EFTA01381146.pdf

Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Smartt Sent: Friday, July 06, 2018 2:12 AM To: Stewart Oldfield Cc: Bradley Gitlin Subject: RE: Assistance Required in solving rejection points on KYC Caseii01946825 Hi Stewart, Sum, you & Brad can call the Monday or Tuesday next wcek. Monday, I am available till 10am your time and till 11:30am on Tuesday. Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl. DB Centre Mumbai, Nidon Knowledge Park. Western Express Highway Gore on Ea Mumbai - 400063 India Tel. Mobile From: Stewart Oldfield Sent: Friday, July 06, 2018 12:14 AM To: Vijay-A Sawan Cc: Bradley Gitlin Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Let's set up a time to discuss when Brad is back next week. Some of these requests seem wireasonable. and AML should already have a lot of this info, particularly anything relating to Jeffrey Epstein personally (since we have so many accounts for him). As for Chip's email, it predates me. And the other people on the email are no longer at DB. Sol don't see how I can get hold of the full email. But again. Jeffrey has been through a complete rep risk process here and has been signed off on repeatedly by management as we've done any KYC remediation or new account opening. Anyway, let's regroup next week so we can go back to AML with a comprehensive set of responses. Thanks From: Vijay-A Smartt Sent: Wednesday. July 04, 2018 9:15 AM To: Stewart Oldfiel Cc: Bradley Gitlin Subject: Assistance Required in solving rejection points on KYC Case#01946825 Importance: High Hello Stewart. Hope you arc well! I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079919 CONFIDENTIAL SDNY GM_00226103 EFTA01381146