EFTA01365352.pdf

From: Vahe Stepanian Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks, Vahe From: Michael Valencia On Behalf Of kyc outreachteam Sent: Monday, November 14, 2016 8:34 AM To: Vahe Stepanian Cc: Daniel Sabba; Darlene Zong Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Hello All, Do you an update on below, is there an ETA that you can provide? Thank you. Best Regards, Michael Valencia KYC Outreach Analyst Deutsche Bark Jacksonville 520 r P I acksonville. FL. 32256. USA Tel. Email From: Vahe Stepanian Sent: Wednesday, November 09, 2016 5:04 PM To: kyc outreachteam < Cc: Daniel Sabba < >; Darlene Zong < > Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM To: Vahe Stepanian Subject: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056063 CONFIDENTIAL SDNY_GM_00202247 EFTA01365352