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Fully Diluted Capitalization Table (Issued and Outstanding Shares) - Summary
As of 8/27/2012 - Prior to Issuance
Issued and Total Fully Diluled
Outstanding CSE Shares'
Shares
Shares
COMMON STOCK 'Authorized: 240.000.000)
Issued rd Ouhlanarg 59.169.169 59169169 59.169.169
PREFERRED STOCK (Aulhortuct 129.654.469)
SERIES la Palliated Stock Inuthonzed: 1.250.0331 1250.033 1250.030
SERIES 1.B Prolorod Stock (esithonscri: 2.0372061 2.037205 2.037206
SERIES It Prelegred Siodk(Ar.efortzad: 23.251.193) 23251.193 23251.193
SERIES 2 Relined Stock inuthanzed:61A66.070) 59.777.831 59777,831
SERIES 3 Proloirod Slack inuthoilzed:23.CCO.000) 22.190.990 22.190.990
SERIES 4 Proloirod Stock inuthoilzed: 7.150=0) 7.131.940 7.131.940
SERIES 5 Proloirod Stock inuthoilzed: 11.500.000) 8274.092 8274.092 123.913242
WARRANTS
COMMON Slack 5.183.333 5.183.333 5.183
2010 EIP (Resenred: 69.067.000)
Shams Issuable Under Flan:
Oplons and!se SPRs Issued and Outstanding 31252.457 31352.457
Optc ander SPRs Commmod lor Issuance
shares Renialnro for Issuance Under Plan 5.955.449 5.955.449 37207.
Remand in Flan 69.067.000 69.067.000
Optced angst SPRs Eveicisof 31.859.094 31.859.094
Outside (Reserved: 9.275.940)
shares Issuatle Under Plan:
°plats andor SPRs Issued and 0.nUareing
Oceans andor SPRs Commmod for Istuarco
shares Remalnro for Issuance Under Plan
Reserved in Flan 9375.940 9375.940
Oplons andor SPRs Euxclusa 9375.940 9375.940
Total shares Issued andoutstanding. including snares
224.473.610
committed lot Issuance and conferee teserves. assuming
Footnotes:
CSE Shame COmmOnSeth Equiveleol ICS() share. redeaf the Cerrinen 510th Meek it, the See -0y type KrpliOn. Sleek YAWS& CM)
an., ne apprOrniale oornotsiOn raliO if Waled vAth regwd le parameters eel let 1197001.19n1ourKle010r etChClaSSIervet
- ,erved !teeth the Goren Reserved Amount ate °peen plan hag shags Oaring infrom enolhei plan. this number wsl change as new
nr en ere poured un Irani Pre op plan.
The CompanyerIgnalt, adopted the AlphCon 2000 Stoat Plan Ito 203) Flan, enPori 4 2000. Past to the eapeallan of toe Flan. Ma
EFTA00622240
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- 0 of
Large
ClassSeries % Of elaSSSerks %ol Fully
Holders by Total Shares ". of Fully Diluted Total Shares
held by Large held by Investor Chivied
ClassSeries
Holders
Common Stock 58.169.169 2691% Common Stock 59.429.402 26.29%
MOIL - MOM kit 1280233 EM -
SERIES LA Piehmed Stock 1350.090 036% SERIES I A Preferred Stock 1150030 0.55%
SERIES 1.8 Piehmed Stock 2.037306 0.91% SERIES 1.B Preferred Stock 2.037.206 0.90%
66,noedno eternshond LW. 348.837 17.12% SERIES It PIeland Stock 23.251.193 10.27%
My* Island knetaet SON900513C 450.000 2209% SERIES 2 Preferred Stock 59.777.831 2660%
SERIES It Pielened Stock 23351.193 1036% SERIES 3 Preferred Stock 12.190.990 920%
Mayleld Enlbet. 9.737.383 41.88% SERIES 4 Preferred Stock 7.131.940 3.15%
Sellouts Erekes 9.250.513 39.79% SERIES S Preferred Mock 2969.323 3.96%
SERIES 2 Preferred Stock 59.777.831 26.63% NC= 725%
Knotki Eelites 31.840.392 53.28% COMMON Stock Warrants 5.183,333 229%
SERIES 3 Preferred Stock 22.190.990 939% Options and or SPRs issued and 31.292.457 13.80%
outstanang under Man • 23i0 EiP
SOnOtela [reties 22.190.990 100.00% Unissued RI. servo .2010 OP 5.914.449 26316
SERIES 4 Preferred Stock 7.131.980 3.1 Tow 220430314 1001
AntS1C6160, 601/11112 &COW. 7.121.094 99.85% FUN Okdod Ownorsnp onion. leg.
SERIES S Preferred Stock 0374482 la%
JP Mogen [cubes 5.5/12.408 87.234
COMMON Slott Warrants 5.183.333 231%
Options arodior SPRs Issued and twists/Icing under plan. 31352.457 1392%
2010 EIP
unissued Reserve • 2010 EIP 5.955.449 265%
rose 324A73.610 TOOK
EFTA00622241
ℹ️ Document Details
SHA-256
8b0d89a625fe216de8bb9669d40517d2d51075632ea3c0dfa8bbf54b406597c7
Bates Number
EFTA00622240
Dataset
DataSet-9
Document Type
document
Pages
2
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