EFTA00827827.pdf

From: "Jeffrey E." <[email protected]> To: Richard Kahn C Subject: Re: GS preferred Date: Tue, 10 May 2016 18:51:52 +0000 7325 On Tuesday, 10 May 2016, Richard Kahn H > wrote: bid ask still 72.75 x 73.75 our order is in to purchase $3,000,000 of this bond at 73 shall we keep at 73 or increase? please advise thank you Richard Kahn HBRK Associates Inc. Begin forwarded message: From: "Pollard, James S" Subject: RE: GS preferred Date: May 10, 2016 at 1:30:17 PM EDT To: Richard Kahn c >, "Minsky, Julie" <I 572.75 x 5/3.15 There is a current bid of $500 face @ $73.625. Do you want to hit that? From: Richard Kahn [mailto. 1 Sent: Tuesday, May 10, 201 1:2/ rm To: Minsky, Julie Cc: Pollard, James S Subject: Re: GS preferred EFTA00827827 can you please provide bid ask thanks Richard Kahn HBRK Associates Inc. tol fax cel On May 10, 2016, at 12:11 PM, Minsky, Julie <j > wrote: lust called the desk the price is still 73.75 Julie Minsky Client Associate Main Darrah I Merrill Lynch Wealth Management The Park Avenue Office From: Richard Kahn Imailto: Sent: Tuesday, May 10, 2016 12:01PM To: Pollard, James S Cc: Minsky, Julie Subject: Re: GS preferred EFTA00827828 any update on order and what is current bid ask thank you Richard Kahn HBRK Associates Inc. tel fay cel On May 10, 2016, at 9:36 AM, Pollard, James Sc > wrote: B/A $72.8 x $73.75 There is a bid for $1MM face at $73.75 They said $73 might be a bit too low. They suggested possibly $73.5 From: Richard Kahn Imailt Sent: Monday, May 09, 2016 4:08 PM To: Pollard, James Subject: Re: GS preferred ok thanks Richard Kahn HBRK Associates Inc. EFTA00827829 tel fa ce On May 9, 2016, at 4:07 PM, Pollard, James S1 wrote: We'll confirm in the AM. From: Richard Kahn [Solfr rr -1 1) Sent: Monday, May 09, 2016 4:05 PM To: Pollard, James Cc: Minsky, Julie Subject: GS preferred lets work order tomorrow am please bid 73 for 3,000,000 of CUSIP: 381427AA1 thank you Richard Kahn HBRK Associates Inc. fax cell On May 9, 2016, at 3:30 PM, Pollard, James S < wrote: EFTA00827830 Getting an indication on from the desk From: Richard Kahn [mailtcr Sent: Monday, May 09, 201 . To: Pollard, James S Cc: Minsky, Julie Subject: Re: CUSIP: 381427AA1 on GS bond we just discussed Richard Kahn HBRK Associates Inc. tel ce On May 6, 2016, at 2:19 PM, Pollard, James S < > wrote: Thanks for this. Unfortunately the Gabelli preferred completely sold out yesterday and there is nothing new being offered today. From: Richard Kahn [mailto: Sent: Friday, May 06, 2016 2:18 PM To: Minsky, Julie Cc: Pollard, James S Subject: EFTA00827831 sorry for delay on form is that preferred still available - when is offering? please advise thanks Richard Kahn HBRK Associates Inc. tel fax cell Begin forwarded message: From: Date: May 6, 2016 at 10:04:19 AM EDT To: CS 3051ci [00:17:c8:25:13:53] This message, and any attachments, is for the intended recipient(s) only, may contain information that is rivileged, confidential and/or proprietary and subject to important terms and conditions available at If you are not the intended recipient, please delete this message. EFTA00827832  This message, and any attachments, is for the intended recipient(s) only, may contain information that is privileged, confidential and/or proprietary and subject to important terms and conditions available at If you are not the intended recipient, please delete this message. This message, and any attachments, is for the intended recipient(s) only, may contain information that is rrivileged, confidential and/or proprietary and subject to important terms and conditions available at If you are not the intended recipient, please delete this message. This message, and any attachments, is for the intended recipient(s) only, may contain information that is rivileged, confidential and/or proprietary and subject to important terms and conditions available at If you are not the intended recipient, please delete this message. 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