EFTA01521175.pdf

GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/3W12 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 3/16 Sale E M C CORP MASS . 28.96057 13,553.55 BROKERAGE (468.000) 28.746 13,453.30 (12.378.64) 1,074.66 S 3/21 High Cost 100.00 TAX 8/OR SEC .25 J.P. MORGAN SECURITIES LLC (ID: 268648-104) 3/18 Sale KROGER CO a 24.30 6,439.50 BROKERAGE 100.00 TAX (285.000) 23.922 6,339.38 (8,587.18) (24778) S 3/21 Nigh Cost 8/OR SEC .12 J.P. MORGAN SECURMES LLC (ID: 501044-10-1) 3/16 Sale UNITED TECHNOLOGIES CORP 85.75074 13,891.62 (162.000) 85.132 13,791.36 (13.783.83) 7.53 S 3/21 High Cost BROKERAGE 100.00 TAX 8/OR SEC .26 J.P. MORGAN SECURMES LLC (ID: 913017-10-9) 323 Sale WALT DISNEY CO Q 43.06 9,865.32 BROKERAGE 13.74 (229.000) 43.019 9,851.40 (9,015.40) 836.00 S 3/28 High Cost TAX 8/OR SEC .18 J.P. MORGAN SECURITIES LLC (ID: 254687-10-6) 323 Sale E I DU PONT DE NBAOURS & CO 0 52.07571 (224.000) 52.015 11,651.31 (11,537.62) 113.69 S 3/28 High Cost 11,664.98 BROKERAGE 13.44 TAX &OR SEC 21 J.P. MORGAN SECURITIES LLC (D: 263534-10-9) 4/20 Redemption BARCLAYS BANK PLC MEDIUM TERM NOTE 22/1% OCT (150,000.000) 100.00 150,000.00 (150,000.00) 4(20 Pro Rata 20 2017 DTD 10/20/2010 ENTIRE ISSUE CALLED (t 100.00 (ID: 06740P-VG 8) Total Settled Sales/Matudtles/Redemptions $208,084.76 ($203,302M) 51,784.10 S JP Morgan Page 20 of 60 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048537 Chase CONFIDENTIAL SDNY_GM_00317735 EFTA01521175