EFTA01456825.pdf

Sent: Friday, February 20, 2015 4:06 PM To: vahe Stepanian; Andrew Xu Cc: Daniel Sabba; Troy-D Williams Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For internal use only what potential discrepancy do you see? Roddy Moore Credit Risk Management Deutsche Asset & Wealth Management (P) original Message From: vahe Stepanian Sent: Friday, February 20, 2015 3:40 PM To: Andrew Xu Cc: Roddy Moore; Daniel Sabba Subject: FW: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 (I] Classification: For internal use only Just making sure you saw this. Haven't reached out to the client yet as I'm waiting to hear back from CMV RE: the potential discrepancy. Thanks, Vahe Original Message From: Paul Morris Sent: Friday, February 20, 2015 1:52 PM To: Vahe Stepanian; Daniel Sabba Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For Internal use Only Original Message From: CMNY Margin Sent: Friday, February 20, 2015 10:42 AM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments 73970402 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0116134 CONFIDENTIAL SDNY_GM_00262318 EFTA01456825