EFTA01480800.pdf

Was the nature, value, and volume of actual transaction Yes activity consistent with expected transaction activity? Was any unusual or potentially suspicious transaction No activity detected? Additional Comments NA ' ' rniirr '. +ren5_. Deposit Account(s) Transaction Types Expected Activity Levels Anticipated Dollar Amount Totals per Month Cash Deposits Cash Withdrawals Check Deposits Checks Paid Incoming Wires (Domestic) Outgoing Wires (Domestic) Incoming Wires (International) Outgoing Wires (International) ACM Deposits ACH Payments Internal Transfer (Debits/Credits) v(I-10) 510.O00 TO 550.000 Asset Purchases/Sales What Is the InMaliongoing source of fund hp for the client's Deposit Account(s) 7 The initial source of fundng will be from an internal transfer of funds from Jeff Epstein's personal account held at JPIdorgan. Any ongoing source of funding win also be from internal transfer of funds from Jell Epstein's personal account held at JPIAorgan - investment proceeds from various personal investments are held in his personal account What Is the purpose/Intended use of account(s)7 Please provide a detailed description of how the Deposit Account(s) will be used by the client. The client has requested the openng of a checking account for personal investment company. This will be a flow-through account. The purpose of the account is to purchase stocks and bonds. Review the activity teethe period overall and explain how the client's transaction profile agrees with or doesn't agree with expectations for the client based on the client relationship (purpose of accounts. occupation, business activity, etc.): The expected activity has renamed low Was expected activity for the client modified in the transaction activity section ol the KYC ticket? No Additional Client Information Please Include any additional information that would further explain your knowledge of the client (family tree/history, public Information, websites. etc.) Comment History Creation Date Entered B Comment Preview Regicral Director A 12/06/2013 O3:44 PM YVILUAM IA SHERIDAN We are eeitino Me relatanship CEO A nevai 12/15/2013 06:59 PM JOHN R DUFFY IMISESEMBEIM Approval History IMITTlar n D Owner SID Owner N Banker Attestabon 11125/201306:13 JUSTIN D NELSON PM Ma 12/06201302:31 PM TOWNSEND C SMITH IMMEl CEOApproval l 12/C6/2013 03:44 PM 12/1S/201306:S9 YYILUAM M SHERIDAN JOHN R DUFFY PM Confidential Treatment Requested by JPM-SDNY-00003022 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272220 EFTA01480800