EFTA01656676.pdf

09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 ° JPIVIorgan Private Bank Account Number: '-00-1 Confidential Page 1 of 9 JEFFREY EPSTEIN Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfdio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist. RILEY/HORNBECKER 003000 000000 00000000OX40000000003 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN 6100 RED HOOK QUARTER B-3 ST THOMAS VI 00802 GOVERNMENT EXHIBIT 504 52 20 Cr 330 (AJN) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005505 Chase EFTA01656676 O9 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10151-1002 ‘3 JPMorgan Private Bank Account NJ wer 1=-00-1 Asset Account Portfolio Page 2 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Overview !Asks Vida USO Maas Value USD Tax Ettlinileo Yield Portfolio Summary Cash & Short Term $5930 6,838,687 24 Aug)! 14,816,643.79 cost uso 6.838,687 24 rneome uso 109,416 12 16 xespt iws °spoof Sawed (dads-WI) *odds cash m you, Ana? Account .hch Total 6,838,687.24 14,816,643.79 6,838,687.24 109,416.12 1.6 eta ~id depovIs !OUCH noes olds sopstrneels talserad JO an tn. Skonsan. el's.), Anse Accost «Stang ~PS fools. as Fir suited or !sunk "foia Accrued Income 11,99275 22,043.45 ~Mon* clot gosanased by !SVCS de any olds hen. 0e S oaf eff DM** (us's* Total Portfolio Value 6,850,879.99 14,838,887.24 ~sass ode-aid) Such *Kur.» and odss sosDnanta we a-Ost, to voseknani mks schtdsg ponds. lot a of the poet%Islam:as. soured Se* insorbot inibrnsbon about )co' "SI &Swage Atroanr at Ns oral oaths Asset AØ ~fob Asset Allocation Income Summary This StrIDO (ISO Year to Dato 100% Cash and Short Term Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475 74 Total 22,043.45 22,425.73 Confidential Trea:ment Requested by JPAlorgan JPM-SDNY-00005506 Chase EFTA01656677 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPMorgan Private Bank Account Number -00-1 Asset Account Portfolio Page 3 of 9 JEFFREY EPSTEIN September 01, 2302 - September 30, 2002 Cash and Short Term Summary by Maturity Current Monier Value En:mated Anretal inceme USD USD Cash 957.C8 12.44 Less Than 3 Months 6,837,730 16 109,403 68 Total 6,838,687.24 109,416.12 Current yields cispayed for instruments with no maturity and YTM on market is °splayed for instruments that mature. Cash and Short Term by Type Wag Cost Tax Coat Curren Esmnare0 CUPellI Onenelson aA l leather moister Value U90 Ulnaheed Awwal Yield, casiosaAre000va amino CieTeller Quantity Original Prue Ononal ACCIU00?Weil USD Donlan. USD Income USD YIN % Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% Short Term by Maturity J P MORGAN TAX FREE MONEY MARKET USD 6,837,730.16 1.00 1.00 6,837,730.16 6,837,730.16 109,403.68 1.60 FUND INSTITUTIONAL SHARE CLASS 11,991 92 (FUND 840) 7-Day Annualized Yield: 1.52% 62826N-75-4 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA01656678 09 12002 JPMorgan Chase Bank 345 Park Avenue, New Vork, NY 10154-1002 °JPMorgan Private Bank Account Numbe -00-1 Asset Account Portfolio Page 4 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Cash and Short Term by Type continued una Con Tar Con Cormier airman° Curren: Mescrpbon sA o Marker ac A l Manor Valero USO Unrealized Annual Yroletr Cuanankaloaclys Rating Currency Quantity Original Mkt Ongnar Accrued Interest USO <Minton 1.40 Income (ISO VIM% Total Cash and Short Term 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11.992.75 linpOnanr InlOmaiOn MOW emir/aand Valuations Paces ammo/ when are prowled trymkt, swarms cr one, sources ore?) et, MOMMMOle are rot guaranteed kr accuracy or Bf mama» values Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA01656679 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPIVIorgan Private Bank Account Number:=1-00-1 Asset Account Portfolio Page 5 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Trade Activity Realized Gain/Loss Summary Amain, USD Short Term Gain/Loss 0.00 Long Term Gain/Loss 0.00 Note: S indicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with N/A. Trade Activity by Type nettle SettleMen, Reared Data Date TYPe Descopeon Currency Quantey Pnceetner WSW Costa:locals TaxCos Gentoss USD Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086.37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Ser:cl 0 SOP 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.03 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 -1,000600.03 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5.000,000 1.00 5,000,000.00 - 5.000.000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA01656680 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPIVIorgan Private Bank Account Number: 1-00-1 Asset Account Portfolio Page 6 of 9 JEFFREY EPSTEIN September 01, 2302 - September 30, 2002 Account Transactions Cash Activity Summary AmainINS Amount Year a►nae USD to Date USD' Beginning Balance .00 Credits Dividends 21,093.46 21,475 74 Taxable Interest 949.99 949 99 Sweep Account Sales 48,998 65 Sales, Maturities, Redemptions 8,000,000.00 18,003,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 -1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.03 - 18,000,000.00 Ending Balance .00 'Year to date information is calculated on a calendar year basis. Activity by Date Sale:nem Date Type Ouanfry Datanpaon Amount 4150 Sep 3 Dividend JP MORGAN TM FREE MONEY MARKET 7.09 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11'.30 AM EST) Sep 3 Interest INTEREST FOR AUG. Q 1.4% ON NET 949 99 AVERAGE COLLECTED BALANCE $798.956.29 AS OF 09/01/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA01656681 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 °JPIVIorgan Private Bank Account Number: 1-00-1 Asset Account Portfolio Page 7 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Activity by Date continued snni,m.nr Dare TY', " Quantity Cancnnon Amow): USD Sep 3 Dividend J P MORGAN TAX FREE MONEY MARKET 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 3 Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET - 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED @ $1.00 J P MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957 08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11 30AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT irg 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WRE TO - 2,000,00000 PALM BEACH NATI. BK a TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA01656682 09 12002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 Ci JPIVIorgan Private Bank Account Number: 00-1 Asset Account Portfolio Page 8 of 9 JEFFREY EPST September 01, 2002 - September 30, 2002 Activity by Date continued sArtmant are TAP* Quantity Getrampon Amount USD Sep 16 Misc. Disbursement TRANSFERRED BY WRE TO - 1,000,00000 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 18 Sale - 5,000,000 J P MORGAN TAX FREE MONEY MARKET 5,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT O 100 TRADE DATE 09/18/02 Sep 18 Misc. Disbursement TRANSFERRED BY WRE TO - 5,000,000.00 PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA01656683 09 2002 JPMurgan Chase Bank MS Park Avenue, New York, NY 10154-1002 °JPMorgan Private Bank Account NJrnoer ~-00-1 Asset Account Portfolio Page 9 of 9 JEFFREY EPSTEIN September 01, 2302 - September 30, 2002 Incase of Steen or Quenon« About yew fineronle runekes. COONICI >ow Mogan Team SIT 6e of the Mender umbra en the front of ern statement d wend us N 3W Stank. ChnstrateRoad OOPS Newark OE 10113-2107as and as >01/ tan, Jyco tholl >0‘• Sloenrenr non deum need mcee nIconabon about • transfix en IM shamont We mot nee kom you no law teen 60 Mho aftene sent you fob FIRSTgatemen.M whin the sedd probenn append (1)TeUut >our name and account mote (2) 0.1109/0 ent Mee Or the nansfer you are unwire4DM ande pia Sea a rev can ely you ~veil et in and 0, why >or need non hlornateen (I) e.6 us be d AW amount of Me tinpeered nor If you conlee ut army you moat tend so sour connect d curenon m swans! won, 10 buboes* Mayo an ender lo panerreyOur /Ott uwestgaSenn content and ma «meet any endmono* Ian ten/note than 10 bonnets day. to do Ma (20daya Repurchase. fling yotrd•Mr erred or b- niermstonaltransecada wi, den )dn *mount far the amount sou long at a Poor io Ural )au red have the use of money ding 'bonus! 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JPAtorpen IffeatutiOnat Funds or Ow American Century Funds J P Mager fords Oratnuts" Inc o the ~onto of the j r Moyer fordo end Ammon Gummy Morterrent Sova Inca Me Mat autor of the Armavien Cenwy Fonda "lagen Insestmeot Mana ment Inc ord Amman Center Imeatment Maregeenent some as nriveatment admorato Sher remnant tune Fenno, Shoes of the finds roe rot bane degbalt and send guaranteedby any took goverment entdy. a We FDIC Return and ~repro> ma Mumma< and redonpfron wakens> be ram cv has Men ors/ coat 1V/sk the none> mane, folds mein rooroso a steak net noel rasred Sr 03 Dee a are thee., no esnand Me! they mil malnue b do so The ea/flared ennui/mono and trydend>nerdIguras knnufuel funds remmen/he funds,' moat mama meant &Mend ennuoleed If on rare chosen one of the ...cep nodul funds you are retired that pos.htea on the fint Money Mane( Sneer rum, reptant bola:ego n the Jfillogan hum Money Marker rand modem n the Fedee Money Me' het Sweep Fund represent holdrya n the "organ federal Money Memel Fund end bantam er the Tax Creme,. Mwey Men& Siatey Fund represent uddrya n the JPMorgan Tar Emig, Money Meshed Fund !Mann Revak. SonA a the ernhen" name kw the prink barium& Ounem combated by JP Mogan Chose 6 Co nose to ~done: w de ~hi spirants,. Chen. Own J P Mogen Trio( Cooney. N.A. and JP Magen Socurdadi Irro JPMSIa enare. oe the Scones lime.« ~bon Comorobon (S/PC) andan-mote inerraernp adocrefan funded by break dente refereed wM the Sec oboe and frontage Conn.:non Sownee end dish Paid Awe bastosser account et JPMSI de ~Ceded up loan amounted $5000000 The Ira 16500 030 of progcton Mum watudee up to voaoco of proNe/on kr cash. a ~do/ by SIOC The ~once dine protoc•ors whch satmae to to en schhanei $900.000 of potdbon far mob is provided by...dank fans. Senrace Sand 481004 by bankers Casualty end Surely Corgeny of Anne The S/PC and mama SPC ~on de« rot proderet ~net looms kon Actuators' in gds nerve of the mambos Asada had ul custody byJPAIC 9 am not based to S/PC cowman Confidential Trea:ment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA01656684