EFTA01388428.pdf

From: Stewart Oldfield Sent: 1/24/201910:57:43 AM To: Alan Brody CC: Liam Osullivan I; Davide-A Sferrazza Subject: Re: Alpha Capital Great, thanks. I'm out of the office and back Monday. Let's chat about this before we kick off the process. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2019, at 10:35 AM, Alan Brody IIMIIIIMMINIE> wrote: Classification: Public Hi Stewart I spoke to Paul Barrett today. He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions. Paul says he can sign the KCP onboarding agreement for Alpha. Would you mind getting the KYC and onboarding going with Paul? Happy to discuss if you have any questions. Best Alan Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154-0004 Work EmailMI= CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091972 CONFIDENTIAL SDNY_GM_00238156 EFTA01388428