EFTA01460906.pdf

Classification: Confidential Chip / Haig, Based on the file, there are 61 clients and 9 prospects identified as potential participants. See below the USPB Bankers / PCS brokers covering these relationships and number of clients / prospects. Do you want to invite all the bankers / CM below to the call on Wednesday? Thanks, Diego 1) USPB bankers and number of clients / prospects Sohrab/Mullin 7 Jensen/Shaw 6 Convey/Marson/Moore 6 McCarthy/Rodin 5 Mary Ann Coleman 5 Rosemary Vrablic 4 Pailer/Gray 4 George Zahringer 4 Paul Morris 2 Jacoby/Westhoff/King 2 Susan Burnett 2 Herlihy/Lok 2 Daulton/Webster 1 Terrence Tangney 1 Russ Daulton 1 Loudenslager/Robertson 1 Ed Finley 1 McCarthy 1 Ed Lok 1 2) PCS CAs and number of clients / prospects Rod Mckay 2 John Tonzola 2 Sanjan Dhody 2 Brad LaConte 1 Robert Leidy / McCluskey 1 Liz Schreiber 1 Bill Grous 1 Ed Maier/Jeff Neal 1 Tony Fagella 1 Hassan/Germann 1 Bill Furber 1 Jim Fink 1 From: Mathew Negus Sent: Friday, January 23, 2015 11:02 AM To: Diego Galan; Caroline Kitidis; Chip Packard Cc: Haig Ariyan Subject: RE: Quinteccentially Platinum - coming soon. Your support required. [C] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122580 CONFIDENTIAL SDNY_GM_00268764 EFTA01460906