EFTA01655150.pdf

09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 JPMorgan Private Bank Account Number Confidential Page 1 of 9 JEFFREY EPSTEIN Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist: RILEYIHORNBECKER 0000000000 00 0000 000 000000:00 0:0000 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN: JEANNE BRENNAN 6100 RED HOOK QUARTER B-3 ST THOMAS VI 00802 GOVERNMENT EXHIBIT 504 S2 20 Cr. 330 (AM) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005505 Chase EFTA01655150 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 fl JPMorgan Private Bank Account Number. Asset Account Portfolio Page 2 of 9 JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Overview renke( Vera 1.1S0 lirker Valpe US() Tex Etdelte* Annua( Portfolio Summary Cash & Short Term S4030 6,838,687.24 Aur3f 14,816,643.79 COM USO 6,838,687.24 brom* USD 109,416.12 Except kr the Depcwt Acta"! (e ~ir) end the osen sn pro Aue( notam( (Mon Total 6,838,687.24 14,816,643.79 6,838,687.24 109,416.12 n maure° dapOUIS wrtn.IPMCI) nr» of Me "...nemme rekna/ tn (hm stammen: of yre Aser notam( 'menene ~ml fonds ro FOPC munn% of benk depcorts Accrued Intome 11,992 75 22,043 45 Obkg•bovg of Or gvartreood by JANCO of (my o( on bank av trwer offhtwes ((mins Total Portfolio Value 6,850,679.99 14,838,687.24 OVIgnuu9e md.:0W) Sve° SOCurgain ard otnrommtments ro sotra k, "remmen; meiude)9 Pass«. bas ot inong~ ~Nag ~nagd Soo 'Importen( information obo& gauv JF,» EkoMene Aceount cg the end ot the Aszet Accourd ~ho Asset Allocation Intome Summary 100% Cash and Short Term Thls Perler USD Vw to Dele USD` Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475.74 Total 22,043.45 22,425.73 Contidential Treatment Requested by JPMorgan JPM-SDNY-00005506 Chase EFTA01655151 09 2002 JPMorgan Chase Bank 345 Park A% cnue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number. Asset Account Portfolio Page 3 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30 2002 Cash and Short Term Summary by Maturity CunentAMAN Value &Mated Annual income USD USD Cash 957.08 12 44 Less Than 3 Months 6,837,730.16 109.403 68 Total 6,838,687.24 109,416.12 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Linn Cost Tax Cost Current Estimated CLIMIlt Description atSISS Market Aquaria Madre( Value USO Unroahse4 Annual 19001 Cus'pSSP Moody's Raring Currency Quantity Original Price Original Accrued Interest USO Don/Loss USD Income USD % Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% Short Term by Maturity J P MORGAN TM FREE MONEY MARKET USD 6,837,730.16 1.00 1 00 6.837,730 16 6,837,730.16 109.403 68 1 60 FUND INSTITUTIONAL SHARE CLASS 11,991.92 (FUND 840) 7-Day Annuaized Yield: 1.52% 62926N-75-4 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA01655152 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number. Asset Account Portfolio Page 4 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Cash and Short Term by Type continued Unit Cost Tax Cost Covent Estimated Current Description Marker A Uftq Marker Value UW Unrealized Annual Weld' CusipC&AM~ins Raring Currency Ouannry Original Price Onginal Accrued Interest USO Gairrt cos USO Income UW WM Total Cash and Short Term 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11,992.75 Important informetlon ~U. Pricing and WhieflOOS Prom some or wench ere provided by prong Serr,Ce3 a OW« SWOP, rh (*deem /abet% we nor guwareed Ma eta/racy a es lesizahle valuer Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA01655153 09 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Number. Asset Account Portfolio Page 5 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Trade Activity Realized Gain/Loss Summary Amount USD Short Term Gain/Loss 0.00 Long Term Gain/Loss 0.00 Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with WA. Trade Activity by Type Trade Semement Realized Care Clare Type OeungifIon Currency Quantify P/1OVUM Name CostoProcels Tax COW Gainless 050 Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086 37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 84O) Sep 10 Sep 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 - 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5,000,000 1.00 5,000,000.00 - 5,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA01655154 09 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Number. Asset Account Portfolio Page Got 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Account Transactions Cash Activity Summary Amount MS Amount Year Pena! USD to ate USD' Beginning Balance .00 Credits Dividends 21,093 46 21.475 74 Taxable Interest 949.99 949.99 Sweep Account Sales 48,998.65 Sales, Maturities, Redemptions 8,000,000.00 18,000,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 - 1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.00 - 18,000,000.00 Ending Balance .00 *Year to date information is calculated on a calendar year basis. Activity by Date Settlement Date rano Ouannty Damnation Amount USD Sep 3 Dividend JP MORGAN TAX FREE MONEY MARKET 7.09 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 3 Interest INTEREST FOR AUG. @ 1.4% ON NET 949.99 AVERAGE COLLECTED BALANCE 5798,956.29 AS OF 09/01/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA01655155 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number. Asset Account Portfolio Page 7 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Activity by Date continued Sealentenz One TYPe Gummy DeSCOMM Amount VW Sep 3 Dividend J P MORGAN TAX FREE MONEY MARKET 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 3 Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a $1.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957.08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WIRE TO - 2,000,000.00 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA01655156 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Number. Asset Account Portfolio Page Sof 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Activity by Date continued Sealenteen One type Gummy Descraalon Amounr USD Sep 16 Misc. Disbursement TRANSFERRED BY WIRE TO - 1,000,000 00 PALM BEACH NATI BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 18 Sale - 5,000,000 J P MORGAN TAX FREE MONEY MARKET 5,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/18/02 Sep 18 Misc. Disbursement TRANSFERRED BY WIRE TO - 5,000,000.00 PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA01655157 09 1001 JPMorgan Chase Bank 345 Park \N rtioc, New York, NY 10154-1002 JPNlorgan Private Bank Account Number Asset Account Portfolio Pact: C.) of C: JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 In Case of Errons of Questions About Your Electronic Transfers. Comactbour Morgan Teems( wed me toopooce runts., on the front of :no statement& wee us el 500 Stanton ChrothansRoad. LOPS, Mewed( OE 10713-2107 as soon as souses. al you ter* scot stalsenonto wrong or I sou need MOM antorrretronsecol • WSW on me statement IVe must heel, 6001 )O(4 no tele man CO days after no sent youth. FIRSTstelement on when Me armor predern apposed ( ) Ten es wit name and account nunteor (2)0esaibe Me 600r Cr MI tester you are WIWIe about and explenas dearly as you can shy you setevert 4 in °norm why >Ou need more witormaton (3) MV us the dote.remain: of me SuSpeCled error If you contact us cooly. you mita send us >0W CCortainta Question ,n unmp wethl 10 biainaSS days in ado to prossevoiouroyins We volt olvastvalayouccomplantimd waV correct any arc,ivorpby it we take erreci than 10 ousouss oral's ro do the (20ctsys for purdiesesusno your &ward se AV anfernabOneltninSaCbOnS) we wit cod swot ecsount for Me amount yX, thank is in aria SO that yew oil here the ate Or frOney damg tip ono R taxes us so compote ow .0,es Nato, In Cate OI Wren or questions about your statement, including your tine of credit. if sou *ail( that jots statement a incovect a (you need more inficrmabon about a bansecton on put statement including a Ax of crodsf tense:Um you mug Witte bus on a sepa•eb sheet deschbeno Me term and send d to JPItarvan Anat. Ben*. 500 SLMICII CITONMO Rood. i/OPS) Newark OE 10713.2107. nb must her sun yours lop than 60 days Me' the statement on Mich the era or peoblam appeared is sent You can cal.:tidy:or dent sence spec alist but deny so wes not dreams* jaw rphts In your Wm. piouse pond* the /clewing ankemalon (I) yow name and account number (a the doer amount of the respected cam and (3)• do:carton cite and and expianatort ✓you can why you bedewe ton is an arc If you need more infarreebon you must describe Na ,tom you we unsure about The allergen Funds or The -Morgan InatInationel Funds or The American Century Funds JP Morgan Funds Orsbeutor. be a Ma dolneuto of the J P Morgan Fords end Arnancan Century Investment Sarre°, Inc is the dartrixiScr of Me Amerman Century Funds. JFildagan Investment Manage nerd Mc and Amen:anCentury Investment Managarrant save as .nvestmenl minces to tires respects.fund felfred3 Snares of the hest are not Dean deposes and wend guerenleedby any bank government en*. se Me FOC. Return and ',Amerce wit fluctuate end seder's:Mon Sloemay tre more pleas Own anginalmot Mee the mcneymbikelfunds see* to mantel,' a liable net easel veneer SI 03 per share Invite no 634Ulancethat they tie continueto do so. TbeesentedannualmcometteddiridendyieMligursts for mulval funds repiesentthe funds' moat 'scent moome &Wendannual's& If you have Owen one of me sweep mutual funds you are nailed vial etymons in my porno Money MOW Sweep Fund wean bona", in the AWilmpen Rime Wet MGM, Fund. PrtmlArlin the Federal Many Mtlefun Sweep Fury' represent hokfings h the JPekeoen Federal Money WNW Fund. and porton, n the nix &arc( Money Nether Sweep Fund represent holeAgs in the JPSAcrosn Tax Exempt Money Market Fund. JPMorgan Palate Ronk a as mmketng name Ice Me Kong* bankng buns. conducted by! P Mogan Chase s Co thrown ds subsdeonos ma'am*. mauling JPIA:roan Chase Bank. J P Mogan Trust Company. NA end J P Morgan Seamen Inc JAMS! a a mate of me &comes Investor FhoSecton Ccrpreebon (SIPC). a not-kr-phefrt memeorselp caporal:en funded by mosevomatswarepalstse at) the securities and Exchange Commouvon &mate and ash hell fencustomer account et JPMS me protected or b on amount of 550.000020 The fat 5500,000 of prolschon. wtkon ocAgos up ka $100.000 of prows:on too cosh a troweled by &PC The balance ate prCtentan when inokeles up lo an additional 5000000 of pmrtecton fee each is vended by a sedans.* Excess Securities Bend iSSued by Tremolo, Casualty and SuretyCompany &Amerce Thus SPC and excess SIPC protection does not protect aganst bases learn fluctuations in the value cline secw*es Assets held in eteledy by 'PIKS are net meted to SIM omens Confidential Treatment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA01655158