EFTA01282947.pdf

Deutsche Asset & Wealth Management Deutsche Bank Trust Company Americas (DBTCA) Business Deposit Account Opening Application LSJE LLC 10272011 Account idle De o or Incorporation LSJE, LLC - 7L IC Entity/Company Nome Taxpayer ID Number MN) 1100 Red Hook Quarter, B3 Wilco Address itakeinee__ Oty Netepelkable_ 140113_ _ State Bata& 212 071 1314 :la Z 'I 7i t30`d Business Telephone Number Ruins Fax Number Other Number Lepel Address Of different from main address/ City State Zip Code Client Relationship ❑ Corporation 0 Limited Liability Company (LLC) O Attorney Escrow Account O Foundation O Partnership O Landlord Mater Escrow O Non-Profit Organization O Limited Liability Fannership (lAP) O Trust/Estates Private Wealth Premium', Elite Business Accounts a Checking Account O DBTCA Cartilicate of Deposit O Checking with Interest (Foundation end Nom:4067 onhi APY Term • Money Market Deposit O O6 AG NY Preferred Certificate of Deposit ❑ Cash Master Sweep Account Apy Tartu - Promo term (DercA deposit account required, along varier:6 AG Target Amount Trigger Amount Prefaced Tema and Conditions) Private Wealth Premium' , Banking Services O Deluxe Checkbook O Debit Cards—Business Debit Card O Norms Only O Name and Address Duplicate Statement StyN Code Cater Name Internet Banking Sondem El DB Pants Wealth Online Plus Address IA Link to exiting °nine rekitIonehip: O7Y Zip Code testa NAOSOD00016530-000136010 wm134671 016624 072813 SDNY_GM_00038558 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001382 EFTA_00149167 EFTA01282947  Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Fedoral law requires all financial institutions to obtain, verify end record information that identifies each person who establisher( en account, investment or other business relationship with a financial institution. This means that we will ask for your name, address end other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entitles) or a passport or other photo identification (Individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules cell for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, If necessary, legal representatives, euthorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced ant-money laundering requirements require that should any of the above persona! or institutional Information change, our dents wOuld be obliged to immediately notify us of the chengs(s) and provide us with relevant documentation to verify these changes. A71VUDebtt Service You agree that the retention or use of the ATtAfDebit card constitutes acceptance of the terms end conditions of the Cartihotder Agreement contained In the Terms and Conditions of Deposit Accounts. Internet Banking Service if you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Telephone, Facsimile or E-mail Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or s-mail regarding the above captioned accounts) (defined herein as 'Verbal Instructions"). it Is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of DBTCA. you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may, but shell not be required to, seek verification of your verbal, facsimile Of aurae instructions by call back. In case of doubt. DBTCA may in Its sole discretion refuse to execute your Verbal Instructions or any part thereof, without Incurring any liability. DBTCA is under no obligation to execute your Verbal Instruction to transfer funds or securities to any eccount(s) without written instructions bearing your original signature. Non-U.S. Organizations: Confirmation of Tax and Compliance Reeponsibilites You confirm that it is your responsibility to fulfill any tax obligations and arty other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your bushese relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge end capabilities) is made available no less then annually to the relevant beneficial °wrens), settlons), beneficiaryfies), periwig), etc, to enable hen/her/them to fulfill any respective tax obligations that may arise for himTherfthem In connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions end Representations By signing below, you acknowledge receipt of the Tams and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are sublect to change. 2 WIA134671 15824.0721113 SDNY_GM_00038559 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001383 EF1'A_00149168 EFTA01282948  Acceptance to acceptance by MCA. Das AzithriziWiptar Authorized thaw ink Use Only wed aAA.do, ri tr c-,ocicLft Dar \ e7aok 11c.ine;) n711) Dw OJ2 c Aebount abort DOA *ADM COAXIAG 3 WM134571 15524.072013 SDNY_GM_00038560 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001384 EFTA_00I 49169 EFTA01282949