EFTA01452564.pdf

67411" ... : 771,471a.:77"7":.1.11MPRINIRMIF - 18Feb 2014 SaUTHERN Paps 2 Of 2 r .. Aa • : Dadechs !MASAO SOUTHERN FINANCIAL, LW Rt;00ous Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436/ SOJTHERN FX OPTION 21-Nov.2013 2011ov2014 25.11ov.2014 (LOCO 030 C10; USD 101.030000 FY SHORT EUROPEAN CALL 1010000 :sari. 24) 710423459 FINANCIAL. LLC 366364435/ SOUTHER! FX OPTION 21-Nov-2013 204104014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 1385566 710423461 FINANCIAL, LLC 366364438/ SOUTHERN FX OPTION 21Nov-2013 20-Nov2014 25-Now2014 121.CtX; CO) USD 0 JPY LONG EUROPEAN 0.0000 1201364 710423463 FINANCIAL. LLC 366364438/ SOUTHER! FX OPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21.030 001 USD 0 JPY LONG ELRCPEAN 0.0000 10347 52 710423465 FINANCIAL. LLC 3778178W SOUTHERN FX OPTION 17-Jan-2014 17-Apr-2014 21-A4x-2014 (10.01X000) USD 11,003,000.00 CAD SHORT ELRODEAN CALL 1,1000 ;98 455 Ceil 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FX OPTION 17-Jan-2014 17-44%2014 21Apv2014 (10.COD.CCO00) USD 11.300.003 00 CAD SHORT EUROPEAN CALL 1.1300 14,84438 737154818 FINANCIAL, LLC 381388504/ SOUTHERN FX OPTION 31-.18n-2014 01.May-2014 07.May-2014 (10.000.000 03) USD 1,025,000.000 JPY SHORT EL.RCPEAN CALL 102 5003 :153 772 23) 745230011 FINANCIAL. LLC Subtotal: (242 W2 03! Islet (242.002.03) Statement ID : 18229820140218_20140219_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109676 CONFIDENTIAL SDNY_GM_00255860 EFTA01452564