EFTA01383443.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1,2018 - December 31,2018 SOUTHERN FINANCIAL LLC Portfolio Holdings (continued) U.S. DO LLA RS (continued) Unrealized Estimaled Estimated Date Acquired Quantity Unit Cam Coat Buis Market Price Market Wine Win Loa Annual Income Yield EQUITIES (continued) Common Stocks (continued) APPLE INC COM Security Identifier: AAPt Dividend Option: Cash CUSP:037833t0 12107/17 214,000.000 189.8140 36,340,223.40 157.7400 33,756,360.08 -2.583,863.32 624,880.00 1.85% 06/20118 50,000.000 188.7940 9,339,697.00 157.7400 7,886,999.80 1,452,697.20 146,000.00 1.85% 10/15118 40,000.000 219.0180 8,760,702.00 157.7400 8,309,800.12 4,451,101.88 116,800.00 1.85% Total Covered 304,000.000 54,440,622.40 47,952,960.00 -8A87,862.40 887,880.00 Total 304,000.000 554,440,622.40 547,952,960.00 46,487,662.40 $887,680.00 IMOGB4 DEC INC COM Security Identifier BNB Dividend Oplion: Cash CUSP: 09062%93 02/14/12 ' ' 2,095.000 110.2720 231,019 65 300.9200 630 427 40 399.407 75 CalTENECORP DEL COM Security Identifier:CNC Dividend Option: Cash CUSIP: 61358191 09108/14 15,550.000 63.6450 989,679.75 115.3000 1 792.915 00 803.235 25 KARYOPHARM THERAPEUTICS INC COM Security Identifier: KPTI Dividend Oplion: Cash CUSP. 48576U95 07112/18 25,000.000 18.6840 467,108.00 9.3700 234 250 00 -232,856.00 Total Common Socks $62,968,800.98 559,255,745.18 43,712,855.80 51,395 573 01 Preferred Socks (listed by expiration date) GMAC CAP TR 1 GTO TR PFD SECSSER2 CPN- Seasnly Identifier. ALLY PRA 8.125% FRED ORTLY ATY•02/15/2040 CALL CUSP:38180208 ANYTIME ©25 W/30 DAYS BEGINS 02/5!5 Dividend Option: Cash 02122112 80.000.000 23.5350 1,882,773.60 25.3500 2,028,000.00 145,226 40 163,568 48 8.06% To:al Preferred Stocks $1,882,773.80 $2,028,000.00 $145,226.40 $163,568.48 TOTAL EQUITIES $64,851,374.58 561.283.745.18 43,567,629.40 $1,559,141.49 Unrealized Accrued Edimated Cod Bala Market Value Gam Loss Interest Annul Income TOTAL U.S. DOLLARS 596,699,411 89 $91,481,243 09 45,218,168 80 $428,061.41 53,202,482.83 Page 7 of Account Number: N Rated Ewefiere MISR Meech Penabos UM. • wholly owned Eccucci.me Go paperless MX MOW t.00ivter 4 Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 FRULIDICE subtle:run of The Bakal Ni. Yort RMllen Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE SO,C CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0083151 CONFIDENTIAL SDNY_GM_00229335 EFTA01383443