EFTA01458813.pdf

11 Nov2015 Page 3 Of 3 Deutsche Bat AO SOUTHERN RNANCIAL, LLC SPAY - SumP }I)40fid db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD) SOUTHERN TINT R N 01-Feb-2016 (3 C.C.0 Crt USD 31 3400 429.980 21 FINANCIAL. LLC Subtotal: 429.983 21 Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 DBPays DBReceives BuySell PATM(USD) SOUTHERN EXNDF 30-Oct-2015 02-Aug-2016 04Aug-2016 i I 200 000 COO) 11,540.400,000 00 KRW 11377807 FINANCIAL. LLC Subtotal: 113778 07 (1,240,084 60) Statement ID : 1822982015111020151111 1 The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 118904 CONFIDENTIAL SDNY_GM_00265088 EFTA01458813