EFTA01455364.pdf

Oe•tiCie ton mow "Waft lamusemat wan tee...aGay Otsdi. Ova kaolin inc. raw alnico PO ea 1775,. (Winn 2IN3 Statement Period: 08101/2014 08/31/2014 Transactions by Type of Activity Process? Trade/ Settlement Transaction Date Date Activity Type Desai• ion Ouantit Price Accrued Interest Amount Currency Securities Bought and Sold 08106/14 08101114 PURCHASED MOBILEYE NV AM STELVEEN ORD SFS 'SINS NL0010831061 800.000 25 0000 -20.000.00 LSD M BLY PRO SPECTL S UNDER SEPARATE COVER 08106114 08101114 SOLD P MORGAN CHASE & CO COM 'SINN LS46625F 1005 .1A50.000 56.5412 81.889.92 USD PM UNSOLICITED ORDER 08108/14 08/05/14 PURCHASED FOUNDATION MEDICINE INC COM UNSOL AVERAGE UNIT 24.830 000 23.1928 -577.373 02 LSD FMI PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 08112114 08/07/14 SOLD P MORGAN CHASE & CO COM ISIN11./ 946625F 1005 BKCM .1,450.000 56.6800 82,091 18 USD PM A PERSFING AFFILIATE M AKES A MKT IN THIS SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER 08119114 08/14/14 SOLD P MORGAN CF ASE & CO COM ISIN8 U S46625F 1005 BKCM .1.450.000 56.9150 82,431 92 USD PM A PERSFING AFFILIATE M AKES A MKT IN TI-IS SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER 06122/14 08/19/14 SOLD P MORGAN CHASE & CO COM ISIN1US46625F 1005 BKCM .1.450.000 57.5955 83.418 63 LSD PM A PERSFING AFFILIATE M AKES A MKT IN THIS SECURITY & ACTED AS PRINCIPAL SOLICITED ORDER 08129114 08/26114 SOLD 9HORGAN CHASE & CO COM ISINS LS16625F 1005 BKCM .1.450.000 59.6550 86,404 83 LSD PM A PERS, ING AFFILIATE M AKES A MKT IN THIS SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -181,136.51 Dividends and Interest 08104/14 CASH DIVIDEND RECEIVED SOUTHERN CALIF EDISON CO PREF SER E 6.250% 02101/22 93.750 00 L SO 842400F1.12 B/E RD 07/05 PD 08101/14 CASH PAYMENT 3000000 08108/14 CASH DIVIDEND RECEIVED 250000 SHRS BANK OF NEW YORK MELLON CORP COM RD 42.500 00 I.. SD BK 07/29 PD 08108114 08114114 CASH DIVIDEND PseVED 14000 SI-RS APPLE INC COM RD 08111 PD 08114/14 6480.00 USD AAPL 08/15114 CASH DIVIDEND RECEIVED 126600 SI-IRS ALLY FINL INC PER, PFD FIXED/FLTG RATE SER 67.256 25 USD ALLY PM A CALLABLE COL PO N 8.5% PERPETUAL MATURITY CALL° 25 05115/16 RD 08/01 PD 08115114 08115114 BOND INTEREST RECEIVED 80000 SF RS GM AC CAP TR I GTD TR PFD SECS SER 2 8125% 40.625 04 USD ALLY PRA FIXED RATE I FLTG RD 08114 PD 08115/14 Page 15 of 20 Account Number: V. Of•tr. P•ranr44/4 C. • ••••,), Go paperless SOLO-ERN FINANCIAL LLC C On.r.TP. ' _: ?7L" : CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114085 CONFIDENTIAL SDNY_GM_00260269 EFTA01455364