EFTA01452683.pdf

Asset Allocation Disclosure and Footnotes Certain values have been defaulted into the Other Asset Class due to incomplete categorizing data All values are displayed in U.S. dollars based on interbank exchange rates as of 01/31/2014. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized This Period Year. to Dale Unrealized Short-Term Gain/Loss -155,770.40 -155,77040 1 361 904 52 Long-Term Gain/Loss -50.54d 57 -50,544 57 -3.707 158 03 Net Gain/Loss ,206,314.97 -206,314.97 -2,345,253.51 This summary excludes transactions where cost basis intonation is not available. Exchange Rate Table Global Cash Currency Qosing Mount in Curreney USD Equivalent Per USDA Corwin' Bolan* Base Currency USD EURO 1 3484 0.7416 EURO 291.846 67 393.526.05 MEXICAN PESO 0.0747 13.3801 Total Global Cash Balance 6393,526.05 Exchange rates are based on interbank exchange rates as of 01/392014. Exchange rates can vary. FDIC Insured Bank Deposits Date Mirky Type Deriptiou AseouM Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: N4G023804 Adivity Ending: 01/31/14 01101114 Opening Balance 18,181,872.33 18,181,872.33 01/02/14 Deposit DEPOSIT 114,277.38 18,295,949.71 01103114 Withdraws WITHDRAWAL -18.00 18,295,931.71 01/13/14 °spoil DEPOSIT 2,216,071.41 20,512,003.12 01/15114 Deposit INTEREST CREDITED 470.84 20,512,473.98 01/15/14 Deposit DEPOSIT 2,149,274.07 22,681,74103 APY 0.03% 01/18/14 Withdrawal WITHDRAWAL -3,684,881.32 18,977,066.71 Associated Bank NA NO 01/16 1250000.00 BHT NO 01/16 $250000.00 Bank of Am Ora NO 01/16 $250000.00 Citibank N.A. Page 2 of 23 Account Number: N46423804 Rat•J Lft..41.wit 1301C0242M30016 r1NAM,C11r Go paperles.s Yn.. ge0w CvuSA4 RATED COMMtINICATOKS twos. ate ovneetrruk Pc. sr Nit SO LIFERN FINANCIAL LLC ASK All UT C-DCLIVIIRY EXCELLUKE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109867 CONFIDENTIAL SDNY_GM_00256051 EFTA01452683