EFTA01438072
EFTA01438073 DataSet-10
EFTA01438101

EFTA01438073.pdf

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Clients+Products Contact Information KCP AFS Structured Notes Periodic communication Events/ Entertainment General Information Current Offerings General Current Offerings September Offerings Relationship Name Family Office Name First Last Claimed? C/P/I Email Phone Address City State Zip Private Markets Focus Capital Markets Focus Research Focus Notes To Do Suntex AcTRS RIN Retrofit ABR Astra Extell RESOF Proton Phoenix Lease Monetization Panda AFS Focus Research Focus Risk Factors Notes To Do Interest Notes MS Buffered Jump Plu MS Apple Autocall MS Crude Oil Autocall HSBC SXSE Buffered Accelerated Return CS XOP Accelereated Return CS SPX Callable JP SPX Twin Win MS SPX Buffered Jump CIO View Tax Topics Structured Notes Other Interests Frieze London (2015) Invite Invite Sent/ response Tailgate ($375) KKR/ (event) Jackson Hole Deposit Pref. CD 10028 IF(COUNTA(AJ4,AK4,AL4,AM4,AN4,A04,AP4,AQ4)>0,"Y","")= Y Y Y Amster, Yosi Yosi Amster I 10173 IF(COUNTA(AJ5,AK5,AL5,AM5,AN5,A05,AP5,AQ5)>0,"Y","")= Y Annandale Capital General. Funds easier, but comfortable with direct PE n/a RIN, RESOF, Suntex, Astra follow up sent 3/20. May have interest in second close sent 3/20 sent 3/1 sent 3/24 IF(COUNTA(AJ6,AK6,AL6,AM6,AN6,A06,AP6,AQ6)>0,"Y","")= Y ArIsch iter Telco, Rail, Oil&Gas, Sports/Entertainment, Lodging/Hospitality energy Do not want funds. Looking at experiential travel ideas meet w/ Scott in Denver sent 12/18 sent 3/18. Passed 4/1 Sent 10/7 IF(COUNTA(AJ7,AK7,AL7,AM7,AN7,A07,AP7,AQ7)>0,"Y","")= Y Archer, Thomas J. Thomas Archer I IF(COUNTA(AJ8,AK8,AL8,AM8,AN8,A08,AP8,AQ8)>0,"Y","")= Y Arcus IF(COUNTA(AJ9,AK9,AL9,AM9,AN9,A09,AP9,AQ9)>0,"Y","")= Y Arcus IF(COUNTA(AJ10,AK10,AL10,AM10,AN10,A010,AP10,AQ10)>0,"Y","")= Attori, Gregory Gregory Attorri I IF(COUNTA(AJ11,AK11,AL11,AM11,AN11,A011,AP11,AQ11)>0,"Y","")= Augenblick, Andy Andy Augenblick IF(COUNTA(AJ12,AK12,AL12,AM12,AN12,A012,AP12,AQ12)>0,"Y","")= EFTA01438073 Barry, Mitchell Mitchell Barry C/P 10001 IF(COUNTA(AJ13,AK13,AL13,AM13,AN13,A013,AP13,A013)>0,"Y","")= Y Y BBR Partners Todd Whitenack EM, funds on Blackrock DNC list sent 3/16. Passed 3/24 IF(COUNTA(AJ14,AK14,AL14,AM14,AN14,A014,AP14,AQ14)>0 Y Beller, Harry Harry Beller C/P IF(COUNTA(AJ15,AK15,AL15,AM15,AN15,A015,AP15,AQ15)>0 Y Bhalla, Ajay Ajay Bhalla P IF(COUNTA(AJ16,AK16,AL16,AM16,AN16,A016,AP16,AQ16)>0 Y Blank David Homrich IF(COUNTA(AJ17,AK17,AL17,AM17,AN17,A017,AP17,A017)>0,"Y","")= Y Y Y Sent 10/1 Sent 10/1 Blue Mountain Peter Greatrex Sent 9/22 IF(COUNTA(AJ18,AK18,AL18,AM18,AN18,A018,AP18,AQ18)>0,"Y","")= Y Bluestem LLC P IIIII General sent 3/1. Passed 3/12 IF(COUNTA(AJ19,AK19,AL19,AM19,AN19,A019,AP19,A019)>0,"Y","")= Y Brandis, Steve Steve Br IF(COUNTA(AJ20,AK20,AL20,AM20,AN20,A020,AP20,A020)>0,"Y","")= Y Darren Cam f P IF(COUNTA(AJ21,AK21,AL21,AM21,AN21,A021,AP21,A021)>0,"Y","")= Y Y Sent 10/1 Sent 10/1 Bulloch, Roger Roger Bulloch P Las Vegas NV maybe as a seller? n/a Makes direct investments into pvt companies. 12-24m hold meeting sent 8/12 sent 3/1 IF(COUNTA(AJ22,AK22,AL22,AM22,AN22,A022,AP22,A022)>0,"Y","")= Y Y Sent 10/1 Sent 10/1 Caruso Affiliated Kelly Masuda Real Estate, general sent 2/26. Passed 3/20 Sent 10/7 IF(COUNTA(AJ23,AK23,AL23,AM23,AN23,A023,AP23,A023)>0,"Y","")= Y Caruso, Richard Gary Deilella General, prefer funds or direct PE sent 7/28 IF(COUNTA(AJ24,AK24,AL24,AM24,AN24,A024,AP24,A024)>0,"Y","")= Y Sent 10/1 Sent 10/1 Caruso, Richard Richard Caruso P General, prefer funds or direct PE sent 7/28 EFTA01438074 IF(COUNTA(AJ25,AK25,AL25,AM25,AN25,A025,AP25,AQ25)>0,"Y","")= y Cavalry Andrew Zaro P IF(COUNTA(AJ26,AK26,AL26,AM26,AN26,A026,AP26,AQ26)>0,"Y","")= Y Sent 10/1 Sent 10/1 CFM Rob P sent 2/26. Passed 2/26 Convey sending? IF(COUNTA(AJ27,AK27,AL27,AM27,AN27,A027,AP27,AQ27)>0,"Y","")= Sent 10/1 Sent 10/1 CFM Tim Sarhatt P sent 2/26. Passed 2/26 Convey sending? IF(COUNTA(AJ28,AK28,AL28,AM28,AN28,A028,AP28,A028)>0,"Y","")= Y Sent 10/1 Sent 10/1 Cline, Michael Michael Cline C/P IF(COUNTA(AJ29,AK29,AL29,AM29,AN29,A029,AP29,A029)>0,"Y","")= Y Y Y (Y) Cold Spring Harbor Laboratory Dill Ayres P IF(COUNTA(AJ30,AK30,AL30,AM30,AN30,A030,AP30,AQ30)>0,"Y","")= Cold Spring Harbor Laboratory Richard Leeds P IF(COUNTA(AJ31,AK31,AL31,AM31,AN31,A031,AP31,AQ31)>0,"Y","")= Coleman, Gail Gail Coleman P IF(COUNTA(AJ32,AK32,AL32,AM32,AN32,A032,AP32,AQ32)>0,"Y","")= Y Y Cox, Berry Cox Partners P IF(COUNTA(AJ33,AK33,AL33,AM33,AN33,A033,AP33,A033)>0,"Y","")= Y Cross, Lisa Adreinne Cannella IF(COUNTA(AJ34,AK34,AL34,AM34,AN34,A034,AP34,AQ34)>0,"Y","")= Crystal, Jonathan Jonathan Crystal I IF(COUNTA(AJ35,AK35,AL35,AM35,AN35,A035,AP35,AQ35)>0,"Y","")= Danziger, Thomas Thomas Danziger IF(COUNTA(AJ36,AK36,AL36,AM36,AN36,A036,AP36,AQ36)>0,"Y","")= Y Dart Management Sharon Cornwell General, Biotech?, Pre-IPO mezz financing, MSBs MSBs? Deep value focus, lots of cash collateral, separate real estate group sent 12/18 teaser sent 2/5 IF(COUNTA(AJ37,AK37,AL37,AM37,AN37,A037,AP37,A037)>0,"Y","")= Do not send research emails EFTA01438075 Disney, Roy Shamrock Gr -tin P Yield n/a real estate referral? Merage connection? sent 11/7, discussed 1/15, follow up 8/12 teaser sent 2/5 sent 3/1 sent 2/26 mentioned 11/6, sent 3/16 Sent 10/7 IF(COUNTA(AJ38,AK38,AL38,AM38,AN38,A038,AP38,A038)>0,"Y","")= Y Y (Y) Y Sent 10/1 Sent 10/1 Dock Street P III General n/a already covered by PCS, just check in occasionally IF(COUNTA(AJ39,AK39,AL39,AM39,AN39,A039,AP39,A039)>0,"Y","")= Dorrance Family DFE Enterprises Clint Gossage P IF(COUNTA(AJ40,AK40,AL40,AM40,AN40,A040,AP40,A040)>0,"Y","")= Y Y Y sent 8/26 sent 9/29 Dorrance Family DFE Enterprises Jason Stiles P IF(COUNTA(AJ41,AK41,AL41,AM41,AN41,A041,AP41,A041)>0,"Y","")= sent 9/11 sent 9/29 Duncan Investments Gre Hammer P IF(COUNTA(AJ42,AK42,AL42,AM42,AN42,A042,AP42,A042)>0,"Y","")= Sent 10/1 Sent 10/1 Dzialga, Kirsten & Mark Kristen Dzialga P IF(COUNTA(AJ43,AK43,AL43,AM43,AN43,A043,AP43,A043)>0,"Y","")= Edge IF(COUNTA(AJ44,AK44,AL44,AM44,AN44,A044,AP44,A044)>0,"Y","")= Edge IF(COUNTA AJ45 AK45 AL45 AM45 AN45,A045,AP45 A 45 >0 "Y" "" = Y Edge IF(COUNTA(AJ46,AK46,AL46,AM46,AN46,A046,AP46,A046)>0,"Y","")= Ehrenkraz, Pamela Pamela Ehrenkranz IF(COUNTA(AJ47,AK47,AL47,AM47,AN47,A047,AP47,A047)>0,"Y","")= El sium Mana ement Brad Wechsler IF(COUNTA(AJ48,AK48,AL48,AM48,AN48,A048,AP48,A048)>0,"Y","")= Essig Erin Enright IF(COUNTA(AJ49,AK49,AL49,AM49,AN49,A049,AP49,A049)>0,"Y","")= Sent 10/1 Sent 10/1 EverWatch Financial Frohman Anderson General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have EFTA01438076 large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 Sent 10/19 IF(COUNTA(AJ50,AK50,AL50,AM50,AN50,A050,AP50,A050)>0,"Y","")= Y Sent 10/1 Sent 10/1 EverWatch Financial Joe Monaco P General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 IF(COUNTA(AJ51,AK51,AL51,AM51,AN51,A051,AP51,A051)>0,"Y","")= Y Sent 10/1 Sent 10/1 EverWatch Financial Matt Womble P General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 Sent 10/19 IF(COUNTA(AJ52,AK52,AL52,AM52,AN52,A052,AP52,A052)>0,"Y","")= Y Sent 10/1 Sent 10/1 EverWatch Financial T ler Webb P General, but like industrial/agg services, oil & gas, enviromental Maintain lvg. against some commercial RE. Used to have large CL loan @ CS and BAML Send RESOF and Astra sent 8/12 sent 3/18. Passed 3/30 sent 3/16 Sent 10/7 IF(COUNTA(AJ53,AK53,AL53,AM53,AN53,A053,AP53,AO53)>0,"Y","")= Falk, Charles Charles Falk I 7945 IF(COUNTA(AJ54,AK54,AL54,AM54,AN54,A054,AP54,AO54)>0,"Y","")= Fine, Lonnie Lonnie Fine I IF(COUNTA(AJ55,AK55,AL55,AM55,AN55,A055,AP55,AQ55)>0,"Y","")= Fitzgibbons, John John Fitzgibbons IF(COUNTA(AJ56,AK56,AL56,AM56,AN56,A056,AP56,A056)>0,"Y","")= Ford IF(COUNTA(AJ57,AK57,AL57,AM57,AN57,A057,AP57,A057)>0,"Y","")= Forrestal Ca ital Annette n Fra General n/a sent 12/12, follow-up 1/5, 8/12 sent 3/1 sent 2/26 IF(COUNTA(AJ58,AK58,AL58,AM58,AN58,A058,AP58,A058)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Y Y Y (Y) Sent 10/1 Sent 10/1 Forrestal Capital Jonathan Fischer P General n/a sent 12/12, follow-up 1/5, 8/12 sent 3/1 sent 2/26 EFTA01438077 IF(COUNTA(AJ59,AK59,AL59,AM59,AN59,A059,AP59,AQ59)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Y Y Y (Y) Sent 10/1 Sent 10/1 Gaslow, Lawrence Peter Gaslow P IF(COUNTA(AJ60,AK60,AL60,AM60,AN60,A060,AP60,A060)>0,"Y","")= Y Y Y (Y) Sent 10/1 Sent 10/1 General Atlantic Family Office Rich Gold P IF(COUNTA(AJ61,AK61,AL61,AM61,AN61,A061,AP61,AQ61)>0,"Y","")= Georgetown U P - General n/a Macro - send CIO materials regularly risk factors teaser sent 2/5 sent 3/16. Passed 3/19 IF(COUNTA(AJ62,AK62,AL62,AM62,AN62,A062,AP62,AQ62)>0,"Y","")= Glenmede IF(COUNTA(AJ63,AK63,AL63,AM63,AN63,A063,AP63,AQ63)>0,"1","")= Y Glickman, Donald Don Glickman P IF(COUNTA(AJ64,AK64,AL64,AM64,AN64,A064,AP64,AQ64)>0,"1",")= Granite Group Lyle Himebaugh III P General open to funds meeting in NYC sent 3/16 IF(COUNTA(AJ65,AK65,AL65,AM65,AN65,A065,AP65,A065)>0,"Y","")= Y (Y) Green, Alex Alex Green IF(COUNTA(AJ66,AK66,AL66,AM66,AN66,A066,AP66,A066)>0,"Y","")= Y Guilford Company James Landrigan IF(COUNTA(AJ67,AK67,AL67,AM67,AN67,A067,AP67,AQ67)>0,"Y","")= Highlander Partners Stanle Bould P al Gener puts on public equity? Poland, homebuilding and materials RESOF follow up sent 12/12 sent 3/1. Passed 3/30 sent 3/16. Passed 3/30 IF(COUNTA(AJ68,AK68,AL68,AM68,AN68,A068,AP68,A068)>0,"Y","")= Y Sent 10/1 Sent 10/1 Holterbosch, Heidi Heidi Holterbosch IF(COUNTA(AJ69,AK69,AL69,AM69,AN69,A069,AP69,AQ69)>0,"Y","")= Y Y Illig, Cliff Cliff Illig P IF(COUNTA(AJ70,AK70,AL70,AM70,AN70,A070,AP70,AQ70)>0,"Y","")= Y Illig, Cliff Robb Heineman IF(COUNTA(AJ71,AK71,AL71,AM71,AN71,A071,AP71,AQ71)>0,"Y","")= EFTA01438078 Sent 10/1 Sent 10/1 Infinity Q Real Estate, yield, esoteric multi-asset for Wildcat fund macro, vol? 20% IRR hurdle. Unconstrained. Size up to $40mm with control. Structured and leverage ok sent 8/12 teaser sent 2/5 sent 3/1. Passed 3/30 sent 2/26. Passed 3/30 sent 3/16. Passed 3/30 IF(COUNTA(AJ72,AK72,AL72,AM72,AN72,A072,AP72,A072)>0,"Y","")= Infinity Q Real Estate, yield, esoteric multi-asset for Wildcat fund macro, vol? 20% IRR hurdle. Unconstrained. Size up to $40mm with control. Structured and leverage ok sent 8/12 teaser sent 2/5 sent 3/1. Passed 3/30 sent 2/26. Passed 3/30 sent 3/16. Passed 3/30 IF(COUNTA(AJ73,AK73,AL73,AM73,AN73,A073,AP73,AQ73)>0,"Y","")= Ironsides AM P General meeting in NC sent 8/12 sent 3/1 sent 3/24 IF(COUNTA(AJ74,AK74,AL74,AM74,AN74,A074,AP74,A074)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Jain, Neil Neil Jain C/P IF(COUNTA(AJ75,AK75,AL75,AM75,AN75,A075,AP75,A075)>0,"Y","")= Jesselson Capital Michael Jesselson Vrablic lead active P n IF(COUNTA(AJ76,AK76,AL76,AM76,AN76,A076,AP76,AQ76)>0,"Y","")= (Y) JL Squared Group IF(COUNTA(AJ77,AK77,AL77,AM77,AN77,A077,AP77,A077)>0,"Y","")= JL Squared Group IF(COUNTA(AJ78,AK78,AL78,AM78,AN78,A078,AP78,AQ78)>0,"Y","")= Keenan, William Howard William Keenan P IF(COUNTA(AJ79,AK79,AL79,AM79,AN79,A079,AP79,AQ79)>0,"Y","")= Keiser, Jason Jason Keiser IF(COUNTA(AJ80,AK80,AL80,AM80,AN80,A080,AP80,AQ80)>0,"Y","")= Sent 10/1 Sent 10/1 Kelly, Judy Judy Kelly C/P IF(COUNTA(AJ81,AK81,AL81,AM81,AN81,A081,AP81,AQ81)>0,"Y","")= Kimmel, Adam Adam Kimmel C/P IF(COUNTA(AJ82,AK82,AL82,AM82,AN82,A082,AP82,AQ82)>0,"Y","")= Klein, Martin Martin Klein C/P IF(COUNTA(AJ83,AK83,AL83,AM83,AN83,A083,AP83,AQ83)>0,"Y","")= Kristoff, Mark Mark Kristoff C/P EFTA01438079 IF(COUNTA(AJ84,AK84,AL84,AM84,AN84,A084,AP84,AQ84)>0,"Y","")= Laffont, Philppe Philippe Laffont P IF(COUNTA(AJ85,AK85,AL85,AM85,AN85,A085,AP85,AQ85)>0,"Y","")= Larocca, Robert Robert Larocca I 11797 IF(COUNTA(AJ86,AK86,AL86,AM86,AN86,A086,AP86,AQ86)>0,"Y","")= Lev , Jared Jared Lev I IF(COUNTA(AJ87,AK87,AL87,AM87,AN87,A087,AP87,AQ87)>0,"Y","")= Lindemann Family Eran Schreiber IF(COUNTA(AJ88,AK88,AL88,AM88,AN88,A088,AP88,AQ88)>0,"Y","")= Y Y M20 Inc P IIIII Small operating businesses n/a Microcap activist w/ $1-$5mm EBITDA target 10% stakes sent 3/1. Passed 3/2 IF(COUNTA(AJ89,AK89,AL89,AM89,AN89,A089,AP89,A089)>0,"Y","")= Makan, Divesh ICONIQ Ca ital LLC ICONIQ Ca ital LLC Credit n/a need to focus on unique solutions sent 12/18 sent 2/26 IF(COUNTA(AJ90,AK90,AL90,AM90,AN90,A090,AP90,AQ90)>0,"Y","")= Makan, Divesh ICONIQ Capital LLC ICONIQ Capital LLC Credit n/a need to focus on unique solutions sent 12/18 sent 2/26 IF(COUNTA(AJ91,AK91,AL91,AM91,AN91,A091,AP91,AQ91)>0,"Y","")= Makan, Divesh ICONIQ Capital LLC ICONIQ Capital LLC Credit n/a need to focus on unique solutions sent 12/18 sent 2/26 IF(COUNTA(AJ92,AK92,AL92,AM92,AN92,A092,AP92,A092)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Makena Capital Management IIIII Risk factors met 2/2 NDA and portfolio analysis IF(COUNTA(AJ93,AK93,AL93,AM93,AN93,A093,AP93,AQ93)>0,"Y","")= Mariner Capital P Risk factors met 11/21 Looking at variuous solutions across the street, all from IB providers Send white papers IF(COUNTA(AJ94,AK94,AL94,AM94,AN94,A094,AP94,A094)>0,"Y","")= Meister, Robert Bob Meister IF(COUNTA(AJ95,AK95,AL95,AM95,AN95,A095,AP95,AQ95)>0,"Y","")= Sent 10/1 Sent 10/1 Meister, Todd Todd Meister P IF(COUNTA(AJ96,AK96,AL96,AM96,AN96,A096,AP96,AQ96)>0,"Y","")= EFTA01438080 Merae MIG Capital Real Estate Richard Merage trading with the HF? offices to grow internal HF N. Want intros to other family teaser sent 1/23, follow up 8/12 on Blackrock DNC list sent 2/26 sent 3/16 IF(COUNTA(AJ97,AK97,AL97,AM97,AN97,A097,AP97,A097)>0,"Y","")= Do not send research emails Michael, Neal Neal Milch P NY IF(COUNTA(AJ98,AK98,AL98,AM98,AN98,A098,AP98,A098)>0,"Y","")= Y Y (Y) Moriwaki, Gary S. Gary Moriwaki I IF(COUNTA(AJ99,AK99,AL99,AM99,AN99,A099,AP99,A099)>0,"Y","")= Murray, Thomas Thomas Murray I IF(COUNTA(AJ100,AK100,AL100,AM100,AN100,A0100,AP100,A0100)>0,"Y","")= Y Y Murstein, Alvin Alvin Murstein New York NY IF(COUNTA(AJ101,AK101,AL101,AM101,AN101,A0101,AP101,A0101)>0,"Y","")= Y Y Murstein, Alvin Andrew Murstein New York NY IF(COUNTA(AJ102,AK102,AL102,AM102,AN102,A0102,AP102,AQ102)>0,"Y","")= Y Y Nicholas Milo Gonzalez DPM BRCM hedge into diversified assets. Also want broad banking relationship IF(COUNTA(AJ103,AK103,AL103,AM103,AN103,A0103,AP103,A0103)>0,"Y","")= Y Sent 10/1 Sent 10/1 Nicholas Gosha Zandt DPM BRCM hedge into diversified assets. Also want broad banking relationship IF(COUNTA(AJ104,AK104,AL104,AM104,AN104,A0104,AP104,A0104)>0,"Y","")= Y Sent 10/1 Sent 10/1 Orix Bonnie Mitra P CLOs, consumer finance, esoteric have complete portal access. Primarily focused on rates research 10% ROI target, up to $50mm size call on AcTRS, CLO intro (Chris D'Auria) teaser sent 11/25, discussed 1/20 sent 12/18, met w/ Baxter 1/20 sent 12/5 Folled up 9/10 teaser sent and call 2/5. passed 3/27 sent 3/1 sent 3/16 sent 7/28 Sent 9/10 Sent 10/7 IF(COUNTA(AJ105,AK105,AL105,AM105,AN105,A0105,AP105,AQ105)>0,"Y","")= Y Y Parami Eric Attias P IF(COUNTA(AJ106,AK106,AL106,AM106,AN106,A0106,AP106,A0106)>0,"Y","")= Parami Rahul Vaid P IF(COUNTA(AJ107,AK107,AL107,AM107,AN107,A0107,AP107,A0107)>0,"Y","")= EFTA01438081 Pensler, Sandy Sandy Pensler P NY IF(COUNTA(AJ108,AK108,AL108,AM108,AN108,A0108,AP108,AQ108)>0,"Y","")= Y Y Peregrine Group P Energy n/a covered by brokers already for public markets trading mineral rights in Permian mentioned 12/4 mentioned 12/4 sent 3/1 IF(COUNTA(AJ109,AK109,AL109,AM109,AN109,A0109,AP109,AQ109)>0,"Y","")= Persico, Anthony Anthony Persico I IF(COUNTA(AJ110,AK110,AL110,AM110,AN110,A0110,AP110,AQ110)>0,"Y","")= Y Sent 10/1 Sent 10/1 Rose, Simon Simon Rose C/P IF(COUNTA(AJ111,AK111,AL111,AM111,AN111,A0111,AP111,AQ111)>0,"Y","")= Y Y Schaefer, Marla Marla Schaefer IF(COUNTA(AJ112,AK112,AL112,AM112,AN112,A0112,AP112,AQ112)>0,"Y","")= Y Y Schmidt, Eric Hills ire LLC P General, including real estate. Want yield. Like trophy assets. Want co-invest multi- asset. FX and rates hedging looking at cheap assets in Europe. Could use tax shield against GOOG share sales RESOF, Extel. Set up ISDA. Deposits teaser sent 11/12, follow up 1/5 , 8/12 teaser sent 2/5 sent 3/1 sent 2/24. passed 3/27 sent 3/16 Sent 9/14 Sent 10/7 IF(COUNTA(AJ113,AK113,AL113,AM113,AN113,A0113,AP113,AQ113)>0,"Y","")= Schmidt, Eric Hillspire LLC Chuck Chai P General, including real estate. Want yield. Like trophy assets. Want co-invest multi-asset. FX and rates hedging looking at cheap assets in Europe. Could use tax shield against GOOG share sales RESOF, Extel. Set up ISDA. Deposits teaser sent 11/12, follow up 1/5 , 8/12 teaser sent 2/5 sent 3/1 sent 2/24. passed 3/27 sent 3/16 Sent 9/14 Sent 10/7 IF(COUNTA(AJ114,AK114,AL114,AM114,AN114,A0114,AP114,AQ114)>0,"Y","")= Y Y Seelig, Mark Mark Seelig IF(COUNTA(AJ115,AK115,AL115,AM115,AN115,A0115,AP115,AQ115)>0,"Y","")= SK Family Office Charles Britton P IF(COUNTA(AJ116,AK116,AL116,AM116,AN116,A0116,AP116,AQ116)>0,"Y","")=Y Sent 9/11 Sent 9/11- Interested Sent 9/11 Sent 9/11 Y Y Y y Y (Y) Slome, Ian Ian Slome P RE (US, Europe, R+C) via direct investment, PE or struct. Products; PE and HF n/a Risk averse. Already seeing HF indeas from AFS send RIN? teaser sent 2/5 passed 2/27 mentioned 2/26, sent 3/16. Passed 3/30 EFTA01438082 IF(COUNTA(AJ117,AK117,AL117,AM117,AN117,A0117,AP117,AQ117)>0,"Y","")= Y Y Slome, Ian John Service P RE (US, Europe, R+C) via direct investment, PE or struct. Products; PE and HF n/a Risk averse. Already seeing HF indeas from AFS send RIN? teaser sent 2/5 passed 2/27 mentioned 2/26, sent 3/16. Passed 3/30 IF(COUNTA(AJ118,AK118,AL118,AM118,AN118,A0118,AP118,AQ118)>0,"Y","")= Y Y (Y) Snyder, Daniel Karl Schreiber IF(COUNTA(AJ119,AK119,AL119,AM119,AN119,A0119,AP119,AQ119)>0,"Y","")=Y Sent 9/14 Sent 9/14 Sent 9/14 Y Sent 10/1 Sent 10/1 Sonen Capital David Hood P IF(COUNTA(AJ120,AK120,AL120,AM120,AN120,A0120,AP120,AQ120)>0,"Y","")= Sonen Capital P IF(COUNTA(AJ121,AK121,AL121,AM121,AN121,A0121,AP121,AQ121)>0,"Y","")= S ruce Private Investors LLC IIIII Systematic gamma decay Trading with CS Introduce AFS or CB&S IF(COUNTA(AJ122,AK122,AL122,AM122,AN122,A0122,AP122,AQ122)>0,"Y","")= S ruce Private Investors LLC Systematic gamma decay Trading with CS Introduce AFS or CB&S IF(COUNTA(AJ123,AK123,AL123,AM123,AN123,A0123,AP123,AQ123)>0,"Y","")= Stiritz, William P. Lynn Morgan IF(COUNTA(AJ124,AK124,AL124,AM124,AN124,A0124,AP124,AQ124)>0,"Y","")= Sent 10/1 Sent 10/1 Stiritz, William P. William Stiritz P • IF(COUNTA(AJ125,AK125,AL125,AM125,AN125,A0125,AP125,AQ125)>0,"Y","")= Tharani, Haresh Haresh Tharani P IF(COUNTA(AJ126,AK126,AL126,AM126,AN126,A0126,A1126,AQ126)>0,"Y","")= Thomson Stefan IF(COUNTA(AJ127,AK127,AL127,AM127,AN127,A0127,AP127,AQ127)>0,"Y","")= Sent 10/1 Sent 10/1 True North Advisors IF(COUNTA(AJ128,AK128,AL128,AM128,AN128,A0128,AP128,AQ128)>0,"Y","")= United Com pany Lois Clarke IF(COUNTA(AJ129,AK129,AL129,AM129,AN129,A0129,AP129,AQ129)>0,"Y","")= EFTA01438083 Y Y Sent 10/1 Sent 10/1 Wanek, Todd Thirdlake Capital Joakim Bergander IF(COUNTA(AJ130,AK130,AL130,AM130,AN130,A0130,AP130,AQ130)>0,"Y","")= Y Y sent 9/14 sent 9/29 Weiss, George George Weiss P Hartford CT IF(COUNTA(AJ131,AK131,AL131,AM131,AN131,A0131,AP131,AQ131)>0,"Y","")= Y Y Y N White Deer Energy Kristin P IF(COUNTA(AJ132,AK132,AL132,AM132,AN132,A0132,AP132,AQ132)>0,"Y","")= Y Y Willett Advisors Brad Briner P Real Assets with focus on natural resources and real estate n/a commodities 20% ownership cap. Funds or direct. Equity rates of return (-20%), $30- $40mm size Intro to Todd Henderson sent 12/18 sent 12/5 sent 3/1 discussed 2/25 no interest sent 3/16. passed 4/13 IF(COUNTA(AJ133,AK133,AL133,AM133,AN133,A0133,AP133,AQ133)>0,"Y","")= Y Y (N) Y Winston Advisors Christoher abedian P IF(COUNTA(AJ134,AK134,AL134,AM134,AN134,A0134,AP134,AQ134)>0,"Y","")= Yorktown Partners, LLC Bryan H. Lawrence IF(COUNTA(AJ135,AK135,AL135,AM135,AN135,A0135,AP135,AQ135)>0,"Y","")= Yorktown Partners, LLC George Petrides IF(COUNTA(AJ136,AK136,AL136,AM136,AN136,A0136,AP136,AQ136)>0,"Y","")= Y Y Yorktown Partners LLC Peter Leidel P • IF(COUNTA(AJ137,AK137,AL137,AM137,AN137,A0137,AP137,AQ137)>0,"Y","")= Y Y Y N Zubillaga, Alex Alex Zubillaga C/P IF(COUNTA(AJ138,AK138,AL138,AM138,AN138,A0138,AP138,AQ138)>0,"Y","")= Y Y Zud(erl id Lloyd Zuckerberg C/P IF(COUNTA(AJ139,AK139,AL139,AM139,AN139,A0139,AP139,AQ139)>0,"Y","")= Y Y Andrew Farkas Kimble prospect active IF(COUNTA(AJ140,AK140,AL140,AM140,AN140,A0140,AP140,AQ140)>0,"Y","")= Y Ari Glass C/P IF(COUNTA(AJ141,AK141,AL141,AM141,AN141,A0141,AP141,AQ141)>0 "Y" "")= Y Y Avi Kestenbaum Janco lead inactive C/P EFTA01438084 IF(COUNTA(AJ142,AK142,AL142,AM142,AN142,A0142,AP142,AQ142)>0,"Y","")= Y Y Alan Kufeld Robertson lead inactive • IF(COUNTA(AJ143,AK143,AL143,AM143,AN143,A0143,AP143,AQ143)>0,"Y","")= Y Y Toms Capital Anup Patel IF(COUNTA(AJ144,AK144,AL144,AM144,AN144,A0144,AP144,AQ144)>0,"Y","")= Y Y William Berkman Convey lead active ■ IF(COUNTA(AJ145,AK145,AL145,AM145,AN145,A0145,AP145,AQ145)>0,"Y","")= Y Barry Bloom McCartl ospect active IF(COUNTA(AJ146,AK146,AL146,AM146,AN146,A0146,AP146,AQ146)>0,"Y" Y Louis Cailoa IF(COUNTA(AJ147,AK147,AL147,AM147,AN147,A0147,AP147,AQ147)>0,"Y" Y Robert Haier C/P IF(COUNTA(AJ148,AK148,AL148,AM148,AN148,A0148,AP148,AQ148)>0,"Y" Y Y Bryan R. Lawrence IF(COUNTA(AJ149,AK149,AL149,AM149,AN149,A0149,AP149,AQ149)>0,"Y" Y Bryce Markus Sohrab prospect active IF(COUNTA(AJ150,AK150,AL150,AM150,AN150,A0150,AP150,AQ150)>0,"Y" Ben Rechler Powers prospect inactive IF(COUNTA(AJ151,AK151,AL151,AM151,AN151,A0151 ,AP151,AQ151)>0,"Y" Y Brian Blechman C/P IF(COUNTA(AJ152,AK152,AL152,AM152,AN152,A0152 ,AP152,AQ152)>0,"Y" Y Y Brooks Duncan I IF(COUNTA(AJ153,AK153,AL153,AM153,AN153,A0153,AP153,AQ153)>0,"Y" Y Y Lennar Bruce Gross Kimble lead active C/P IF(COUNTA(AJ154,AK154,AL154,AM154,AN154,A0154,AP154,AQ154)>0,"Y" ")= Y Y Y (Y) Cathy Handley C/P IF(COUNTA(AJ155,AK155,AL155, AM155,AN155,A0155,AP155,AQ155)>0,"Y" ")= Y Y Sent 10/1 Sent 10/1 Cary Brody C/P IF(COUNTA(AJ156,AK156,AL156,AM156,AN156,A0156,AP156,AQ156)>0,"Y" ")= Y Y Caroline Conegliano I I IF(COUNTA(AJ157,AK157,AL157,AM157,AN157,A0157 ,AP157,AQ157)>0,"Y" ")= Y Y Christopher Goldberg IF(COUNTA(AJ158,AK158,AL158,AM158,AN158,A0158,AP158,AQ158)>0,"Y" ,"")= Y Charles Krusen Jacoby lead active C/P EFTA01438085 IF(COUNTA(AJ159,AK159,AL159,AM159,AN159,A0159,AP159,AQ159)>0,"Y","")= Y Y Colby Rollins C/P IF(COUNTA(AJ160,AK160,AL160,AM160,AN160,A0160,AP160,AQ160)>0,"Y","")= Y Y Curtis Conway C/P IF(COUNTA(AJ161,AK161,AL161,AM161,AN161,A0161,AP161,AQ161)>0,"Y","")= Y Y David Manlowe Erskine prospect inactive IF(COUNTA(AJ162,AK162,AL162,AM162,AN162,A0162,AP162,AQ162)>0,"Y","")= David Angstreich IF(COUNTA(AJ163,AK163,AL163,AM163,AN163,A0163,AP163,AQ163)>0,"Y","")= David Halliwill C/P IF(COUNTA(AJ164,AK164,AL164,AM164,AN164,A0164,AP164,AQ164)>0,"Y","")= Y Y David Cooper C/P IF(COUNTA(AJ165,AK165,AL165,AM165,AN165,A0165,AP165,AQ165)>0,"Y","")= Y Y Deepak Raj IF(COUNTA(AJ166,AK166,AL166,AM166,AN166,A0166,AP166,AQ166)>0,"Y","")= Daniel Heflin Sohrab prospect inactive IF(COUNTA(AJ167,AK167,AL167,AM167,AN167,A0167,AP167,AQ167)>0,"Y","")= Y Y David Mitchell IF(COUNTA(AJ168,AK168,AL168,AM168,AN168,A0168,AP168,AQ168)>0,"Y","")= David Deutsch IF(COUNTA(AJ169,AK169,AL169,AM169,AN169,A0169,AP169,AQ169)>0,"Y","")= Edouard Gerschel C/P IF(COUNTA(AJ170,AK170,AL170,AM170,AN170,A0170,AP170,AQ170)>0,"Y","")= Y Y Erik Moody IF(COUNTA(AJ171,AK171,AL171,AM171,AN171,A0171,AP171,AQ171)>0,"Y","")= Y Sent 10/1 Sent 10/1 General Atlantic Gene Lynch IF(COUNTA(AJ172,AK172,AL172,AM172,AN172,A0172,AP172,AQ172)>0,"Y","")= Y Attending Ira Halperin IF(COUNTA(AJ173,AK173,AL173,AM173,AN173,A0173,AP173,AQ173)>0,"Y","")= Y Y Richard Simon C/P IF(COUNTA(AJ174,AK174,AL174,AM174,AN174,A0174,AP174,AQ174)>0,"Y","")= Y Y Inder Sodhi Jensen prospect inactive C/P IF(COUNTA(AJ175,AK175,AL175,AM175,AN175,A0175,AP175,AQ175)>0,"Y","")= Y Y Jamie Smith IF(COUNTA(AJ176,AK176,AL176,AM176,AN176,A0176,AP176,AQ176)>0,"Y","")= John Straus EFTA01438086 IF(COUNTA(AJ177,AK177,AL177,AM177,AN177,A0177,AP177,AQ177)>0,"Y","")= John Barber Sohrab prospect inactive IF(COUNTA(AJ178,AK178,AL178,AM178,AN178,A0178,AP178,AQ178)>0,"Y","")= Y Y Jonathon Botwinick C/P IF(COUNTA(AJ179,AK179,AL179,AM179,AN179,A0179,AP179,AQ179)>0,"Y","")= Y Y Jeffrey Coopersmith IF(COUNTA(AJ180,AK180,AL180,AM180,AN180,A0180,AP180,AQ180)>0,"Y","")= Y Y Jeff Kirwood IF(COUNTA(AJ181,AK181,AL181,AM181,AN181,A0181,AP181,AQ181)>0,"Y","")= John Lummis C/P IF(COUNTA(AJ182,AK182,AL182,AM182,AN182,A0182,AP182,AQ182)>0,"Y","")= Y Y Julie Richardson C/P IF(COUNTA(AJ183,AK183,AL183,AM183,AN183,A0183,AP183,AQ183)>0,"Y","")= Y Y Kevin Ryan C/P IF(COUNTA(AJ184,AK184,AL184,AM184,AN184,A0184,AP184,AQ184)>0,"Y","")= Y Y Wanek, Todd Thirdlake Capital Ken Jones IF(COUNTA(AJ185,AK185,AL185,AM185,AN185,A0185,AP185,AQ185)>0,"Y","")= Y Y Lara Brody IF(COUNTA(AJ186,AK186,AL186,AM186,AN186,A0186,AP186,AQ186)>0,"Y","")= Lou Cortese Robertson prospect active IF(COUNTA(AJ187,AK187,AL187,AM187,AN187,A0187,AP187,AQ187)>0,"Y","")= Cummings Matt Ireland C/P IF(COUNTA(AJ188,AK188,AL188,AM188,AN188,A0188,AP188,AQ188)>0,"Y","")= William McBride I IF(COUNTA(AJ189,AK189,AL189,AM189,AN189,A0189,AP189,AQ189)>0,"Y","")= Milton Cooper Janco lead inactive C/P IF(COUNTA(AJ190,AK190,AL190,AM190,AN190,A0190,AP190,AQ190)>0,"Y","")= Mel Manion IF(COUNTA(AJ191,AK191,AL191,AM191,AN191,A0191,AP191,AQ191)>0,"Y","")= Matt Serra IF(COUNTA(AJ192,AK192,AL192,AM192,AN192,A0192,AP192,AQ192)>0,"Y","")= Neil Blechman IF(COUNTA(AJ193,AK193,AL193,AM193,AN193,A0193,AP193,AQ193)>0,"Y","")= Phillip Shefter C/P IF(COUNTA(AJ194,AK194,AL194,AM194,AN194,A0194,AP194,AQ194)>0,"Y","")= EFTA01438087 Robert Hull LaRoe lead active TX IF(COUNTA(AJ195,AK195,AL195,AM195,AN195,A0195,AP195,AQ195)>0,"Y","")= Lewis Ranieri Sabbagh prospect active C/P IF(COUNTA(AJ196,AK196,AL196,AM196,AN196,A0196,AP196,AQ196)>0,"Y","")= Y Y MIG Capital Richard Merage Convey lead active IF(COUNTA(AJ197,AK197,AL197,AM197,AN197,A0197,AP197,AQ197)>0,"Y","")= Y Y Rich Joslin IF(COUNTA(AJ198,AK198,AL198,AM198,AN198,A0198,AP198,AQ198)>0,"Y","")= Ross Blechman IF(COUNTA(AJ199,AK199,AL199,AM199,AN199,A0199,AP199,A0199)>0,"Y","")= Russell Artzt Convey lead active C/P IF(COUNTA(AJ200,AK200,AL200,AM200,AN200,A0200,AP200,AQ200)>0,"Y","")= Y Y Russell Blank IF(COUNTA(AJ201,AK201,AL201,AM201,AN201,A0201,AP201,AQ201)>0,"Y","")= Steven Blicht C/P IF(COUNTA(AJ202,AK202,AL202,AM202,AN202,A0202,AP202,AQ202)>0,"Y","")= Y Y Vass Pipe Sonny Jain C/P IF(COUNTA(AJ203,AK203,AL203,AM203,AN203,A0203,AP203,AQ203)>0,"Y","")= Y Y Y (Y) Sent 10/1 Sent 10/1 Todd Angkatavanich I IF(COUNTA(AJ204,AK204,AL204,AM204,AN204,A0204,AP204,AQ204)>0,"Y","")= Y Y Catherine Moreatis C/P IF(COUNTA(AJ205,AK205,AL205,AM205,AN205,A0205,AP205,AQ205)>0,"Y","")= Y Y James Alterbaum IF(COUNTA(AJ206,AK206,AL206,AM206,AN206,A0206,AP206,AQ206)>0,"Y","")= Y Y John Binko C/P IF(COUNTA(AJ207,AK207,AL207,AM207,AN207,A0207,AP207,AQ207)>0,"Y","")= Y Y IF(COUNTA(AJ208,AK208,AL208,AM208,AN208,A0208,AP208,AQ208)>0,"Y","")= IF(COUNTA(AJ209,AK209,AL209,AM209,AN209,A0209,AP209,AQ209)>0,"Y","")= IF(COUNTA(AJ210,AK210,AL210,AM210,AN210,A0210,AP210,AQ210)>0,"Y","")= For internal use only EFTA01438088 Paul Contacts First Name Last Name Messaging ID CIO Outlook Tax Topics Intermediary Client/Pros ect Intermediary Client/Prospect Arun Alagappan Y Y Y 0 C/- P IF(H2="I","I",IF(I2="C/P","C/P","NA"))=C/P James Alterbaum Y Y I 0 IF(H3="I","I",IF(I3="C/P","C/P","NA"))=I Yosi Amster Y Y Y I 0 IF(H4="I","I",IF(I4="C/P","C/P","NA"))=I Todd Angkatavanich Y Y I 0 IF(H5="I","I",IF(I5="C/P","C/P","NA"))=I David Angstreich 0 0 IF(H6="I","I",IF(I6="C/P","C/P","NA"))=NA Thomas Archer Y Y Y I 0 IF(H7="I","I",IF(I7="C/P","C/P","NA"))=I Russell Artzt Y Y Y 0 C/- P IF(H8="I","I",IF(I8="C/P","C/P","NA"))=C/P Eric Attias [email protected] 0 0 IF(H9="I","I",IF(I9="C/P","C/P","NA"))=NA Gregory Attorri Y Y Y I 0 IF(H10="I","I",IF(I10="C/P","C/P","NA"))=I Andy Augenblick 0 0 IF(H1l="I","I",IF(Ill="C/P","C/P","NA"))=NA Dill Ayres 0 0 IF(H12="I","I",IF(I12="C/- P","C/P","NA"))=NA John Barber Y Y Y I 0 IF(H13="I","I",IF(I13="C/P","C/P","NA"))=I Mitchell Barry Y Y Y 0 C/P IF(H14="I","I",IF(I14="C/P","C/P","NA"))=C/P Harry Beller Y Y Y 0 C/- P IF(H15="I","I",IF(I15="C/P","C/P","NA"))=C/P Joakim Bergander 0 0 IF(H16="I","I",IF(I16="C/P","C/P","NA"))=NA William Berkman 0 0 IF(H17="I","I",IF(I17="C/P","C/P","NA"))=NA Ajay Bhalla Y Y Y 0 C/- P IF(H18="I","I",IF(I18="C/P","C/P","NA"))=C/P John Binko Y Y Y 0 C/P IF(H19="I","I",IF(I19="C/P","C/P","NA"))=C/P Russell Blank 0 0 IF(H20="I","I",IF(I20="C/P","C/P","NA"))=NA Brian Blechman Y Y Y 0 C/P IF(H2l="I","I",IF(I21="C/P","C/P","NA"))=C/P Neil Blechman 0 0 IF(H22="I","I",IF(I22="C/P","C/P","NA"))=NA Ross Blechman 0 0 IF(H23="I","I",IF(I23="C/P","C/P","NA"))=NA Steven Blicht Y Y Y 0 C/P IF(H24="I","I",IF(I24="C/P","C/P","NA"))=C/P Barry Bloom 0 0 IF(H25="I","I",IF(I25="C/- P","C/P","NA"))=NA EFTA01438089 Jonathon Botwinick Y Y Y 0 C/P IF(H26="I","I",IF(I26="C/P","C/P","NA"))=C/P Steve Brandis 0 0 IF(H27="I","I",IF(I27="C/P","C/P","NA"))=NA Charles Britton Y Y Y 0 C/P IF(H28="I","I",IF(I28="C/P","C/P","NA"))=C/P Cary Brody Y Y Y 0 C/P IF(H29="I","I",IF(I29="C/P","C/P","NA"))=C/P Lara Brody 0 0 IF(H30="I","I",IF(I30="C/P","C/P","NA"))=NA Louis Cailoa 0 0 IF(H3l="I","I",IF(I31="C/- P","C/P","NA"))=NA Adreinne Cannella 0 0 IF(H32="I","I",IF(I32="C/P","C/P","NA"))=NA Michael Cline Y Y Y 0 C/- P IF(H33="I","I",IF(I33="C/P","C/P","NA"))=C/P Gail Coleman Y Y Y 0 C/P IF(H34="I","I",IF(I34="C/P","C/P","NA"))=C/P Caroline Conegliano Y Y Y I 0 IF(H35="I","I",IF(I35="C/P","C/P","NA"))=I Curtis Conway Y Y Y 0 C/- P IF(H36="I","I",IF(I36="C/P","C/P","NA"))=C/P David Cooper Y Y Y 0 C/P IF(H37="I","I",IF(I37="C/P","C/P","NA"))=C/P Milton Cooper Y Y Y 0 C/- P IF(H38="I","I",IF(I38="C/P","C/P","NA"))=C/P Jeffrey Coopersmith Y Y Y I 0 IF(H39="I","I",IF(I39="C/P","C/P","NA"))=I Lou Cortese 0 0 IF(H40="I","I",IF(I40="C/P","C/P","NA"))=NA Jonathan Crystal Y Y Y I 0 IF H4l="I" "I" IF I41="C/P","C/P","NA"))=I Thomas Danziger Y Y Y I 0 IF(H42="I","I",IF(I42="C/P","C/P","NA"))=I David Deutsch 0 0 IF(H43="I","I",IF(I43="C/P","C/P","NA"))=NA Brooks Duncan Y Y Y I 0 IF(H44="I","I",IF(I44="C/P","C/P","NA"))=I Kristen Dzialga 0 0 IF(H45="I","I",IF(I45="C/P","C/P","NA"))=NA Pamela Ehrenkranz Y Y Y I 0 IF(H46="I","I",IF(I46="C/P","C/P","NA"))=I Charles Falk Y Y Y I 0 IF(H47="I","I",IF(I47="C/P","C/P","NA"))=I Andrew Farkas 0 0 IF(H48="I","I",IF(I48="C/P","C/P","NA"))=NA Lonnie Fine Y Y Y I 0 IF(H49="I","I",IF(I49="C/P","C/P","NA"))=I John Fitzgibbons Y Y Y 0 C/P IF(H50="I","I",IF(I50="C/P","C/P","NA"))=C/P Peter Gaslow Y Y Y EFTA01438090 0 C/P IF(H5l="I","I",IF(I51="C/P","C/P","NA"))=C/P Edouard Gerschel Y Y Y 0 C/P IF(H52="I","I",IF(I52="C/P","C/P","NA"))=C/P Ari Glass Y Y Y 0 C/- P IF(H53="I","I",IF(I53="C/P","C/P","NA"))=C/P Don Glickman 0 0 IF(H54="I","I",IF(I54="C/P","C/- P","NA"))=NA Rich Gold 0 0 IF(H55="I","I",IF(I5S="C/P","C/P","NA"))=NA Christopher Goldberg 0 0 IF(H56="I","I",IF(I56="C/P","C/P","NA"))=NA Peter Greatrex 0 0 IF(H57="I","I",IF(I57="C/P","C/P","NA"))=NA Bruce Gross Y Y Y 0 C/- P IF(H58="I","I",IF(I58="C/P","C/P","NA"))=C/P Robert Haier Y Y Y 0 C/P IF(H59="I","I",IF(I59="C/P","C/P","NA"))=C/P David Halliwill Y Y Y 0 C/P IF(H60="I","I",IF(I60="C/P","C/P","NA"))=C/P Ira Halperin Y Y Y I 0 IF(H6l="I","I",IF(I61="C/P","C/P","NA"))=I Cathy Handley Y Y Y 0 C/- P IF(H62="I","I",IF(I62="C/P","C/P","NA"))=C/P Daniel Heflin Y Y Y 0 C/P IF(H63="I","I",IF(I63="C/P","C/P","NA"))=C/P Heidi Holterbosch Y Y V 0 C/P IF(H64="I","I",IF(I64="C/P","C/P","NA"))=C/P Robert Hull 0 0 IF(H65="I","I",IF(I65="C/P","C/P","NA"))=NA Matt Ireland Y Y Y 0 C/P IF(H66="I","I",IF(I66="C/P","C/P","NA"))=C/P Sonny Jain Y Y 1/ 0 C/- P IF(H67="I","I",IF(I67="C/P","C/P","NA"))=C/P Neil Jain Y Y 1/ 0 C/- P IF(H68="I","I",IF(I68="C/P","C/P","NA"))=C/P Michael Jesselson 0 0 IF(H69="I","I",IF(I69="C/P","C/P","NA"))=NA Ken Jones 0 0 IF(H70="I","I",IF(I70="C/P","C/P","NA"))=NA Rich Joslin 0 0 IF(H7l="I","I",IF(I71="C/P","C/P","NA"))=NA William Keenan Y Y Y 0 C/P IF(H72="I","I",IF(I72="C/P","C/P","NA"))=C/P William Howard Keenan 0 0 IF(H73="I","I",IF(I73="C/P","C/P","NA"))=NA Judy Kelly Y Y Y 0 C/P IF(H74="I","I",IF(I74="C/P","C/P","NA"))=C/P Avi Kestenbaum Y Y Y 0 C/P IF(H75="I","I",IF(I75="C/P","C/P","NA"))=C/P Adam Kimmel Y Y Y 0 C/- P IF(H76="I","I",IF(I76="C/P","C/P","NA"))=C/P EFTA01438091 Jeff Kirwood 0 0 IF(H77="I","I",IF(I77="C/P","C/P","NA"))=NA Martin Klein Y Y Y 0 C/- P IF(H78="I","I",IF(I78="C/P","C/P","NA"))=C/P Mark Kristoff Y Y Y 0 C/P IF(H79="I","I",IF(I79="C/P","C/P","NA"))=C/P Charles Krusen Y Y Y 0 C/P IF(H80="I","I",IF(I80="C/P","C/P","NA"))=C/P Alan Kufeld Y Y Y I 0 IF(H8l="I","I",IF(I81="C/P","C/P","NA"))=I Philippe Laffont 0 0 IF(H82="I","I",IF(I82="C/P","C/P","NA"))=NA Robert Larocca Y Y Y I 0 IF(H83="I","I",IF(I83="C/P","C/P","NA"))=I Bryan H. Lawrence 0 0 IF(H84="I","I",IF(I84="C/P","C/P","NA"))=NA Bryan R. Lawrence 0 0 IF(H85="I","I",IF(I85="C/P","C/P","NA"))=NA Richard Leeds Y Y Y 0 C/- P IF(H86="I","I",IF(I86="C/P","C/P","NA"))=C/P Peter Leidel Y Y Y 0 C/P IF(H87="I","I",IF(I87="C/P","C/P","NA"))=C/P Jared Levy Y Y Y I 0 IF(H88="I","I",IF(I88="C/P","C/P","NA"))=I John Lummis Y Y Y 0 C/- P IF(H89="I","I",IF(I89="C/P","C/P","NA"))=C/P Gene Lynch 0 0 IF(H90="I","I",IF(I90="C/P","C/P","NA"))=NA Mel Manion 0 0 IF(H9l="I","I",IF(I91="C/P","C/P","NA"))=NA David Manlowe 0 0 IF(H92="I","I",IF Bryce Markus 0 0 IF(H93="I","I",IF(I93="C/P","C/P","NA"))=NA Kelly Masuda 0 0 IF(H94="I","I",IF(I94="C/P","C/P","NA"))=NA William McBride Y Y Y I 0 IF(H95="I","I",IF(I95="C/P","C/P","NA"))=I Todd Meister Y Y Y 0 C/- P IF(H96="I","I",IF(I96="C/P","C/P","NA"))=C/P Richard Merage 0 0 IF(H97="I","I",IF(I97="C/P","C/P","NA"))=NA Neal Milch Y Y Y 0 C/- P IF(H98="I","I",IF(I98="C/P","C/P","NA"))=C/P David Mitchell 0 0 IF(H99="I","I",IF(I99="C/P","C/P","NA"))=NA Erik Moody 0 0 IF(H100="I","I",IF(I100="C/- P","C/P","NA"))=NA Catherine Moreatis Y Y Y 0 C/P IF(H101="I","I",IF(I101="C/P","C/P","NA"))=C/P Gary Moriwaki Y Y EFTA01438092 Y I 0 IF(H102="I","I",IF(I102="C/P","C/P","NA"))=I Thomas Murray Y Y Y I 0 IF(H103="I","I",IF(I103="C/P","C/P","NA"))=I Alvin Murstein Y Y Y 0 C/P IF(H104="I","I",IF(I104="C/P","C/P","NA"))=C/P Andrew Murstein Y Y Y 0 C/P IF(H105="I","I",IF(I105="C/P","C/P","NA"))=C/P Anup Patel 0 0 IF(H106="I","I",IF(I106="C/P","C/P","NA"))=NA Sandy Pensler Y Y Y 0 C/P IF(H107="I","I",IF(I107="C/P","C/P","NA"))=C/P Anthony Persico 0 0 IF(H108="I","I",IF(I108="C/P","C/P","NA"))=NA George Petrides Y Y Y I 0 IF(H109="I","I",IF(I109="C/P","C/P","NA"))=I Deepak Raj 0 0 IF(H110="I","I",IF(I110="C/P","C/P","NA"))=NA Lewis Ranieri Y Y Y 0 C/- P IF(H111="I","I",IF(I111="C/P","C/P","NA"))=C/P Ben Rechler 0 0 IF(H112="I","I",IF(I112="C/P","C/P","NA"))=NA Julie Richardson Y Y Y 0 C/P IF(H113="I","I",IF(I113="C/P","C/P","NA"))=C/P Colby Rollins Y Y Y 0 C/- P IF(H114="I","I",IF(I114="C/P","C/P","NA"))=C/P Simon Rose Y Y Y 0 C/- P IF(H115="I","I",IF(I115="C/P","C/P","NA"))=C/P Kevin Ryan Y Y Y 0 C/P IF(H116="I","I",IF(I116="C/P","C/P","NA"))=C/P Marla Schaefer Y Y Y 0 C/P IF(H117="I","I",IF(I117="C/P","C/P","NA"))=C/P Karl Schreiber 0 0 IF(H118="I","I",IF(I118="C/P","C/P","NA"))=NA Mark Seelig 0 0 IF(H119="I","I",IF(I119="C/- P","C/P","NA"))=NA Matt Serra 0 0 IF(H120="I","I",IF(I120="C/P","C/P","NA"))=NA Phillip Shefter Y Y Y 0 C/P IF(H121="I","I",IF(I121="C/P","C/P","NA"))=C/P Richard Simon Y Y Y 0 C/- P IF(H122="I","I",IF(I122="C/P","C/P","NA"))=C/P Jamie Smith 0 0 IF(H123="I","I",IF(I123="C/P","C/P","NA"))=NA Inder Sodhi Y Y Y 0 C/- P IF(H124="I","I",IF(I124="C/P","C/P","NA"))=C/P John Straus 0 0 IF(H125="I","I",IF(I125="C/P","C/P","NA"))=NA Haresh Tharani Y Y
ℹ️ Document Details
SHA-256
8b35ad7f8eedf98625662bc9a625558264e87cfdf70bfea870678ee7f6331e0e
Bates Number
EFTA01438073
Dataset
DataSet-10
Document Type
document
Pages
28

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