EFTA01355981.pdf

From: Sendhil-kumar on behalf of CUSTOMERBUILD 810 Sent: 3/2/2018 2:10:26 PM To: Abhijit Mukherjr CC: Keith Buckholz CRM-PWM Derivatives [ ; Paolo De-Leon Collateral Admin-NY I LO Subject: RE: Southern Financial LLC II) Attachments: Southern Financial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_8SPA.PDF; Cleared Southern Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial KYC.PDF • Classification: For Internal use only Hi Abhijit, Please confirm the customer profile and SIC code for this request. Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited Ph:+ Email From: Abhijit Mukherjee Sent: Thursday, March 01, 2018 5:48 PM To: CUSTOMERBUILD BLO Cc: Keith Buckholz C ; Paolo De-Leon o a era min Y Sendhil-kumar K <sendhil- Subject: RE: Southern Financial LLC [IJ Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC dots. Please let me know if you need anything else. Thanks. Southern Financial LLC Kind regards, Abhijit Mukherjee Abhijit Mukherjee 08O1 Global Services Private Limited CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041339 CONFIDENTIAL SDNY_GM_00187523 EFTA01355981