EFTA01424216.pdf

Subject: RE: [C] From: Darlene Zong Date: Tue, 18 Oct 2016 11:43:22 -0400 To: Richard Kahn Cc: Stewart Oldfield Daniel Sabba Classification: Confidential The Haze Trust sold $3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential Just about to give you an update — Southern Financial LLC sold $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34% Nothing on BAC pfd yet, still working at 102.75 ob From: Richard Kahn [mailto: Sent: Tuesday, October 18, 2016 10:33 AM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] EFTA01424216 please refresh on any partial fills and current bid asks i see FTR trading 107+ thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 18, 2016, at 9:47 AM, Darlene Zong < › wrote: Classification: Confidential As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial LLC. We have the order till the end of the today. Best, Darlene EFTA01424217 From: Darlene Zong Sent: Tuesday, October 18, 2016 8:50 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto: Sent: Monday, October 17, 2016 5:35 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01424218 On Oct 17, 2016, at 10:54 AM, Darlene Zong a wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 EFTA01424219 CUSIP: 35906AAH1 105.875 x 107.375 Best, <image001.gif> Darlene Zong, CFA Key Client Partners I Deutsche Bank Securities, Inc 345 Park Avenue, 26th Floor, New York, NY, 10154 From: Richard Kahn [mailto: Sent: Friday, October 14, 2016 3:19 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba; Vahe Stepanian Subject: Re: [C] ok lets revisit monday thanks EFTA01424220 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell On Oct 14, 2016, at 2:57 PM, Darlene Zong < › wrote: Classification: Confidential Spreads are wide for Friday afternoon. Indicative levels below — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102 x 103.75 Southern Financial LLC EFTA01424221 Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 105.75 x 107.50 Best, Darlene From: Richard Kahn [mailto: Sent: Friday, October 14, 2016 2:19 PM To: Vahe Stepanian Cc: Stewart Oldfield; Darlene Zong; Daniel Sabba Subject: Re: [C] can you please refresh quote thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01424222 On Oct 11, 2016, at 9:09 AM, Vahe Stepanian a wrote: Classification: Confidential Rich — two way markets are included below: Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102 x 103.25 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 EFTA01424223 107 x 108.1 Thank you, Vahe From: Richard Kahn [mailto: Sent: Friday, October 07, 2016 3:30 PM To: Vahe Stepanian; Daniel Sabba Cc: Stewart Oldfield Subject: can you please obtain bid ask to sell these bonds tuesday morning thank you and have a nice weekend Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 EFTA01424224  3,000,000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell This communication may contain confidential and/or privileged information. 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