHASE BANK. NA. A..0 12.00000 Other Debits 20700459465 BELLA KLEIN 01:09.2017 PREAUTHORIZED 101043000092177776 PREMIUMS 5,647 02 Mier Debits DEBIT OXFORD HEALTH 01,09:2017 PREAUTHORIZEO 101021000022241157 Tax1401k ADP 1;298 07 Caner Debits DEBIT Tax:401K 011042017 PREAUTHORIZED 101021000029249447 EEPAYIGARN 3,548 86 Other Debits DEBIT ADP EEPAY/OARNWC 01/04:2017 PREAUTHORIZED 101021000029250476 EEPAYIGARN •• 113.78 Other Debits DEBIT ADP EEPAY:GARNWC Other Debits 01:04:2017 PREAUTHORIZED 10109i 000019493071 Tax.401s ADP 4.687.69 Reporting Currency USD Page 0 of 12 Generated on 07107,2017 SDNY_GM_00060059 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022883 EFTA_00170602 EFTA01297183  Deutsche Bank Account Deposits Transactions From January 03, 2017 To July 06, 2017 Wealth Management 42953715 HBRK ASSOCIATES, INC Product Type Value Date Market Value US Deposes Base Currency USD ner.osit Transactions 07/06:2017 $163.501.48 Deutsche Batik Trust Company Americas Transaction Activity from 01/03/2017 - 07/06/2017 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) DEBIT Ta.,0401k 01:0372017 Cash Mamt Transfer REF 0030948L FUNDS TRANSFER 800000.00 Depostsitither Grades Credit FRMDEP 44129244 FROM 01:0372017 MONEY TRANSFER TO JPMORGAN CHASE BANK NA At I50.000.00 Other Debts 788095024 RICHARD KAHN Total 800.05450 437871.54 Currere.y. USD Page 10 of 12 Generated on 0787:2017 SDNY_GM_00060060 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022884 EFTA_00170603 EFTA01297184  Deutsche Bank Account Deposits Transactions Selected Report Criteria Wealth Management Account/List/Relationship/Client Account Number : 42953715 Date Range From 01:03/2017 To 07/06/2017 Currency Reporting Currency: USD :,(erx+rtrog Currere.y. USD Par I i of 12 LaLl Generated on 07'07:2017 SDNY_GM_00060061 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022885 EFTA 00170604 EFTA01297185  Deutsche Bank Account Deposits Transactions Disclaimer Wealth Management FX Rates used for Currency Conversion corresponds to the date (s) of the activity within the selected reporting period. Please note that the information presented is as of the most recent available value date for each account type. Total values appearing in each module may differ due to rounding variances. If you have selected a client relationship or an account list, please be advised that some of your accounts may not be applicable to this page. The above information is made available at the client's request and for the client's convenience. This screen contains information regarding accounts held through various companies (which may include, without limitation) Deutsche Bank Trust Company Americas, U.S. commercial bank and/or Deutsche Bank Securities Inc., ("DBSI"), member FINRA, NYSE and SIPC and does not constitute an official account statement. Please refer to the "Legal" link for important information. Some or all of the information on this page has been converted to your preferred currency using the most recent FX rate available. To view the date of the FX rate used, click on "Tools" at the top of this page and see FX calculator. The rate presented here is for your information only and should not be used for reporting or transactional purposes. *This information could not be converted to your preferred currency because an FX rate was not available. If an ""U' (underdetermined) appears for a majority of the data displayed, you may want to select another preferred currency from the "Settings" page or update your "Display currency as" at the top of