EFTA01454425.pdf

e an roup 16 Jul 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 As of le Jun 14 Muted). Bark AO SOUTHERN FINANCIAL, LLC Kt • Open Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN ExEunal 21-No./-2013 2041w-2014 25-Nov-2014 11080 CO3 00) USD 101.000.000 in SHORT EUROPEAN CALL 1010000 :le 2'..<1 Itti 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBanDneT 21-Not-2013 20-Nov-2014 254Iov.2014 (21.0002) USD 0 JPY LONG EUICPEAN 0.0000 10.45757 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOne8arOneT 21-Noe2013 20-Nov-2014 25-Nov-2014 (21.030 001 USD 0 JPY LONG EUROPEAN 0.0000 7.79861 710423463 FINANCIAL. LC oucb0pI 366364436/ SOUTHERN FXOnef3ananeT 21-Nov-2013 20.Nov.2014 25.Nov.2014 (.21.(430 MI USD 0 PY LONG EtPCPEAN 0.0000 5,72985 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT El-FICPEAN PUT 1.3450 :96 484 64t 806424249 FINANCIAL. LLC 407339131/ SOUTHERN bfuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,080,00000 EUR (13.800000.00) USD LONG ELRCPEAN CALL 1.3880 58.07575 806424264 FINANCIAL, LLC Subbtal: '26 tttt i 03: Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTHERN Canmoddy0pfu 03-Apr-2014 06-Dec-2014 05-Dec-2014 SHORT EURCPEAN CALL XCU (8 TE08.8C A USD 1,50 00)1425 0 7.000 0003 (218 346 25) 778125395 FINANCIAL. LLC ro ElaseMetal Subtotal: ) _1...,=,.[:: Total: (255.527.27) Statement ID : 182298_20140616_20140617_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112520 CONFIDENTIAL SDNY_GM_00258704 EFTA01454425