EFTA01360892.pdf

rdc Entity: Southern Financial Group Entity Information Entity ID: 41603821 Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 09/12/2002, The Court in this case adjudged defendants Elfindepan, Southern Financial Group, and Tracy Calvin Dunlap, Jr., to be in contempt of court and ordered Dunlap incarcerated based on their refusal to obey court orders requiring them to produce documents and account for and repatriate investor funds. Source Information RDC URL: https://grid.rdc.conVwss/entity.html?entityld=f0a4cd957f6297875d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2002, 05/12/2012 Source URL: http://www.sec.gov/litigation/litreleases/litrelarchive/litarchNe2002.shtml Entity URL: httplAvww.sec.govnitigation/litreleases/Ir17723.htm Ccpyeght O 2013 Regulatory DataCorp. Inc All RgeLs Reserved Da:green, generated on 0S'2,3O.313 12 07 12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049527 CONFIDENTIAL SDNY_GM_00195711 EFTA01360892