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Submitted to
KYC Update Steps Front Office FO Approved MD Approved Fully Approved
(FO)
Owner DT FO FO N/A
Total In Scope (Clients)* 1,152 1,122 1,122 1,122
# Completed (Clients) 896 375 322 213
# Remaining (Clients) 256 747 800 909
% Completed 77.78% 33.42% 28.70% 18,98%
DT: Daphne's Team * Initial pop increased to 1477 after recent review of HR clients.
FO: Front Office Items may be determined out-of-scope during review.
Details
High Risk Remediation Data USO LatAm MEA-NY GAT Total
Initial In Scope Clients 951 441 63 22 1,477
Out-of-Scope Identified* 163 162 20 10 355
Fully Approved 157 50 5 1
with Banker Team** 435 124 36 9 604
with Manager Director (MD) 7 3 10
with ABR/AFC 34 5 39
# of Downgrades (No longer AR) 58 12 6 1 77
Week over Week
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042230
CONFIDENTIAL SDNY_GM_00188414
EFTA01356384
ℹ️ Document Details
SHA-256
8ced3f5a1c2959f352d8d301dfe3e81c7a65f02f181fc0341f2dc936431efb81
Bates Number
EFTA01356384
Dataset
DataSet-10
Document Type
document
Pages
1
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