EFTA01480732.pdf

Was the nature, value, and volume of actual transaction Yes activity consistent with expected transaction activity? Was any unusual or potentially suspicious transaction No activity detected? Additional Comments As mentioned above - this relationship is now in the process of exiling JP Morgan, Expected Activity Deposit Account(s) Transaction Types Expected Activity Levels Anticipated Dollar Amount Totals per Month Cash Deposits Cash Withdrawals . Check Deposits Low0-101 .510000 Checks Paid Low (1.10) <510.000 Incoming Wires (Domestic) Low (1401 $50.001 TO 5103.0:0 Outgoing Wires (Domestic) Low (1.101 $50 COI '0 5103 0)0 IncomingWires (International) Outgoing Wires/International) ACH Deposits ACH Payments Internal Transfer (DebitsCredits) Low (1-10) 550.001 TO 5100.000 Asset Purchases'Sales What is the initial/ongoing source of fund rig for the client's Deposit Account(s)? The initial binding amount was a $60,0000ther • Wire Ongoing w41 come from his PLLC account with the PB. What is the purposeAntended use of accounts)? Please provide a detailed description of how the Deposit Account(s) will be used by the client. The purpose of this account is to be used for an IRA account and to pay the adminsarative flows and fees. Review the activity for the period overall and explain how the client's transaction profile agrees with or doesn't agree with expectations for the client based on the client relationship (purpose of accounts, occupation, business activity. etc.): Theaccount has been reviewed. Was expected activity for the client modified in the transaction activity section of the KYC ticket? Yes If modified, explain. Yes, we added checks deposits and pail Low linty for the account. Client Directed Asset / Brokerage Account(s) Transaction Types Expected Activity Levels Anticipated Dollar Amount Totals per Month Cash Deposits Cash Withdrawals Check Deposits Checks Paid Incoming Wiros (Domestic) Low (1.10) 5500.001 TO SI.000.000 Outgoing Wires (Domestic) Low (1.10) 5500.001 TO $1.000,000 Incoming Wires (International) Outgoing Wires (International) ACH Deocarts ACH Payments Internal Transfer (Debits/Candits) Asset PurchasesiBales What is the initiabongoing source of funding for the ciente. Client Directed Asset? Brokerage Account's) 1 The initial funding has already taken place. Ongoing will cane Iron his PLLC account with the PB. What is the purposeAntended use of account(s)? Please provide a detailed description of how the Client Directed Asset i Brokerage Account(s) will be used by the client IRA Account Buy and hold investments for his IRA account. Review the activity for the period overall and explain how the client's transaction profile agrees with or doesn't agree with expectations for the client based on the client relationship (purpose of accounts, occupation, business activity, etc.): Expected activity/account has been reviewed and any alustrnants have been made. Was expected activity for the client modified In the transaction activity section of the KYC ticket? No Additional Client Information Please include eny additional Information that would further explain your knowledge of the client (family tree/history, punk information, %gibed's. etc. Confidential Treatment Requested by JPM-SDNY-00002948 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272146 EFTA01480732