EFTA01362569.pdf

Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a Case it within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. original Message From: Davide-A Sferrazza Sent: Friday, August To: Stewart oldfield ; Martin Zeman Liam Osullivan cc: Bradley Gillin ; Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed Classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what KYC documentation you have on file? I am not able to see on DB Force (I may not be looking at the right place if it is on there already. Thank you, Davide original Message From: Stewart Oldfield sent: Friday, August 31, 2018 9:27 AM To: martin Zeman ; Liam osullivan ; Davide-A Sferrazza Cc: Bradley Gillin <' ' "" I.; Richard Iarossi < subject: RE: Butterfly Trust - new brokerage account needed Anyone looking at this? original Message From: Stewart oldfield Sent: Thursday, Au 0 2018 8:04 AM To: Martin Zeman Liam osullivan a; Davide-A Sferrazza Cc: Bradley Gillin Richard Iarossi Subject: Butterfly T er count needed Gents, Need to open a new brokerage account for Jeffrey. Will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. Please send some pre-filled dots to Rich Kahn for signatures. We are currently doing the annual KYC review for the existing Butterfly banking accounts we have, so let us know what info we can provide to help out. Thanks Stewart Oldfield, CFA, CAIA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052044 CONFIDENTIAL SDNY_GM_00198228 EFTA01362569