EFTA01362925.pdf

To: Xavier Avila Rita Shte nbe Man Patel Mathew Ne s GM ACO Cc: Nina Tona A astair Mac in ay Martin Zeman Davide-A Sferrazza Subject: RE: SF [I] Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara Rita Shteynberg • titan Patel Mathew Negus Cc: Nina Tona Alastair ' • Martin Zeman Davide-A Sferrazza Subject: SF Ian, thanks for the call. So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP perspective. Bu you explain to me that the Red might be only when it comes to your ICG world. Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila Subject: SF <image003.png> Kind regards, <imageO04.gif> Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville I" lorida 32256 E . Email KCP products and services ore intended and ovoilat* only for persons who we sophisticatedInstitutionalInvestors within the (nearing of the FINRA Rule 4512(O(3), and who are capable of evaluating the strategies. characteristics andinvestment risks of, and exercising independent judgment in evaluating, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052638 CONFIDENTIAL SDNY_GM_00198822 EFTA01362925