EFTA01455851.pdf

From: Valuations System [email protected] Sent: 1.0/20/2014 6:28:56 PM To: [email protected]; Amanda Kirby niel Sabba Joseph Cothro ; Paul Morris Tazia Smith Vahe Stepanian Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 20 Oct 2014 - Request 182298 Attachments: 182298_20141020_20141021_1.pdf; 182298_20141020_20141021_1.csv Dear Sir/Madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Sank Group customer valuations Group This is an automated email account. Please do not reply to this email as the account is not monitored. valuations are sent to you subject to our valuation Disclosure statement. we also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_Methodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_2309.pdf 182298_20141020_20141021_1 66835875 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114851 CONFIDENTIAL SDNY_GM_00261035 EFTA01455851